SEC 13F Intelligence

Managers / Q1 2021 · view latest →

Q3 Asset Management

CIK 0001732543 · 2175 COLE, BIRMINGHAM, MI, 48009 · 2485661122

Reported Value
$188M
Q1 2021
Positions
47
Filings on Record
30
2019–present window
Filed
May 12, 2021
original filing

Summary

Q3 Asset Management reported $188M in U.S.-listed holdings across 47 positions for Q1 2021.

The portfolio is heavily concentrated: QQQ alone accounts for 25.5% of reported value.

Compared with Q4 2020, the fund opened 29 new positions and exited 21.

Portfolio Metrics

Turnover
+46.3%
vs prior filed quarter
Top-10 Concentration
+75.0%
share of reported value
Largest Position
+25.5%
Invesco Qqq
New / Exited
29 / 21
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $40MQ4 ’18Q1 ’19: $37MQ2 ’19: $43MQ3 ’19: $40MQ4 ’19: $44MQ4 ’19Q1 ’20: $97MQ2 ’20: $105MQ3 ’20: $123MQ4 ’20: $126MQ4 ’20Q1 ’21: $188MQ2 ’21: $204MQ3 ’21: $207MQ4 ’21: $235MQ4 ’21Q1 ’22: $217MQ2 ’22: $132MQ3 ’22: $137MQ4 ’22: $148MQ4 ’22Q1 ’23: $120MQ2 ’23: $206MQ3 ’23: $252MQ4 ’23: $396MQ4 ’23Q1 ’24: $352MQ2 ’24: $441MQ3 ’24: $427MQ4 ’24: $161MQ4 ’24Q1 ’25: $146MQ3 ’25: $292MQ4 ’25: $437MQ1 ’26: $412MQ1 ’26filingsflow.com

Portfolio Composition

By security type
ETP: 94.2%Common Stock: 3.7%Other: 1.8%REIT: 0.3%
  • ETP · 94.2% · $177M
  • Common Stock · 3.7% · $7M
  • Other · 1.8% · $3M
  • REIT · 0.3% · $603,000

Quarter-over-Quarter Changes full breakdown →

vs Q4 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
EDVVanguard Extended Duration Treasury ETFNEW+366.0K366.0K+$46M$46M
VLUEISHARES EDGE MSCI USA VALUE FACTOR ETFNEW+61.0K61.0K+$6M$6M
FCOMFIDELITY MSCI TELECOMMUNICATION SERVICES INDEX ETFNEW+124.6K124.6K+$6M$6M
XLEENERGY SELECT SECTOR SPDR FUNDNEW+124.4K124.4K+$6M$6M
IBBISHARES TR NASDAQ BIOTECH ETFNEW+33.5K33.5K+$5M$5M
IXNISHARES GLOBAL TECH ETFNEW+13.5K13.5K+$4M$4M
MUBISHARES TR NATL AMT FREE MUNI BD ETFNEW+26.5K26.5K+$3M$3M
SCHPSCHWAB STRATEGIC TR US TIPS ETFNEW+50.3K50.3K+$3M$3M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2021

47 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1QQQInvesco QQQ Trust Series 1history →ETF25.49%$48M150.1K
2EDVVanguard Extended Duration Treasury ETFhistory →ETF24.44%$46M366.0K
3VBRVANGUARD SMALL CAP VALUE ETFhistory →ETF3.69%$7M41.9K
4VOEVANGUARD MID CAP VALUE ETFhistory →ETF3.65%$7M50.8K
5VLUEISHARES EDGE MSCI USA VALUE FACTOR ETFhistory →ETF3.32%$6M61.0K
6FCOMFIDELITY MSCI TELECOMMUNICATION SERVICES INDEX ETFhistory →ETF3.27%$6M124.6K
7XLEENERGY SELECT SECTOR SPDR FUNDhistory →ETF3.25%$6M124.4K
8IBBISHARES TR NASDAQ BIOTECH ETFhistory →ETF2.69%$5M33.5K
9FTXOFIRST TRUST NASDAQ BANK ETFhistory →ETF2.68%$5M161.6K
10CARZFIRST TR EXCHANGE TRADED FD II NASDAQ GLOBAL AUTO INDEX FDhistory →ETF2.51%$5M82.0K
11IXNISHARES GLOBAL TECH ETFhistory →ETF2.22%$4M13.5K
12RTHVANECK VECTORS RETAIL ETFhistory →ETF1.87%$4M21.3K
13SPDR BLOOMBERG BARCLAYS HIGH YIELD BOND ETFETF1.68%$3M29.1K
14MUBISHARES TR NATL AMT FREE MUNI BD ETFhistory →ETF1.64%$3M26.5K
15SCHPSCHWAB STRATEGIC TR US TIPS ETFhistory →ETF1.64%$3M50.3K
16ETFMG PRIME MOBILE PAYMENTS ETFETF1.49%$3M41.9K
17AMLPALPS ETF TRUST ALERIAN MLP ETFhistory →ETF1.45%$3M89.6K
18PDBCINVESCO OPTIMUM YIELD DIVERSIFIED COMMODITY STRATEGY NO K-1 ETFhistory →ETF1.43%$3M155.6K
19WTMFWISDOMTREE TR MANAGED FUTURES STRATEGY FDhistory →ETF1.18%$2M33.3K
20OIHVANECK OIL SERVICES ETFhistory →ETF1.14%$2M11.2K
21FIDUFIDELITY INDUSTRIAL ETFhistory →ETF1.09%$2M39.2K
22UCONFIRST TRUST TCW UNCONSTRA PLS BD ETFETF0.98%$2M69.0K
23XHBSPDR SER TR SP HOMEBUIDLERS ETGETF0.66%$1M17.7K
24VMBSVANGUARD SCOTTSDALE FDS VANGUARD MORTAGE BACKED SECS INDEX FUNDETF0.62%$1M21.8K
25FMATFIDELITY MATERIALS ETFETF0.46%$872,00019.7K
26NUENUCOR CORPCOM0.42%$785,0009.8K
27PEOPLES UNITED FINANCIAL, INC. - COMMON STOCKCOM0.39%$724,00040.5K
28EXMOCEXXON MOBIL CORP COMCOM0.36%$668,00012.0K
29BENFRANKLIN RES INC COMCOM0.34%$633,00021.4K
30ABTABBOTT LABSCOM0.34%$631,0005.3K
31EMBISHARES TRUST JPMORGAN USD EMG ETFETF0.33%$625,0005.7K
32BABOEING COMPANYCOM0.33%$616,0002.4K
33GENERAL ELECTRIC COMPANYCOM0.32%$608,00046.1K
34SPGSIMON PPTY GROUP INC NEWCOM0.32%$603,0005.3K
35MARATHON OIL CORPORATIONCOM0.29%$538,00050.4K
36VGSHVANGUARD SHORT TERM GOVT BOND ETFETF0.22%$419,0006.8K
37JPSTJPMORGAN ULTRA SHORT INCOME ETFETF0.22%$417,0008.2K
38BILSPDR BLOOMBERG BARCLAYS 1-3 MO T-BILL ETFETF0.22%$411,0004.5K
39VIACOMCBS INCCOM0.20%$382,0008.6K
40AMATAPPLIED MATERIALSCOM0.20%$374,0002.8K
41TSLATESLA INCCOM0.19%$366,000548
42MUMICRON TECHNOLOGY, INC.COM0.18%$346,0003.9K
43LAM RESEARCH CORPCOM0.18%$339,000562
44PYPLPAYPAL HLDGS INCCOM0.16%$307,0001.2K
45WDCWESTERN DIGITAL CORPCOM0.13%$240,0003.6K
46VCSHVANGUARD SHORT TERM CORP BOND INDEX FUND ETFETF0.11%$204,0002.5K
47WHGOFWHITE GOLD CORPCOM0.01%$12,00025.0K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$412M64Apr 28, 202613F-HRchanges · EDGAR ↗
Q4 2025$437M62Jan 27, 202613F-HRchanges · EDGAR ↗
Q3 2025$292M55Oct 27, 202513F-HRchanges · EDGAR ↗
Q1 2025$146M56May 1, 202513F-HRchanges · EDGAR ↗
Q4 2024$161M47Jan 24, 202513F-HRchanges · EDGAR ↗
Q3 2024$427M45Nov 14, 202413F-HRchanges · EDGAR ↗
Q2 2024$441M48Jul 30, 202413F-HRchanges · EDGAR ↗
Q1 2024$352M46Apr 25, 202413F-HRchanges · EDGAR ↗
Q4 2023$396M46Jan 29, 202413F-HRchanges · EDGAR ↗
Q3 2023$252M45Nov 3, 202313F-HRchanges · EDGAR ↗
Q2 2023$206M43Jul 28, 202313F-HRchanges · EDGAR ↗
Q1 2023$120M43Apr 26, 202313F-HRchanges · EDGAR ↗
Q4 2022$148M45Feb 2, 202313F-HRchanges · EDGAR ↗
Q3 2022$137M43Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$132M38Aug 2, 202213F-HRchanges · EDGAR ↗
Q1 2022$217M40May 11, 202213F-HRchanges · EDGAR ↗
Q4 2021$235M41Jan 25, 202213F-HRchanges · EDGAR ↗
Q3 2021$207M44Oct 29, 202113F-HRchanges · EDGAR ↗
Q2 2021$204M40Jul 26, 202113F-HRchanges · EDGAR ↗
Q1 2021$188M47May 12, 202113F-HRchanges · EDGAR ↗
Q4 2020$126M39Feb 9, 202113F-HRchanges · EDGAR ↗
Q3 2020$123M27Oct 22, 202013F-HRchanges · EDGAR ↗
Q2 2020$105M26Jul 24, 202013F-HRchanges · EDGAR ↗
Q1 2020$97M27May 12, 202013F-HRchanges · EDGAR ↗
Q4 2019$44M31Jan 27, 202013F-HRchanges · EDGAR ↗
Q3 2019$40M26Oct 24, 201913F-HRchanges · EDGAR ↗
Q2 2019$43M33Aug 14, 201913F-HRchanges · EDGAR ↗
Q1 2019$37M25Apr 17, 201913F-HRchanges · EDGAR ↗
Q4 2018$40M16Feb 4, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.