SEC 13F Intelligence

Managers / Q2 2026

Kozak & Associates, Inc.

CIK 0001764970 · 1745 SHEA CENTER DRIVE, SUITE 345, HIGHLANDS RANCH, CO, 80129 · 3038474045

Reported Value
$576M
Q2 2026
Positions
451
Filings on Record
21
2019–present window
Filed
Jul 2, 2026
original filing

Summary

Kozak & Associates, Inc. reported $576M in U.S.-listed holdings across 451 positions for Q2 2026.

Its largest position, Ishares U S Tech Independence Focused Etf, represents 8.5% of the portfolio.

Compared with Q1 2026, the fund opened 27 new positions and exited 22.

Portfolio Metrics

Turnover
+13.2%
vs prior filed quarter
Top-10 Concentration
+62.9%
share of reported value
Largest Position
+8.5%
Ishares U S Tech Independence Focused Etf
New / Exited
27 / 22
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’20: $129MQ4 ’20Q3 ’21: $169MQ1 ’22: $156MQ3 ’22: $150MQ3 ’22Q2 ’23: $248MQ3 ’23: $273MQ4 ’23: $315MQ4 ’23Q1 ’24: $372MQ2 ’24: $405MQ3 ’24: $423MQ3 ’24Q4 ’24: $437MQ1 ’25: $401MQ2 ’25: $491MQ2 ’25Q3 ’25: $508MQ4 ’25: $518MQ1 ’26: $513MQ1 ’26Q2 ’26: $576Mfilingsflow.com

Portfolio Composition

By security type
ETP: 73.9%Common Stock: 25.8%ADR: 0.1%REIT: 0.1%Other: 0.1%Other: 0.1%
  • ETP · 73.9% · $426M
  • Common Stock · 25.8% · $149M
  • ADR · 0.1% · $506,948
  • REIT · 0.1% · $401,149
  • Other · 0.1% · $378,369
  • Other · 0.1% · $314,443

Quarter-over-Quarter Changes full breakdown →

vs Q1 2026 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
PGIM JENNISON FOCUSED VALUE ETFNEW+258.7K258.7K+$25M$25M
ISHARES MSCI EMERGING MARKETS EX CHINA ETFNEW+139.7K139.7K+$14M$14M
VANECK URANIUM AND NUCLEAR ETFNEW+67.2K67.2K+$8M$8M
MRPMILLROSE PPTYS INC COM CL ANEW+3.8K3.8K+$114,132$114,132
ENERGY TRANSFER L P 9.250 FXD PFD INEW+8.2K8.2K+$94,158$94,158
ELLAUDER ESTEE COS INC CL ANEW+365365+$30,102$30,102
SNDKSANDISK CORP COMNEW+66+$12,193$12,193
CARNIVAL CORP LTD COMMON SHARESNEW+302302+$8,601$8,601

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q2 2026

49 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1ISHARES U.S. TECH INDEPENDENCE FOCUSED ETFETF8.54%$49M464.6K
2STATE STREET SPDR PORTFOLIO S&P 500 GROWTH ETFETF8.41%$48M409.3K
3STATE STREET SPDR S&P 500 ETFETF8.16%$47M63.1K
4NDQINVESCO QQQ TRUST SERIES Ihistory →ETF8.01%$46M63.6K
5INVESCO S&P 500 REVENUE ETFETF7.44%$43M333.8K
6ISHARES US FINANCIAL SERVICES ETFETF4.89%$28M305.4K
7ISHARES S&P MID-CAP 400 GROWTH ETFETF4.64%$27M230.5K
8PGIM JENNISON FOCUSED VALUE ETFETF4.40%$25M258.7K
9VANECK SEMICONDUCTOR ETFETF4.25%$25M39.5K
10ISHARES U.S. INDUSTRIALS ETFETF4.14%$24M144.1K
11AAPLAPPLE INC COMhistory →Stock4.05%$23M79.3K
12NVDANVIDIA CORPORATION COMhistory →Stock3.99%$23M116.4K
13MSFTMICROSOFT CORP COMhistory →Stock3.57%$21M53.6K
14AMZNAMAZON COM INC COMhistory →Stock3.17%$18M75.5K
15PIMCO MULTISECTOR BOND ACTIVE EXCHANGE-TRADED FUNDETF3.11%$18M681.2K
16ISHARES MSCI EMERGING MARKETS EX CHINA ETFETF2.39%$14M139.7K
17COSTCOSTCO WHOLESALE CORPORATION COMhistory →Stock2.10%$12M13.1K
18STATE STREET SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUSTETF1.94%$11M21.4K
19GOOGALPHABET INC CAP STK CL CStock1.79%$10M28.8K
20SCHWAB FUNDAMENTAL EMERGING MARKETS EQUITY ETFETF1.43%$8M209.0K
21VANECK URANIUM AND NUCLEAR ETFETF1.34%$8M67.2K
22AVGOBROADCOM INC COMStock0.46%$3M7.1K
23JPMJPMORGAN CHASE & CO COMStock0.43%$2M7.5K
24SCHWSCHWAB CHARLES CORP COMStock0.43%$2M25.9K
25CATCATERPILLAR INC COMStock0.33%$2M1.9K
26VVISA INC COM CL AStock0.29%$2M4.7K
27LMTLOCKHEED MARTIN CORP COMStock0.23%$1M2.6K
28ABBVABBVIE INC COMStock0.21%$1M4.8K
29ORCLORACLE CORP COMStock0.19%$1M7.7K
30NFLXNETFLIX INC. COMStock0.17%$975,82113.2K
31INVESCO S&P SMALLCAP MOMENTUM ETFETF0.17%$960,69510.5K
32WMWASTE MGMT INC DEL COMStock0.16%$907,9724.1K
33DEDEERE & CO COMStock0.15%$867,2751.4K
34GEVGE VERNOVA INC COMStock0.14%$802,070707
35CSXCSX CORP COMStock0.14%$782,08016.2K
36AXPAMERICAN EXPRESS CO COMStock0.13%$777,4712.2K
37PROSHARES S&P 500 DIVIDEND ARISTOCRATS ETFETF0.13%$757,71913.4K
38CHVCHEVRON CORPORATION COMStock0.13%$753,0434.5K
39GE AEROSPACE COM NEWStock0.13%$741,2152.0K
40MARMARRIOTT INTL INC NEW CL AStock0.12%$698,9461.9K
41BXBLACKSTONE INC COMStock0.12%$678,2185.7K
42EXMOCEXXON MOBIL CORP COMStock0.11%$649,1334.8K
43FSLRFIRST SOLAR INC COMStock0.11%$615,0122.6K
44CSCOCISCO SYS INC COMStock0.10%$573,2044.9K
45MCDMCDONALDS CORP COMStock0.10%$547,6072.0K
46DRIDARDEN RESTAURANTS INC COMStock0.09%$525,7962.6K
47NOWSERVICENOW INC COMStock0.09%$506,2534.8K
48GSGOLDMAN SACHS GROUP INC COMStock0.08%$469,120460
49NEENEXTERA ENERGY INC COMStock0.08%$464,8425.4K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2026$576M451Jul 2, 202613F-HRchanges · EDGAR ↗
Q1 2026$513M452Apr 14, 202613F-HRchanges · EDGAR ↗
Q4 2025$518M432Jan 12, 202613F-HRchanges · EDGAR ↗
Q3 2025$508M455Nov 18, 202513F-HRchanges · EDGAR ↗
Q2 2025$491M470Jul 10, 202513F-HRchanges · EDGAR ↗
Q1 2025$401M461Apr 15, 202513F-HRchanges · EDGAR ↗
Q4 2024$437M439Jan 6, 202513F-HRchanges · EDGAR ↗
Q3 2024$423M399Oct 17, 202413F-HRchanges · EDGAR ↗
Q2 2024$405M388Jul 5, 202413F-HRchanges · EDGAR ↗
Q1 2024$372M444May 17, 202413F-HRchanges · EDGAR ↗
Q4 2023$315M369Jan 17, 202413F-HRchanges · EDGAR ↗
Q3 2023$273M382Oct 17, 202313F-HRchanges · EDGAR ↗
Q2 2023$248M357Jul 5, 202313F-HRchanges · EDGAR ↗
Q1 2023Under review340Apr 3, 202313F-HRchanges · EDGAR ↗
Q4 2022Under review347Jan 3, 202313F-HRchanges · EDGAR ↗
Q3 2022$150M387Oct 12, 202213F-HRchanges · EDGAR ↗
Q1 2022$156M389May 26, 202213F-HRchanges · EDGAR ↗
Q3 2021$169M338Nov 16, 202113F-HRchanges · EDGAR ↗
Q4 2020$129M70Feb 22, 202113F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.