Managers / Q4 2018 · view latest →
Nalls Sherbakoff Group, LLC
CIK 0001767500 · 9724 KINGSTON PIKE, SUITE 505, KNOXVILLE, TN, 37922 · 8656940898
Reported Value
$63M
Q4 2018
Positions
422
Filings on Record
10
2019–present window
Filed
Feb 15, 2019
amendment (RESTATEMENT)
Summary
Nalls Sherbakoff Group, LLC reported $63M in U.S.-listed holdings across 422 positions for Q4 2018.
Its largest position, Schwab US Broad Market Etf, represents 11.3% of the portfolio.
Portfolio Metrics
Top-10 Concentration
+47.8%
share of reported value
Largest Position
+11.3%
Schwab US Broad Market Etf
Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.
Reported Value by Quarter
13F Reported Value
Portfolio Composition
By security type
- ETP · 74.0% · $46M
- Common Stock · 22.7% · $14M
- Other · 1.1% · $657,000
- ADR · 1.0% · $634,000
- Open-End Fund · 0.6% · $352,000
- Other · 0.7% · $407,000
Quarter-over-Quarter Changes full breakdown →
| Issuer | Move | Share Δ | Shares now | Value Δ | Value now |
|---|---|---|---|---|---|
| SCHWAB US BROAD MARKET ETF | NEW | +117.6K | 117.6K | +$7M | $7M |
| ISHARES SHORT TERM CORPORAT BD ETF | NEW | +105.8K | 105.8K | +$5M | $5M |
| SCHWAB US AGGREGATE BONDETF | NEW | +80.2K | 80.2K | +$4M | $4M |
| SCHWAB INTERNATIONAL EQUITY ETF | NEW | +101.2K | 101.2K | +$3M | $3M |
| VANGUARD REAL ESTATE ETF | NEW | +36.3K | 36.3K | +$3M | $3M |
| CSTRUSDCAPSTAR FINL HLDGS | NEW | +153.7K | 153.7K | +$2M | $2M |
| VANGUARD SHORT-TERM BONDETF | NEW | +21.4K | 21.4K | +$2M | $2M |
| SCHWAB US LARGE CAP VALUE ETF | NEW | +28.8K | 28.8K | +$1M | $1M |
Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.
Holdings — Q4 2018
50 positions
| # | Issuer | Class | % Portfolio | Value ↓ | Shares |
|---|---|---|---|---|---|
| 1 | SCHWAB US BROAD MARKET ETF | UIT EXCHANGE TRADED | 11.27% | $7M | 117.6K |
| 2 | ISHARES SHORT TERM CORPORAT BD ETF | UIT EXCHANGE TRADED | 8.74% | $5M | 105.8K |
| 3 | SCHWAB US AGGREGATE BONDETF | UIT EXCHANGE TRADED | 6.49% | $4M | 80.2K |
| 4 | SCHWAB INTERNATIONAL EQUITY ETF | UIT EXCHANGE TRADED | 4.58% | $3M | 101.2K |
| 5 | VANGUARD REAL ESTATE ETF | UIT EXCHANGE TRADED | 4.32% | $3M | 36.3K |
| 6 | CSTRUSDCAPSTAR FINL HLDGShistory → | COMMON STOCK | 3.62% | $2M | 153.7K |
| 7 | VANGUARD SHORT-TERM BONDETF | UIT EXCHANGE TRADED | 2.69% | $2M | 21.4K |
| 8 | SCHWAB US LARGE CAP VALUE ETF | UIT EXCHANGE TRADED | 2.27% | $1M | 28.8K |
| 9 | SCHWAB US LARGE CAP GROWTH ETF | UIT EXCHANGE TRADED | 1.97% | $1M | 17.9K |
| 10 | SCHWAB FUNDAMENTAL US LARGE CO ETF | UIT EXCHANGE TRADED | 1.81% | $1M | 33.4K |
| 11 | VANGUARD MID CAP GROWTH ETF | UIT EXCHANGE TRADED | 1.75% | $1M | 9.2K |
| 12 | SCHWAB EMERGING MARKETS EQUITY ETF | UIT EXCHANGE TRADED | 1.68% | $1M | 44.6K |
| 13 | VANGUARD INTERMEDIATE TERM BOND ETF | UIT EXCHANGE TRADED | 1.67% | $1M | 12.8K |
| 14 | ISHARES S&P SMALL CAP 600 ETF | UIT EXCHANGE TRADED | 1.57% | $982,000 | 7.4K |
| 15 | VANGUARD MID CAP VALUE ETF | UIT EXCHANGE TRADED | 1.53% | $959,000 | 10.1K |
| 16 | AMZNAMAZON.COM INChistory → | COMMON STOCK | 1.33% | $834,000 | 555 |
| 17 | ISHARES FLOATING RATE BOND ETF | UIT EXCHANGE TRADED | 1.24% | $775,000 | 15.4K |
| 18 | PGPROCTER & GAMBLEhistory → | COMMON STOCK | 1.23% | $767,000 | 8.3K |
| 19 | EXMOCEXXON MOBIL CORPhistory → | COMMON STOCK | 1.13% | $706,000 | 10.3K |
| 20 | INVESCO RUSSELL MIDCAP EQUAL WEIGHT ETF | UIT EXCHANGE TRADED | 1.10% | $688,000 | 16.1K |
| 21 | KKRKKR & CO INC CLASS Ahistory → | COMMON STOCK | 1.06% | $661,000 | 33.7K |
| 22 | TA T & T INChistory → | COMMON STOCK | 1.05% | $658,000 | 23.1K |
| 23 | GOOGLALPHABET INC. CLASS A | COMMON STOCK | 0.97% | $604,000 | 578 |
| 24 | VANGUARD SMALL CAP GROWTH ETF | UIT EXCHANGE TRADED | 0.95% | $592,000 | 3.9K |
| 25 | BPBP PLC FSPONSORED ADR 1 ADR REPS 6 ORD SHS | AMERICAN DEPOSITORY | 0.90% | $563,000 | 14.9K |
| 26 | VANGUARD TOTAL STOCK MARKET ETF | UIT EXCHANGE TRADED | 0.90% | $563,000 | 4.4K |
| 27 | SCHWAB US TIPS ETF | UIT EXCHANGE TRADED | 0.85% | $530,000 | 10.0K |
| 28 | INVESCO FTSE RAFI DEVELOPED MARKETS EX-U.S. ETF | UIT EXCHANGE TRADED | 0.80% | $498,000 | 13.3K |
| 29 | XLUSELECT SECTOR UTI SELECTSPDR ETF | UIT EXCHANGE TRADED | 0.73% | $459,000 | 8.7K |
| 30 | SCHWAB FUNDAMENTAL US SMALL COM ETF | UIT EXCHANGE TRADED | 0.71% | $443,000 | 13.5K |
| 31 | FT2FIRST HORIZON NATL | COMMON STOCK | 0.70% | $441,000 | 33.5K |
| 32 | ISHARES GLOBAL INFRASTRUCTURE ETF | UIT EXCHANGE TRADED | 0.64% | $400,000 | 10.2K |
| 33 | JNJJOHNSON & JOHNSON | COMMON STOCK | 0.64% | $400,000 | 3.1K |
| 34 | SPDR S&P DIVIDEND ETF | UIT EXCHANGE TRADED | 0.63% | $393,000 | 4.4K |
| 35 | SCHWAB US DIVIDEND EQUITY ETF | UIT EXCHANGE TRADED | 0.62% | $387,000 | 8.2K |
| 36 | MSFTMICROSOFT CORP | COMMON STOCK | 0.57% | $357,000 | 3.5K |
| 37 | SCHWAB US LARGE CAP ETF | UIT EXCHANGE TRADED | 0.55% | $347,000 | 5.8K |
| 38 | NDQINVESCO QQQ TRUST | UIT EXCHANGE TRADED | 0.53% | $332,000 | 2.1K |
| 39 | INVESCO S&P 500 HIGH DIVIDEND LOW VOLATILITY ETF | UIT EXCHANGE TRADED | 0.52% | $328,000 | 8.6K |
| 40 | AAPLAPPLE INC | COMMON STOCK | 0.48% | $298,000 | 1.9K |
| 41 | NEENEXTERA ENERGY INC | COMMON STOCK | 0.47% | $294,000 | 1.7K |
| 42 | VANGUARD HIGH DIVIDEND YIELD ETF | UIT EXCHANGE TRADED | 0.44% | $277,000 | 3.5K |
| 43 | NSCNORFOLK SOUTHERN CO | COMMON STOCK | 0.44% | $276,000 | 1.8K |
| 44 | JPMJ P MORGAN CHASE & CO | COMMON STOCK | 0.43% | $266,000 | 2.7K |
| 45 | VUGVANGUARD GROWTH ETF | UIT EXCHANGE TRADED | 0.38% | $238,000 | 1.8K |
| 46 | DUKDUKE ENERGY CORP | COMMON STOCK | 0.36% | $228,000 | 2.6K |
| 47 | ISHARE EDGE MSCI MIN VOLEAFE ETF | UIT EXCHANGE TRADED | 0.36% | $227,000 | 3.4K |
| 48 | VANGUARD MID CAP ETF | UIT EXCHANGE TRADED | 0.35% | $221,000 | 1.6K |
| 49 | KMIKINDER MORGAN INC | COMMON STOCK | 0.35% | $220,000 | 14.3K |
| 50 | INVESCO S&P GLOBAL WATERINDEX ETF | UIT EXCHANGE TRADED | 0.35% | $216,000 | 6.9K |
Filing History
13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.