SEC 13F Intelligence

Managers / Q3 2025 · view latest →

Kozak & Associates, Inc.

CIK 0001764970 · 1745 SHEA CENTER DRIVE, SUITE 345, HIGHLANDS RANCH, CO, 80129 · 3038474045

Reported Value
$508M
Q3 2025
Positions
455
Filings on Record
21
2019–present window
Filed
Nov 18, 2025
original filing

Summary

Kozak & Associates, Inc. reported $508M in U.S.-listed holdings across 455 positions for Q3 2025.

Its largest position, Ishares U S Tech Independence Focused Etf, represents 12.7% of the portfolio.

Compared with Q2 2025, the fund opened 88 new positions and exited 105.

Reported Value by Quarter

13F Reported Value
Q4 ’20: $129MQ4 ’20Q3 ’21: $169MQ1 ’22: $156MQ3 ’22: $150MQ3 ’22Q4 ’22: $201MQ1 ’23: $223MQ2 ’23: $248MQ2 ’23Q3 ’23: $273MQ4 ’23: $315MQ1 ’24: $372MQ1 ’24Q2 ’24: $405MQ3 ’24: $423MQ4 ’24: $437MQ4 ’24Q1 ’25: $401MQ2 ’25: $491MQ3 ’25: $508MQ3 ’25Q4 ’25: $518MQ1 ’26: $513MQ2 ’26: $576MQ2 ’26filingsflow.com

Portfolio Composition

By security type
ETP: 68.4%Common Stock: 31.2%ADR: 0.1%Other: 0.1%REIT: 0.1%Other: 0.1%
  • ETP · 68.4% · $348M
  • Common Stock · 31.2% · $159M
  • ADR · 0.1% · $654,901
  • Other · 0.1% · $358,175
  • REIT · 0.1% · $297,726
  • Other · 0.1% · $291,756

Quarter-over-Quarter Changes full breakdown →

Holdings — Q3 2025

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#IssuerClass% PortfolioValueShares

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2026$576M451Jul 2, 202613F-HRchanges · EDGAR ↗
Q1 2026$513M452Apr 14, 202613F-HRchanges · EDGAR ↗
Q4 2025$518M432Jan 12, 202613F-HRchanges · EDGAR ↗
Q3 2025$508M455Nov 18, 202513F-HRchanges · EDGAR ↗
Q2 2025$491M470Jul 10, 202513F-HRchanges · EDGAR ↗
Q1 2025$401M461Apr 15, 202513F-HRchanges · EDGAR ↗
Q4 2024$437M439Jan 6, 202513F-HRchanges · EDGAR ↗
Q3 2024$423M399Oct 17, 202413F-HRchanges · EDGAR ↗
Q2 2024$405M388Jul 5, 202413F-HRchanges · EDGAR ↗
Q1 2024$372M444May 17, 202413F-HRchanges · EDGAR ↗
Q4 2023$315M369Jan 17, 202413F-HRchanges · EDGAR ↗
Q3 2023$273M382Oct 17, 202313F-HRchanges · EDGAR ↗
Q2 2023$248M357Jul 5, 202313F-HRchanges · EDGAR ↗
Q1 2023$223M340Apr 3, 202313F-HRchanges · EDGAR ↗
Q4 2022$201M347Jan 3, 202313F-HRchanges · EDGAR ↗
Q3 2022$150M387Oct 12, 202213F-HRchanges · EDGAR ↗
Q1 2022$156M389May 26, 202213F-HRchanges · EDGAR ↗
Q3 2021$169M338Nov 16, 202113F-HRchanges · EDGAR ↗
Q4 2020$129M70Feb 22, 202113F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.