SEC 13F Intelligence

Managers / Q4 2021 · view latest →

West Branch Capital LLC

CIK 0001738723 · 9 RESEARCH DRIVE, SUITE 1, PO BOX 2067, AMHERST, MA, 01004 · 413-256-1225

Reported Value
$235M
Q4 2021
Positions
468
Filings on Record
31
2019–present window
Filed
Jan 24, 2022
original filing

Summary

West Branch Capital LLC reported $235M in U.S.-listed holdings across 468 positions for Q4 2021.

Its largest position, AAPL, represents 11.3% of the portfolio.

Compared with Q3 2021, the fund opened 41 new positions and exited 14.

Portfolio Metrics

Turnover
+1.5%
vs prior filed quarter
Top-10 Concentration
+53.1%
share of reported value
Largest Position
+11.3%
Apple
New / Exited
41 / 14
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $95MQ4 ’18Q1 ’19: $112MQ2 ’19: $121MQ3 ’19: $135MQ4 ’19: $144MQ4 ’19Q1 ’20: $105MQ2 ’20: $142MQ3 ’20: $157MQ4 ’20: $169MQ4 ’20Q1 ’21: $171MQ2 ’21: $204MQ3 ’21: $208MQ4 ’21: $235MQ4 ’21Q1 ’22: $209MQ2 ’22: $173MQ3 ’22: $161MQ4 ’22: $162MQ4 ’22Q1 ’23: $179MQ2 ’23: $200MQ3 ’23: $191MQ4 ’23: $213MQ4 ’23Q1 ’24: $248MQ2 ’24: $269MQ3 ’24: $289MQ4 ’24: $313MQ4 ’24Q1 ’25: $300MQ2 ’25: $338MQ3 ’25: $381MQ4 ’25: $388MQ4 ’25Q1 ’26: $373MQ2 ’26: $430Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 87.6%ETP: 11.7%REIT: 0.3%Other: 0.2%Closed-End Fund: 0.1%Other: 0.1%
  • Common Stock · 87.6% · $206M
  • ETP · 11.7% · $27M
  • REIT · 0.3% · $765,000
  • Other · 0.2% · $441,000
  • Closed-End Fund · 0.1% · $328,000
  • Other · 0.1% · $131,000

Quarter-over-Quarter Changes full breakdown →

vs Q3 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
VOOVANGUARD INDEX FDSNEW+640640+$280,000$280,000
MOATVANECK ETF TRUSTNEW+2.7K2.7K+$202,000$202,000
NUENUCOR CORPNEW+1.0K1.0K+$114,000$114,000
RIVNRIVIAN AUTOMOTIVE INCNEW+1.0K1.0K+$104,000$104,000
STXSEAGATE TECHNOLOGY HLDNGS PLNEW+681681+$77,000$77,000
KLACKLA CORPNEW+140140+$60,000$60,000
EXFYEXPENSIFY INCNEW+1.0K1.0K+$44,000$44,000
SPSBSPDR SER TRNEW+1.2K1.2K+$37,000$37,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2021

394 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1AAPLAPPLE INChistory →COM11.25%$26M148.9K
2MSFTMICROSOFT CORPhistory →COM6.52%$15M45.5K
3NVDANVIDIA CORPORATIONhistory →COM5.95%$14M47.6K
4AMZNAMAZON COM INChistory →COM5.90%$14M4.2K
5GOOGLALPHABET INCCAP STK CL A · CAP STK CL C5.68%$13M4.6K
6SPYSPDR S&P 500 ETF TRhistory →TR UNIT4.47%$10M22.1K
7IVVISHARES TRCORE S&P500 ETF · SHORT TREAS BD · RUSSELL 2000 ETF · IBOXX HI YD ETF · CORE S&P TTL STK · S&P MC 400GR ETF · CORE S&P US GWT · ISHARES SEMICDTR · JPMORGAN USD EMG · S&P 500 VAL ETF · CORE S&P SCP ETF · RUS 1000 VAL ETF · FLTG RATE NT ETF · RUS 2000 GRW ETF · CORE US AGGBD ET · S&P 100 ETF · CORE DIV GRWTH · CORE S&P MCP ETF · S&P 500 GRWT ETF · ISHARES BIOTECH · CORE MSCI TOTAL · RUS 1000 GRW ETF · RUS MID CAP ETF · MSCI ACWI EX US · 20 YR TR BD ETF · RUS MDCP VAL ETF · RUS 2000 VAL ETF · CORE TOTAL USD · RUS MD CP GR ETF · PFD AND INCM SEC · SHRT NAT MUN ETF · MSCI USA MMENTM · GBL COMM SVC ETF · S&P SML 600 GWT · CORE 1 5 YR USD · IBOXX INV CP ETF · GLOBAL TECH ETF · 0-5 YR TIPS ETF · EXPANDED TECH4.02%$9M54.5K
8PGPROCTER AND GAMBLE COhistory →COM3.93%$9M56.5K
9MOG/BMOOG INCCL B · CL A3.18%$7M92.2K
10METAMETA PLATFORMS INChistory →CL A2.14%$5M15.0K
11JPMJPMORGAN CHASE & COhistory →COM2.13%$5M31.6K
12HDHOME DEPOT INChistory →COM2.00%$5M11.3K
13JNJJOHNSON & JOHNSONhistory →COM1.71%$4M23.5K
14UNHUNITEDHEALTH GROUP INChistory →COM1.71%$4M8.0K
15ABBVABBVIE INChistory →COM1.68%$4M29.1K
16VVISA INChistory →COM CL A1.65%$4M17.9K
17TSLATESLA INChistory →COM1.45%$3M3.2K
18VZVERIZON COMMUNICATIONS INChistory →COM1.44%$3M65.3K
19PFEPFIZER INChistory →COM1.33%$3M53.1K
20ORCLORACLE CORPhistory →COM1.22%$3M32.9K
21VBRVANGUARD INDEX FDSSM CP VAL ETF · TOTAL STK MKT · S&P 500 ETF SHS · REAL ESTATE ETF · SMALL CP ETF · MID CAP ETF · SML CP GRW ETF1.15%$3M13.6K
22NFLXNETFLIX INChistory →COM1.13%$3M4.4K
23INTCINTEL CORPhistory →COM1.12%$3M51.2K
24WMTWALMART INChistory →COM1.07%$3M17.4K
25DISDISNEY WALT COhistory →COM1.07%$3M16.2K
26ADBEADOBE SYSTEMS INCORPORATEDCOM0.96%$2M4.0K
27CSCOCISCO SYS INCCOM0.92%$2M34.2K
28PYPLPAYPAL HLDGS INCCOM0.90%$2M11.2K
29CRMSALESFORCE COM INCCOM0.90%$2M8.3K
30PEPPEPSICO INCCOM0.90%$2M12.1K
31ABTABBOTT LABSCOM0.86%$2M14.3K
32BACBK OF AMERICA CORPCOM0.83%$2M43.8K
33MAMASTERCARD INCORPORATEDCL A0.82%$2M5.4K
34MCDMCDONALDS CORPCOM0.78%$2M6.9K
35NKENIKE INCCL B0.67%$2M9.4K
36TMOTHERMO FISHER SCIENTIFIC INCCOM0.62%$1M2.2K
37BLACKROCK INCCOM0.62%$1M1.6K
38UNPUNION PAC CORPCOM0.59%$1M5.5K
39KOCOCA COLA COCOM0.58%$1M23.2K
40AVGOBROADCOM INCCOM0.57%$1M2.0K
41CMCSACOMCAST CORP NEWCL A0.54%$1M25.2K
42EXMOCEXXON MOBIL CORPCOM0.54%$1M20.6K
43MRKMERCK & CO INCCOM0.52%$1M16.1K
44VYMVANGUARD WHITEHALL FDSHIGH DIV YLD0.48%$1M10.0K
45ADPAUTOMATIC DATA PROCESSING INCOM0.47%$1M4.4K
46BKNGBOOKING HOLDINGS INCCOM0.43%$1M425
47LLYLILLY ELI & COCOM0.36%$845,0003.1K
48COSTCOSTCO WHSL CORP NEWCOM0.31%$738,0001.3K
49LMTLOCKHEED MARTIN CORPCOM0.30%$715,0002.0K
50MTBM & T BK CORPCOM0.29%$691,0004.5K
51TAT&T INCCOM0.28%$659,00026.8K
52WFCWELLS FARGO CO NEWCOM0.25%$588,00012.3K
53GLWCORNING INCCOM0.25%$577,00015.5K
54SYYSYSCO CORPCOM0.21%$497,0006.3K
55CVXCHEVRON CORP NEWCOM0.20%$481,0004.1K
56MCHPMICROCHIP TECHNOLOGY INC.COM0.20%$480,0005.5K
57SPGPINVESCO EXCHANGE TRADED FD TS&P 500 GARP ETF · WATER RES ETF · S&P 500 TOP 500.19%$437,0005.2K
58ETNEATON CORP PLCSHS0.18%$417,0002.4K
59CSXCSX CORPCOM0.17%$398,00010.6K
60GLTRABERDEEN STD PRECIOUS METALSPHYSCL PM BASKET0.16%$375,0004.2K
61XLKSELECT SECTOR SPDR TRTECHNOLOGY · SBI CONS DISCR · COMMUNICATION · SBI HEALTHCARE · SBI INT-UTILS0.15%$344,0002.2K
62AJGGALLAGHER ARTHUR J & COCOM0.14%$323,0001.9K
63DUKDUKE ENERGY CORP NEWCOM NEW0.13%$309,0002.9K
64RTXRAYTHEON TECHNOLOGIES CORPCOM0.12%$293,0003.4K
65BMYBRISTOL-MYERS SQUIBB COCOM0.12%$281,0004.5K
66SPYGSPDR SER TRPORTFOLIO S&P600 · PRTFLO S&P500 GW · PORTFOLIO SHORT · S&P DIVID ETF0.12%$278,0006.1K
67NSCNORFOLK SOUTHN CORPCOM0.11%$264,000886
68MMM3M COCOM0.11%$251,0001.4K
69ABERDEEN STD GOLD ETF TRPHYSCL GOLD SHS0.10%$245,00013.9K
70UPSUNITED PARCEL SERVICE INCCL B0.10%$244,0001.1K
71MKCMCCORMICK & CO INCCOM NON VTG0.10%$241,0002.5K
72EDCONSOLIDATED EDISON INCCOM0.10%$226,0002.6K
73KRANESHARES TRQUADRTC INT RT0.09%$215,0008.0K
74MOATVANECK ETF TRUSTMRNGSTR WDE MOAT · PREFERRED SECURT0.09%$213,0003.2K
75AMGNAMGEN INCCOM0.09%$207,000918
76HPQHP INCCOM0.09%$202,0005.4K
77ACNACCENTURE PLC IRELANDSHS CLASS A0.09%$202,000487
78TANINVESCO EXCH TRADED FD TR IIS&P500 LOW VOL · SOLAR ETF0.08%$198,0002.9K
79FNCLFIDELITY COVINGTON TRUSTMSCI FINLS IDX · MSCI INFO TECH I · MSCI CONSM DIS · MSCI HLTH CARE I0.08%$192,0003.3K
80FDNFIRST TR EXCHANGE-TRADED FDDJ INTERNT IDX · CLOUD COMPUTING0.08%$191,0001.0K
81SRESEMPRACOM0.08%$186,0001.4K
82QCOMQUALCOMM INCCOM0.08%$183,000999
83SCHOSCHWAB STRATEGIC TRSHT TM US TRES0.08%$180,0003.5K
84IAUGOLD TRISHARES NEW0.07%$174,0005.0K
85PNCPNC FINL SVCS GROUP INCCOM0.07%$173,000864
86GLDSPDR GOLD TRGOLD SHS0.07%$168,000980
87CLXCLOROX CO DELCOM0.07%$165,000947
88PLDPROLOGIS INC.COM0.07%$165,000983
89UNILEVER PLCSPON ADR NEW0.07%$162,0003.0K
90VTVANGUARD INTL EQUITY INDEX FTT WRLD ST ETF0.07%$161,0001.5K
91VFCV F CORPCOM0.07%$160,0002.2K
92PLOWDOUGLAS DYNAMICS INCCOM0.06%$151,0003.9K
93ESEVERSOURCE ENERGYCOM0.06%$148,0001.6K
94DEDEERE & COCOM0.06%$148,000432
95CCITIGROUP INCCOM NEW0.06%$146,0002.4K
96AXPAMERICAN EXPRESS COCOM0.06%$145,000884
97NEENEXTERA ENERGY INCCOM0.06%$145,0001.6K
98HONHONEYWELL INTL INCCOM0.06%$144,000689
99DHRDANAHER CORPORATIONCOM0.06%$142,000431
100AEPAMERICAN ELEC PWR CO INCCOM0.06%$138,0001.6K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2026$430M355Jul 10, 202613F-HRchanges · EDGAR ↗
Q1 2026$373M378Apr 14, 202613F-HRchanges · EDGAR ↗
Q4 2025$388M415Jan 16, 202613F-HRchanges · EDGAR ↗
Q3 2025$381M452Oct 21, 202513F-HRchanges · EDGAR ↗
Q2 2025$338M472Jul 16, 202513F-HRchanges · EDGAR ↗
Q1 2025$300M530Apr 16, 202513F-HRchanges · EDGAR ↗
Q4 2024$313M546Jan 17, 202513F-HRchanges · EDGAR ↗
Q3 2024$289M626Oct 18, 202413F-HRchanges · EDGAR ↗
Q2 2024$269M429Jul 26, 202413F-HRchanges · EDGAR ↗
Q1 2024$248M423Apr 24, 202413F-HRchanges · EDGAR ↗
Q4 2023$213M443Jan 19, 202413F-HRchanges · EDGAR ↗
Q3 2023$191M442Oct 20, 202313F-HRchanges · EDGAR ↗
Q2 2023$200M449Aug 7, 202313F-HRchanges · EDGAR ↗
Q1 2023$179M457Apr 20, 202313F-HRchanges · EDGAR ↗
Q4 2022$162M452Jan 27, 202313F-HRchanges · EDGAR ↗
Q3 2022$161M471Oct 19, 202213F-HRchanges · EDGAR ↗
Q2 2022$173M452Jul 28, 202213F-HRchanges · EDGAR ↗
Q1 2022$209M441May 3, 202213F-HRchanges · EDGAR ↗
Q4 2021$235M468Jan 24, 202213F-HRchanges · EDGAR ↗
Q3 2021$208M441Nov 9, 202113F-HRchanges · EDGAR ↗
Q2 2021$204M453Aug 17, 202113F-HRchanges · EDGAR ↗
Q1 2021$171M90May 14, 202113F-HRchanges · EDGAR ↗
Q4 2020$169M87Feb 8, 202113F-HRchanges · EDGAR ↗
Q3 2020$157M84Oct 13, 202013F-HRchanges · EDGAR ↗
Q2 2020$142M83Jul 8, 202013F-HRchanges · EDGAR ↗
Q1 2020$105M74Apr 20, 202013F-HRchanges · EDGAR ↗
Q4 2019$144M94Jan 7, 202013F-HRchanges · EDGAR ↗
Q3 2019$135M89Oct 23, 201913F-HRchanges · EDGAR ↗
Q2 2019$121M92Aug 5, 201913F-HRchanges · EDGAR ↗
Q1 2019$112M83Apr 30, 201913F-HRchanges · EDGAR ↗
Q4 2018$95M73Feb 7, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.