SEC 13F Intelligence

Managers / Q3 2021 · view latest →

West Branch Capital LLC

CIK 0001738723 · 9 RESEARCH DRIVE, SUITE 1, PO BOX 2067, AMHERST, MA, 01004 · 413-256-1225

Reported Value
$208M
Q3 2021
Positions
441
Filings on Record
31
2019–present window
Filed
Nov 9, 2021
original filing

Summary

West Branch Capital LLC reported $208M in U.S.-listed holdings across 441 positions for Q3 2021.

Its largest position, AAPL, represents 10.1% of the portfolio.

Compared with Q2 2021, the fund opened 9 new positions and exited 20.

Portfolio Metrics

Turnover
+3.1%
vs prior filed quarter
Top-10 Concentration
+51.9%
share of reported value
Largest Position
+10.1%
Apple
New / Exited
9 / 20
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $95MQ4 ’18Q1 ’19: $112MQ2 ’19: $121MQ3 ’19: $135MQ4 ’19: $144MQ4 ’19Q1 ’20: $105MQ2 ’20: $142MQ3 ’20: $157MQ4 ’20: $169MQ4 ’20Q1 ’21: $171MQ2 ’21: $204MQ3 ’21: $208MQ4 ’21: $235MQ4 ’21Q1 ’22: $209MQ2 ’22: $173MQ3 ’22: $161MQ4 ’22: $162MQ4 ’22Q1 ’23: $179MQ2 ’23: $200MQ3 ’23: $191MQ4 ’23: $213MQ4 ’23Q1 ’24: $248MQ2 ’24: $269MQ3 ’24: $289MQ4 ’24: $313MQ4 ’24Q1 ’25: $300MQ2 ’25: $338MQ3 ’25: $381MQ4 ’25: $388MQ4 ’25Q1 ’26: $373MQ2 ’26: $430Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 87.2%ETP: 12.1%REIT: 0.3%Other: 0.2%Closed-End Fund: 0.2%Other: 0.1%
  • Common Stock · 87.2% · $181M
  • ETP · 12.1% · $25M
  • REIT · 0.3% · $653,000
  • Other · 0.2% · $381,000
  • Closed-End Fund · 0.2% · $320,000
  • Other · 0.1% · $158,000

Quarter-over-Quarter Changes full breakdown →

vs Q2 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
GENERAL ELECTRIC CONEW+309309+$32,000$32,000
AGILON HEALTH INCNEW+1.0K1.0K+$26,000$26,000
FTVFORTIVE CORPNEW+239239+$17,000$17,000
IFFINTERNATIONAL FLAVORS&FRAGRANEW+112112+$15,000$15,000
THSTREEHOUSE FOODS INCNEW+124124+$5,000$5,000
DDDUPONT DE NEMOURS INCNEW+3232+$2,000$2,000
ALITALIGHT INCNEW+129129+$1,000$1,000
CTVACORTEVA INCNEW+3131+$1,000$1,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2021

373 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1AAPLAPPLE INChistory →COM10.06%$21M147.8K
2AMZNAMAZON COM INChistory →COM6.50%$14M4.1K
3MSFTMICROSOFT CORPhistory →COM6.00%$12M44.2K
4GOOGLALPHABET INCCAP STK CL A · CAP STK CL C5.80%$12M4.5K
5NVDANVIDIA CORPORATIONhistory →COM4.87%$10M48.8K
6SPYSPDR S&P 500 ETF TRhistory →TR UNIT4.59%$10M22.2K
7IVVISHARES TRCORE S&P500 ETF · SHORT TREAS BD · IBOXX HI YD ETF · RUSSELL 2000 ETF · CORE S&P TTL STK · S&P MC 400GR ETF · CORE S&P US GWT · CORE S&P SCP ETF · S&P 500 VAL ETF · FLTG RATE NT ETF · JPMORGAN USD EMG · RUS 2000 GRW ETF · RUS 1000 VAL ETF · CORE US AGGBD ET · S&P 100 ETF · CORE DIV GRWTH · CORE S&P MCP ETF · ISHARES BIOTECH · S&P 500 GRWT ETF · CORE MSCI TOTAL · RUS 1000 GRW ETF · MSCI ACWI EX US · RUS MID CAP ETF · 20 YR TR BD ETF · RUS MDCP VAL ETF · PFD AND INCM SEC · RUS 2000 VAL ETF · CORE TOTAL USD · RUS MD CP GR ETF · US CONSUM DISCRE · US CONSM STAPLES · SHRT NAT MUN ETF · GBL COMM SVC ETF · S&P SML 600 GWT · EXPANDED TECH · ISHARES SEMICDTR4.24%$9M56.3K
8PGPROCTER AND GAMBLE COhistory →COM3.80%$8M56.5K
9MOG/BMOOG INCCL B · CL A3.67%$8M100.2K
10METAFACEBOOK INChistory →CL A2.41%$5M14.8K
11JPMJPMORGAN CHASE & COhistory →COM2.41%$5M30.6K
12VVISA INChistory →COM CL A1.87%$4M17.5K
13JNJJOHNSON & JOHNSONhistory →COM1.82%$4M23.4K
14VZVERIZON COMMUNICATIONS INChistory →COM1.76%$4M67.9K
15HDHOME DEPOT INChistory →COM1.76%$4M11.1K
16ABBVABBVIE INChistory →COM1.51%$3M29.1K
17UNHUNITEDHEALTH GROUP INChistory →COM1.45%$3M7.7K
18ORCLORACLE CORPhistory →COM1.35%$3M32.3K
19INTCINTEL CORPhistory →COM1.32%$3M51.6K
20DISDISNEY WALT COhistory →COM1.30%$3M15.9K
21NFLXNETFLIX INChistory →COM1.27%$3M4.3K
22PYPLPAYPAL HLDGS INChistory →COM1.26%$3M10.1K
23WMTWALMART INChistory →COM1.16%$2M17.3K
24VBRVANGUARD INDEX FDSSM CP VAL ETF · TOTAL STK MKT · REAL ESTATE ETF · MID CAP ETF · SMALL CP ETF · SML CP GRW ETF1.09%$2M13.1K
25PFEPFIZER INChistory →COM1.07%$2M51.6K
26TSLATESLA INChistory →COM1.07%$2M2.9K
27CRMSALESFORCE COM INChistory →COM1.07%$2M8.2K
28ADBEADOBE SYSTEMS INCORPORATEDhistory →COM1.05%$2M3.8K
29BACBK OF AMERICA CORPCOM0.86%$2M42.0K
30CSCOCISCO SYS INCCOM0.86%$2M32.8K
31PEPPEPSICO INCCOM0.86%$2M11.8K
32MAMASTERCARD INCORPORATEDCL A0.83%$2M4.9K
33MCDMCDONALDS CORPCOM0.81%$2M7.0K
34ABTABBOTT LABSCOM0.79%$2M13.9K
35BLACKROCK INCCOM0.64%$1M1.6K
36CMCSACOMCAST CORP NEWCL A0.64%$1M23.9K
37NKENIKE INCCL B0.61%$1M8.7K
38KOCOCA COLA COCOM0.57%$1M22.7K
39EXMOCEXXON MOBIL CORPCOM0.57%$1M20.2K
40MRKMERCK & CO INCCOM0.56%$1M15.6K
41TMOTHERMO FISHER SCIENTIFIC INCCOM0.54%$1M2.0K
42VYMVANGUARD WHITEHALL FDSHIGH DIV YLD0.53%$1M10.7K
43UNPUNION PAC CORPCOM0.52%$1M5.5K
44BKNGBOOKING HOLDINGS INCCOM0.49%$1M433
45AVGOBROADCOM INCCOM0.44%$919,0001.9K
46ADPAUTOMATIC DATA PROCESSING INCOM0.43%$886,0004.4K
47TAT&T INCCOM0.38%$795,00029.4K
48LMTLOCKHEED MARTIN CORPCOM0.36%$747,0002.2K
49MTBM & T BK CORPCOM0.32%$672,0004.5K
50LLYLILLY ELI & COCOM0.28%$580,0002.5K
51COSTCOSTCO WHSL CORP NEWCOM0.27%$561,0001.2K
52GLWCORNING INCCOM0.27%$559,00015.3K
53WFCWELLS FARGO CO NEWCOM0.26%$536,00011.6K
54SYYSYSCO CORPCOM0.24%$495,0006.3K
55MCHPMICROCHIP TECHNOLOGY INC.COM0.20%$422,0002.8K
56ETNEATON CORP PLCSHS0.20%$414,0002.8K
57SPGPINVESCO EXCHANGE TRADED FD TS&P 500 GARP ETF · WATER RES ETF · S&P 500 TOP 500.19%$392,0005.2K
58GLTRABERDEEN STD PRECIOUS METALSPHYSCL PM BASKET0.18%$365,0004.2K
59SCHOSCHWAB STRATEGIC TRSHT TM US TRES0.17%$362,0007.1K
60CVXCHEVRON CORP NEWCOM0.17%$358,0003.5K
61RTXRAYTHEON TECHNOLOGIES CORPCOM0.16%$326,0003.8K
62CSXCSX CORPCOM0.15%$314,00010.6K
63DUKDUKE ENERGY CORP NEWCOM NEW0.15%$303,0003.1K
64XLKSELECT SECTOR SPDR TRTECHNOLOGY · SBI CONS DISCR · COMMUNICATION · SBI HEALTHCARE0.14%$298,0002.1K
65AJGGALLAGHER ARTHUR J & COCOM0.14%$283,0001.9K
66BMYBRISTOL-MYERS SQUIBB COCOM0.13%$270,0004.6K
67MMM3M COCOM0.12%$258,0001.5K
68UPSUNITED PARCEL SERVICE INCCL B0.11%$237,0001.3K
69ABERDEEN STD GOLD ETF TRPHYSCL GOLD SHS0.11%$235,00013.9K
70FNCLFIDELITY COVINGTON TRUSTMSCI FINLS IDX · MSCI INFO TECH I · MSCI CONSM DIS · MSCI HLTH CARE I0.11%$227,0004.1K
71SPYGSPDR SER TRPORTFOLIO S&P600 · PRTFLO S&P500 GW · S&P DIVID ETF0.11%$226,0004.9K
72NSCNORFOLK SOUTHN CORPCOM0.10%$212,000885
73KRANESHARES TRQUADRTC INT RT0.10%$210,0007.5K
74EMREMERSON ELEC COCOM0.10%$209,0002.2K
75MKCMCCORMICK & CO INCCOM NON VTG0.10%$202,0002.5K
76AMGNAMGEN INCCOM0.10%$199,000934
77FDNFIRST TR EXCHANGE-TRADED FDDJ INTERNT IDX · CLOUD COMPUTING0.10%$198,0001.0K
78EDCONSOLIDATED EDISON INCCOM0.09%$192,0002.6K
79SRESEMPRACOM0.09%$190,0001.5K
80CLXCLOROX CO DELCOM0.09%$180,0001.1K
81TANINVESCO EXCH TRADED FD TR IIS&P500 LOW VOL · SOLAR ETF0.09%$179,0002.9K
82CCITIGROUP INCCOM NEW0.08%$175,0002.5K
83HONHONEYWELL INTL INCCOM0.08%$169,000794
84PNCPNC FINL SVCS GROUP INCCOM0.08%$169,000864
85DEDEERE & COCOM0.08%$169,000504
86IAUGOLD TRISHARES NEW0.08%$167,0005.0K
87UNILEVER PLCSPON ADR NEW0.08%$163,0003.0K
88VTVANGUARD INTL EQUITY INDEX FTT WRLD ST ETF0.07%$153,0001.5K
89AXPAMERICAN EXPRESS COCOM0.07%$148,000884
90VFCV F CORPCOM0.07%$147,0002.2K
91HPQHP INCCOM0.07%$146,0005.4K
92PLOWDOUGLAS DYNAMICS INCCOM0.07%$140,0003.9K
93ESEVERSOURCE ENERGYCOM0.06%$133,0001.6K
94KMBKIMBERLY-CLARK CORPCOM0.06%$131,000988
95QCOMQUALCOMM INCCOM0.06%$131,0001.0K
96TMUST-MOBILE US INCCOM0.06%$127,000997
97AEPAMERICAN ELEC PWR CO INCCOM0.06%$126,0001.6K
98GLDSPDR GOLD TRGOLD SHS0.06%$124,000755
99PLDPROLOGIS INC.COM0.06%$123,000983
100NEENEXTERA ENERGY INCCOM0.06%$122,0001.6K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2026$430M355Jul 10, 202613F-HRchanges · EDGAR ↗
Q1 2026$373M378Apr 14, 202613F-HRchanges · EDGAR ↗
Q4 2025$388M415Jan 16, 202613F-HRchanges · EDGAR ↗
Q3 2025$381M452Oct 21, 202513F-HRchanges · EDGAR ↗
Q2 2025$338M472Jul 16, 202513F-HRchanges · EDGAR ↗
Q1 2025$300M530Apr 16, 202513F-HRchanges · EDGAR ↗
Q4 2024$313M546Jan 17, 202513F-HRchanges · EDGAR ↗
Q3 2024$289M626Oct 18, 202413F-HRchanges · EDGAR ↗
Q2 2024$269M429Jul 26, 202413F-HRchanges · EDGAR ↗
Q1 2024$248M423Apr 24, 202413F-HRchanges · EDGAR ↗
Q4 2023$213M443Jan 19, 202413F-HRchanges · EDGAR ↗
Q3 2023$191M442Oct 20, 202313F-HRchanges · EDGAR ↗
Q2 2023$200M449Aug 7, 202313F-HRchanges · EDGAR ↗
Q1 2023$179M457Apr 20, 202313F-HRchanges · EDGAR ↗
Q4 2022$162M452Jan 27, 202313F-HRchanges · EDGAR ↗
Q3 2022$161M471Oct 19, 202213F-HRchanges · EDGAR ↗
Q2 2022$173M452Jul 28, 202213F-HRchanges · EDGAR ↗
Q1 2022$209M441May 3, 202213F-HRchanges · EDGAR ↗
Q4 2021$235M468Jan 24, 202213F-HRchanges · EDGAR ↗
Q3 2021$208M441Nov 9, 202113F-HRchanges · EDGAR ↗
Q2 2021$204M453Aug 17, 202113F-HRchanges · EDGAR ↗
Q1 2021$171M90May 14, 202113F-HRchanges · EDGAR ↗
Q4 2020$169M87Feb 8, 202113F-HRchanges · EDGAR ↗
Q3 2020$157M84Oct 13, 202013F-HRchanges · EDGAR ↗
Q2 2020$142M83Jul 8, 202013F-HRchanges · EDGAR ↗
Q1 2020$105M74Apr 20, 202013F-HRchanges · EDGAR ↗
Q4 2019$144M94Jan 7, 202013F-HRchanges · EDGAR ↗
Q3 2019$135M89Oct 23, 201913F-HRchanges · EDGAR ↗
Q2 2019$121M92Aug 5, 201913F-HRchanges · EDGAR ↗
Q1 2019$112M83Apr 30, 201913F-HRchanges · EDGAR ↗
Q4 2018$95M73Feb 7, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.