SEC 13F Intelligence

Managers / Q3 2021 · view latest →

Q3 Asset Management

CIK 0001732543 · 2175 COLE, BIRMINGHAM, MI, 48009 · 2485661122

Reported Value
$207M
Q3 2021
Positions
44
Filings on Record
30
2019–present window
Filed
Oct 29, 2021
original filing

Summary

Q3 Asset Management reported $207M in U.S.-listed holdings across 44 positions for Q3 2021.

The portfolio is heavily concentrated: TBF alone accounts for 35.5% of reported value.

Compared with Q2 2021, the fund opened 28 new positions and exited 24.

Portfolio Metrics

Turnover
+65.1%
vs prior filed quarter
Top-10 Concentration
+79.3%
share of reported value
Largest Position
+35.5%
Proshares Short Treas
New / Exited
28 / 24
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $40MQ4 ’18Q1 ’19: $37MQ2 ’19: $43MQ3 ’19: $40MQ4 ’19: $44MQ4 ’19Q1 ’20: $97MQ2 ’20: $105MQ3 ’20: $123MQ4 ’20: $126MQ4 ’20Q1 ’21: $188MQ2 ’21: $204MQ3 ’21: $207MQ4 ’21: $235MQ4 ’21Q1 ’22: $217MQ2 ’22: $132MQ3 ’22: $137MQ4 ’22: $148MQ4 ’22Q1 ’23: $120MQ2 ’23: $206MQ3 ’23: $252MQ4 ’23: $396MQ4 ’23Q1 ’24: $352MQ2 ’24: $441MQ3 ’24: $427MQ4 ’24: $161MQ4 ’24Q1 ’25: $146MQ3 ’25: $292MQ4 ’25: $437MQ1 ’26: $412MQ1 ’26filingsflow.com

Portfolio Composition

By security type
ETP: 93.5%Common Stock: 4.5%Other: 1.9%
  • ETP · 93.5% · $194M
  • Common Stock · 4.5% · $9M
  • Other · 1.9% · $4M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
TBFProShares short treasNEW+4.40M4.40M+$73M$73M
VOTVANGUARD MID-CAP GROWTH ETFNEW+25.7K25.7K+$6M$6M
MTUMISHARES EDGE MSCI USA MOMENTUM FACTOR ETFNEW+34.0K34.0K+$6M$6M
XLKTECHNOLOGY SECTOR SPDR TRNEW+39.8K39.8K+$6M$6M
FBTFIRST TRUST AMEX BIOTECHNOLOGY INDEX FUNDNEW+34.9K34.9K+$6M$6M
XLVSELECT SECTOR SPDR FD HEALTH CARENEW+45.3K45.3K+$6M$6M
ETFMG PRIME MOBILE PAYMENTSNEW+42.6K42.6K+$3M$3M
SMHVANECK SEMICONDUCTOR ETFNEW+13.1K13.1K+$3M$3M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2021

44 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1TBFProShares short treashistory →ETF35.46%$73M4.40M
2QQQInvesco QQQ Trust Series 1history →ETF21.79%$45M126.0K
3VOTVANGUARD MID-CAP GROWTH ETFhistory →ETF2.94%$6M25.7K
4RTHVANECK RETAIL ETFhistory →ETF2.90%$6M47.9K
5MTUMISHARES EDGE MSCI USA MOMENTUM FACTOR ETFhistory →ETF2.89%$6M34.0K
6XLKTECHNOLOGY SECTOR SPDR TRhistory →ETF2.87%$6M39.8K
7FBTFIRST TRUST AMEX BIOTECHNOLOGY INDEX FUNDhistory →ETF2.80%$6M34.9K
8XLVSELECT SECTOR SPDR FD HEALTH CAREhistory →ETF2.79%$6M45.3K
9IAIISHARES U.S BROKER DEALERS & SECURITIES EXCHANGES ETFhistory →ETF2.61%$5M58.0K
10FIDUFIDELITY COVINGTON TR MSCI INDL INDEX ETFhistory →ETF2.29%$5M90.6K
11ETFMG PRIME MOBILE PAYMENTSETF1.69%$3M42.6K
12SMHVANECK SEMICONDUCTOR ETFhistory →ETF1.62%$3M13.1K
13FMATFIDELITY COVINGTON TR MSCI MATLS INDEX ETFhistory →ETF1.33%$3M58.2K
14VISVANGUARD INDUSTRIALS ETFhistory →ETF1.30%$3M18.6K
15PDBCINVESCO OPTIMUM YIELD DIVERSIFIED COMMODITY STRATEGY NO K-1 ETFhistory →ETF1.27%$3M125.4K
16USDUWISDOMTREE TR BLOOMBERG US DOLLAR BULLISH FDhistory →ETF1.24%$3M98.7K
17PFFISHARES TR S&P US PFD STOCK INDEX FUNDhistory →ETF1.21%$3M64.7K
18SCHPSCHWAB STRATEGIC TR US TIPS ETFhistory →ETF1.09%$2M36.1K
19TLTISHARES TR BARCLAYS 20 YR TREAS BD ETFhistory →ETF1.05%$2M15.0K
20UCONFIRST TRUST TCW UNCONSTRAINED PLUS BOND ETFETF0.99%$2M76.7K
21FIXDFIRST TRUST TCW OPP FIXED INCOME ETFETF0.98%$2M37.7K
22NUENUCOR CORPCOM0.42%$874,0008.8K
23ITBISHARES US HOME CONSTRUCTION ETFETF0.42%$869,0007.4K
24ALBALBEMARLE CORPORATIONCOM0.41%$855,0003.9K
25PNRPENTAIR PLC SHS ISIN #IE00BLS09M33COM0.41%$839,00011.5K
26IXNISHARES GLOBAL TECH ETFETF0.40%$836,00013.5K
27WSTWEST PHARMACEUTICAL SERVICES INCCOM0.40%$830,0002.0K
28TROWT. ROWE PRICE GROUP, INC.COM0.38%$792,0004.0K
29EMBISHARES JP MORGAN USD EMERGING MKTS BD ETFETF0.36%$750,0006.8K
30SCHGSCHWAB STRATEGIC TR US LARGE CAP GROWTH ETFETF0.34%$702,0004.7K
31UNITED STATES STEEL CORP NEW COMCOM0.33%$692,00031.3K
32EBAYEBAY INCCOM0.32%$658,0009.4K
33MSFTMICROSOFT CORPCOM0.32%$653,0002.3K
34SPDR BLOOMBERG BARCLAYS HIGH YIELD BOND ETF NEWETF0.31%$636,0005.8K
35LLYELI LILLY COCOM0.30%$627,0002.7K
36TGTTARGET CORP COMCOM0.29%$603,0002.6K
37ATLASSIAN CORP PLC CL A CNS ELIGIBLECOM0.26%$528,0001.3K
38TSLATESLA INCCOM0.21%$440,000552
39NVDANVIDIA CORPCOM0.20%$407,0002.0K
40DXCMDEXCOM, INC. - COMMON STOCKCOM0.19%$391,000714
41ASMLASML HLDG NV NY REGISTRY SHS NEW 2012COM0.17%$353,000471
42JPSTJPMORGAN ULTRA SHORT INCOME ETFETF0.16%$328,0006.5K
43VGSHVANGUARD SHORT TERM GOVT BOND ETFETF0.16%$327,0005.3K
44ILMNILLUMINA, INC.COM0.15%$319,000788

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$412M64Apr 28, 202613F-HRchanges · EDGAR ↗
Q4 2025$437M62Jan 27, 202613F-HRchanges · EDGAR ↗
Q3 2025$292M55Oct 27, 202513F-HRchanges · EDGAR ↗
Q1 2025$146M56May 1, 202513F-HRchanges · EDGAR ↗
Q4 2024$161M47Jan 24, 202513F-HRchanges · EDGAR ↗
Q3 2024$427M45Nov 14, 202413F-HRchanges · EDGAR ↗
Q2 2024$441M48Jul 30, 202413F-HRchanges · EDGAR ↗
Q1 2024$352M46Apr 25, 202413F-HRchanges · EDGAR ↗
Q4 2023$396M46Jan 29, 202413F-HRchanges · EDGAR ↗
Q3 2023$252M45Nov 3, 202313F-HRchanges · EDGAR ↗
Q2 2023$206M43Jul 28, 202313F-HRchanges · EDGAR ↗
Q1 2023$120M43Apr 26, 202313F-HRchanges · EDGAR ↗
Q4 2022$148M45Feb 2, 202313F-HRchanges · EDGAR ↗
Q3 2022$137M43Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$132M38Aug 2, 202213F-HRchanges · EDGAR ↗
Q1 2022$217M40May 11, 202213F-HRchanges · EDGAR ↗
Q4 2021$235M41Jan 25, 202213F-HRchanges · EDGAR ↗
Q3 2021$207M44Oct 29, 202113F-HRchanges · EDGAR ↗
Q2 2021$204M40Jul 26, 202113F-HRchanges · EDGAR ↗
Q1 2021$188M47May 12, 202113F-HRchanges · EDGAR ↗
Q4 2020$126M39Feb 9, 202113F-HRchanges · EDGAR ↗
Q3 2020$123M27Oct 22, 202013F-HRchanges · EDGAR ↗
Q2 2020$105M26Jul 24, 202013F-HRchanges · EDGAR ↗
Q1 2020$97M27May 12, 202013F-HRchanges · EDGAR ↗
Q4 2019$44M31Jan 27, 202013F-HRchanges · EDGAR ↗
Q3 2019$40M26Oct 24, 201913F-HRchanges · EDGAR ↗
Q2 2019$43M33Aug 14, 201913F-HRchanges · EDGAR ↗
Q1 2019$37M25Apr 17, 201913F-HRchanges · EDGAR ↗
Q4 2018$40M16Feb 4, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.