SEC 13F Intelligence

Managers / Q4 2019 · view latest →

Apexium Financial, LP

CIK 0001765285 · 1920 MCKINNEY AVENUE, SUITE 700, DALLAS, TX, 75201 · 212-225-9500

Reported Value
$77M
Q4 2019
Positions
79
Filings on Record
26
2019–present window
Filed
Jan 8, 2020
original filing

Summary

Apexium Financial, LP reported $77M in U.S.-listed holdings across 79 positions for Q4 2019.

Its largest position, First Tr Value Line Divid In, represents 8.0% of the portfolio.

Compared with Q4 2018, the fund opened 67 new positions and exited 1.

Portfolio Metrics

Turnover
+1.4%
vs prior filed quarter
Top-10 Concentration
+54.4%
share of reported value
Largest Position
+8.0%
First Tr Value Line Divid In
New / Exited
67 / 1
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $10MQ4 ’18Q4 ’19: $77MQ1 ’20: $76MQ2 ’20: $110MQ3 ’20: $123MQ3 ’20Q4 ’20: $126MQ1 ’21: $136MQ2 ’21: $161MQ3 ’21: $173MQ3 ’21Q4 ’21: $194MQ1 ’22: $191MQ2 ’22: $174MQ3 ’22: $805MQ3 ’22Q4 ’22: $964MQ1 ’23: $1.0BQ2 ’23: $1.1BQ3 ’23: $998MQ3 ’23Q4 ’23: $1.4BQ1 ’24: $1.3BQ2 ’24: $1.4BQ3 ’24: $1.5BQ3 ’24Q4 ’24: $1.6BQ1 ’25: $1.7BQ2 ’25: $1.9BQ3 ’25: $2.1BQ3 ’25filingsflow.com

Portfolio Composition

By security type
ETP: 72.5%Common Stock: 26.6%Other: 0.5%REIT: 0.3%US DOMESTIC: 0.1%Other: 0.0%
  • ETP · 72.5% · $56M
  • Common Stock · 26.6% · $21M
  • Other · 0.5% · $390,000
  • REIT · 0.3% · $206,000
  • US DOMESTIC · 0.1% · $85,000
  • Other · 0.0% · $23,000

Quarter-over-Quarter Changes full breakdown →

vs Q4 2018 (amended baseline) · note: prior filed quarter, not the immediately preceding one

IssuerMoveShare ΔShares nowValue ΔValue now
NDQINVESCO QQQ TRNEW+25.0K25.0K+$5M$5M
ISHARES TRNEW+14.1K14.1K+$5M$5M
PROSHARES TRNEW+51.9K51.9K+$4M$4M
CABOCABLE ONE INCNEW+2.7K2.7K+$4M$4M
INVESCO EXCHNG TRADED FD TRNEW+85.2K85.2K+$4M$4M
ISHARES TRNEW+81.4K81.4K+$3M$3M
ISHARES TRNEW+21.8K21.8K+$2M$2M
TAT&T INCNEW+41.9K41.9K+$2M$2M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2019

33 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1ISHARES TRCORE S&P500 ETF · CORE DIV GRWTH · USA QUALITY FCTR · CORE S&P SCP ETF · CORE US AGGBD ET · CORE S&P MCP ETF · MSCI MIN VOL ETF · SELECT DIVID ETF · 1 3 YR TREAS BD · S&P 500 VAL ETF · EDGE MSCI USA VL · MSCI EAFE ETF · S&P 500 GRWT ETF21.99%$17M186.4K
2FIRST TR VALUE LINE DIVID INSHS8.01%$6M172.0K
3PROSHARES TRLARGE CAP CRE · S&P 500 DV ARIST7.44%$6M74.9K
4NDQINVESCO QQQ TRhistory →UNIT SER 16.88%$5M25.0K
5SPDR S&P 500 ETF TRTR UNIT6.19%$5M14.7K
6WISDOMTREE TRUS MIDCAP DIVID · US SMALLCAP DIVD5.52%$4M117.8K
7CABOCABLE ONE INChistory →COM5.14%$4M2.7K
8INVESCO EXCHNG TRADED FD TRS&P 500 EX RAT4.54%$4M85.2K
9VUGVANGUARD INDEX FDSS&P 500 ETF SHS · GROWTH ETF · VALUE ETF4.27%$3M15.8K
10AAPLAPPLE INChistory →COM3.40%$3M8.9K
11TAT&T INChistory →COM2.11%$2M41.9K
12GDGENERAL DYNAMICS CORPhistory →COM1.86%$1M8.2K
13GHCGRAHAM HLDGS COhistory →COM1.79%$1M2.2K
14SELECT SECTOR SPDR TRSBI CONS STPLS · TECHNOLOGY1.57%$1M17.6K
15AMZNAMAZON COM INChistory →COM1.43%$1M600
16BABOEING COhistory →COM1.33%$1M3.2K
17BACBANK AMER CORPhistory →COM1.23%$955,00027.1K
18SPDR DOW JONES INDL AVRG ETFUT SER 11.16%$899,0003.2K
19MSFTMICROSOFT CORPCOM0.93%$718,0004.6K
20BRK/BBERKSHIRE HATHAWAY INC DELCL B NEW0.81%$626,0002.8K
21ADBEADOBE INCCOM0.80%$622,0001.9K
22DISDISNEY WALT COCOM DISNEY0.68%$530,0003.7K
23SPDR SERIES TRUSTS&P DIVID ETF0.57%$441,0004.1K
24LEGG MASON ETF INVESTMENT TRL VOL H DIV ETF0.54%$416,00012.1K
25VANGUARD WHITEHALL FDS INCHIGH DIV YLD0.52%$404,0004.3K
26BROOKFIELD ASSET MGMT INCCL A LTD VT SH0.50%$390,0006.8K
27CBZCBIZ INCCOM0.48%$370,00013.7K
28JPMJPMORGAN CHASE & COCOM0.46%$355,0002.5K
29JNJJOHNSON & JOHNSONCOM0.44%$339,0002.3K
30TXNTEXAS INSTRS INCCOM0.39%$305,0002.4K
31BACVERIZON COMMUNICATIONS INCCOM0.39%$303,0004.9K
32KOCOCA COLA COCOM0.39%$301,0005.4K
33TRSTRIMAS CORPCOM NEW0.35%$267,0008.5K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q3 2025$2.1B288Nov 18, 202513F-HRchanges · EDGAR ↗
Q2 2025$1.9B278Jul 22, 202513F-HRchanges · EDGAR ↗
Q1 2025$1.7B278May 14, 202513F-HRchanges · EDGAR ↗
Q4 2024$1.6B259Jan 22, 202513F-HRchanges · EDGAR ↗
Q3 2024$1.5B236Oct 15, 202413F-HRchanges · EDGAR ↗
Q2 2024$1.4B227Aug 6, 202413F-HRchanges · EDGAR ↗
Q1 2024$1.3B226Apr 19, 202413F-HRchanges · EDGAR ↗
Q4 2023$1.4B270Feb 8, 202413F-HRchanges · EDGAR ↗
Q3 2023$998M212Oct 25, 202313F-HRchanges · EDGAR ↗
Q2 2023$1.1B221Aug 14, 202313F-HRchanges · EDGAR ↗
Q1 2023$1.0B211May 17, 202313F-HRchanges · EDGAR ↗
Q4 2022$964M205Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022$805M195Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$174M95Jul 28, 202213F-HRchanges · EDGAR ↗
Q1 2022$191M97Apr 22, 2022RESTATEMENTchanges · EDGAR ↗
Q4 2021$194M96Jan 19, 202213F-HRchanges · EDGAR ↗
Q3 2021$173M90Oct 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$161M80Jul 15, 202113F-HRchanges · EDGAR ↗
Q1 2021$136M75May 14, 202113F-HRchanges · EDGAR ↗
Q4 2020$126M77Jan 19, 202113F-HRchanges · EDGAR ↗
Q3 2020$123M75Oct 27, 202013F-HRchanges · EDGAR ↗
Q2 2020$110M73Jul 22, 202013F-HRchanges · EDGAR ↗
Q1 2020$76M63Apr 20, 202013F-HRchanges · EDGAR ↗
Q4 2019$77M79Jan 8, 202013F-HRchanges · EDGAR ↗
Q4 2018$10M20Feb 12, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.