SEC 13F Intelligence

Managers / Q3 2023 · view latest →

Cooper Financial Group

CIK 0001751581 · 9870 RESEARCH DR., IRVINE, CA, 92618 · 800-516-5333

Reported Value
$416M
Q3 2023
Positions
324
Filings on Record
32
2019–present window
Filed
Oct 13, 2023
original filing

Summary

Cooper Financial Group reported $416M in U.S.-listed holdings across 324 positions for Q3 2023.

Its largest position, AAPL, represents 5.9% of the portfolio.

Compared with Q2 2023, the fund opened 28 new positions and exited 20.

Portfolio Metrics

Turnover
+8.1%
vs prior filed quarter
Top-10 Concentration
+28.5%
share of reported value
Largest Position
+5.9%
Apple
New / Exited
28 / 20
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $148MQ4 ’18Q1 ’19: $182MQ2 ’19: $206MQ3 ’19: $222MQ4 ’19: $250MQ4 ’19Q1 ’20: $240MQ2 ’20: $309MQ3 ’20: $346MQ4 ’20: $490MQ4 ’20Q1 ’21: $443MQ2 ’21: $492MQ3 ’21: $482MQ4 ’21: $265MQ4 ’21Q1 ’22: $263MQ2 ’22: $275MQ3 ’22: $278MQ4 ’22: $327MQ4 ’22Q1 ’23: $371MQ2 ’23: $403MQ3 ’23: $416MQ4 ’23: $550MQ4 ’23Q1 ’24: $608MQ2 ’24: $680MQ3 ’24: $770MQ4 ’24: $830MQ4 ’24Q1 ’25: $759MQ2 ’25: $850MQ3 ’25: $903MQ4 ’25: $940MQ4 ’25Q1 ’26: $989MQ2 ’26: $1.2Bfilingsflow.com

Portfolio Composition

By security type
ETP: 50.7%Common Stock: 44.3%Other: 1.7%Closed-End Fund: 1.5%REIT: 0.9%Other: 0.9%
  • ETP · 50.7% · $211M
  • Common Stock · 44.3% · $184M
  • Other · 1.7% · $7M
  • Closed-End Fund · 1.5% · $6M
  • REIT · 0.9% · $4M
  • Other · 0.9% · $4M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2023 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
ISHARES TRNEW+24.0K24.0K+$1M$1M
SELECT SECTOR SPDR TRNEW+5.0K5.0K+$817,193$817,193
PACER FDS TRNEW+21.3K21.3K+$691,963$691,963
JOHN HANCOCK EXCHANGE TRADEDNEW+14.3K14.3K+$675,710$675,710
VANGUARD INDEX FDSNEW+2.5K2.5K+$485,562$485,562
VANGUARD ADMIRAL FDS INCNEW+6.2K6.2K+$483,302$483,302
ISHARES TRNEW+4.1K4.1K+$417,599$417,599
TFCTRUIST FINL CORPNEW+14.4K14.4K+$412,613$412,613

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2023

33 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1J P MORGAN EXCHANGE TRADED FULTRA SHRT INC · EQUITY PREMIUM · ULTRA SHT MUNCPL · BETABUILDERS US8.85%$37M725.9K
2ISHARES TRCORE S&P500 ETF · CORE S&P SCP ETF · CORE HIGH DV ETF · CORE TOTAL USD · 20 YR TR BD ETF · RUS 1000 GRW ETF · EAFE VALUE ETF · IBONDS 24 TRM TS · MSCI USA QLT FCT7.49%$31M377.5K
3AAPLAPPLE INChistory →COM5.87%$24M142.7K
4MSFTMICROSOFT CORPhistory →COM3.45%$14M45.5K
5SPDR SER TRPRTFLO S&P500 VL · PRTFLO S&P500 GW · PORTFOLIO S&P500 · PORTFOLIO AGRGTE3.16%$13M313.2K
6TSLATESLA INChistory →COM2.59%$11M43.0K
7AMZNAMAZON COM INChistory →COM2.45%$10M80.1K
8SCHWAB STRATEGIC TRUS DIVIDEND EQ2.27%$9M133.3K
9GOOGLALPHABET INCCAP STK CL A · CAP STK CL C2.13%$9M67.4K
10DBX ETF TRXTRACK MSCI EAFE1.93%$8M230.0K
11JOHN HANCOCK EXCHANGE TRADEDMLTFCTR LRG CAP · MULTI INTL ETF1.80%$7M168.8K
12PACER FDS TRUS CASH COWS 1001.59%$7M133.7K
13NDQINVESCO QQQ TRhistory →UNIT SER 11.48%$6M17.2K
14VANGUARD ADMIRAL FDS INC500 GRTH IDX F1.46%$6M24.6K
15BRK/BBERKSHIRE HATHAWAY INC DELhistory →CL B NEW1.36%$6M16.2K
16INVESCO EXCHANGE TRADED FD TS&P 500 VLU MOMN · S&P SMCP VLU MNT1.36%$6M118.7K
17NVDANVIDIA CORPORATIONhistory →COM1.07%$4M10.3K
18AVGOBROADCOM INCCOM0.91%$4M4.5K
19PGPROCTER AND GAMBLE COCOM0.75%$3M21.3K
20CHVCHEVRON CORP NEWCOM0.73%$3M17.9K
21INDEXIQ ETF TRHEDGE MLTI ETF0.62%$3M86.0K
22EXMOCEXXON MOBIL CORPCOM0.59%$2M21.0K
23PROSHARES TRS&P 500 DV ARIST0.59%$2M27.8K
24SPDR S&P 500 ETF TRTR UNIT0.52%$2M5.1K
25AMGNAMGEN INCCOM0.52%$2M8.0K
26COSTCOSTCO WHSL CORP NEWCOM0.51%$2M3.7K
27INVESCO ACTIVELY MANAGED ETFTOTAL RETURN0.49%$2M45.9K
28GBABGUGGENHEIM TAXABLE MUNICP BOCOM0.49%$2M130.2K
29HDHOME DEPOT INCCOM0.48%$2M6.6K
30FIDELITY COVINGTON TRUSTMSCI INFO TECH I0.43%$2M14.6K
31VANECK ETF TRUSTFALLEN ANGEL HG0.43%$2M65.3K
32PIMCO ETF TRACTIVE BD ETF0.42%$2M19.7K
33EATON CORP PLCSHS0.42%$2M8.1K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2026$1.2B451Jul 8, 202613F-HRchanges · EDGAR ↗
Q1 2026$989M425Apr 7, 202613F-HRchanges · EDGAR ↗
Q4 2025$940M380Jan 8, 202613F-HRchanges · EDGAR ↗
Q3 2025$903M385Oct 7, 202513F-HRchanges · EDGAR ↗
Q2 2025$850M374Jul 18, 202513F-HRchanges · EDGAR ↗
Q1 2025$759M379May 12, 202513F-HRchanges · EDGAR ↗
Q4 2024$830M386Jan 13, 202513F-HRchanges · EDGAR ↗
Q3 2024$770M382Nov 14, 202413F-HRchanges · EDGAR ↗
Q2 2024$680M372Jul 15, 202413F-HRchanges · EDGAR ↗
Q1 2024$608M349Apr 11, 202413F-HRchanges · EDGAR ↗
Q4 2023$550M342Jan 16, 202413F-HRchanges · EDGAR ↗
Q3 2023$416M324Oct 13, 202313F-HRchanges · EDGAR ↗
Q2 2023$403M316Jul 7, 202313F-HRchanges · EDGAR ↗
Q1 2023$371M298May 11, 202313F-HRchanges · EDGAR ↗
Q4 2022$327M293Jan 13, 202313F-HRchanges · EDGAR ↗
Q3 2022$278M261Oct 13, 202213F-HRchanges · EDGAR ↗
Q2 2022$275M250Jul 11, 202213F-HRchanges · EDGAR ↗
Q1 2022$263M243Apr 25, 2022RESTATEMENTchanges · EDGAR ↗
Q4 2021$265M234Feb 11, 202213F-HRchanges · EDGAR ↗
Q3 2021$482M248Oct 6, 202113F-HRchanges · EDGAR ↗
Q2 2021$492M251Jul 12, 202113F-HRchanges · EDGAR ↗
Q1 2021$443M241May 17, 202113F-HRchanges · EDGAR ↗
Q4 2020$490M295Feb 16, 202113F-HRchanges · EDGAR ↗
Q3 2020$346M205Oct 9, 202013F-HRchanges · EDGAR ↗
Q2 2020$309M191Jul 15, 202013F-HRchanges · EDGAR ↗
Q1 2020$240M152May 15, 202013F-HRchanges · EDGAR ↗
Q4 2019$250M157Jan 7, 202013F-HRchanges · EDGAR ↗
Q3 2019$222M143Oct 8, 201913F-HRchanges · EDGAR ↗
Q2 2019$206M125Jul 8, 201913F-HRchanges · EDGAR ↗
Q1 2019$182M109May 15, 201913F-HRchanges · EDGAR ↗
Q4 2018$148M101Jan 17, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.