SEC 13F Intelligence

Managers / Q2 2021 · view latest →

Ballast, Inc.

CIK 0001730477 · 400 EAST VINE STREET, SUITE 400, LEXINGTON, KY, 40507 · 859-226-0625

Reported Value
$237M
Q2 2021
Positions
93
Filings on Record
31
2019–present window
Filed
Aug 4, 2021
original filing

Summary

Ballast, Inc. reported $237M in U.S.-listed holdings across 93 positions for Q2 2021.

Its largest position, Vanguard Mid Cap, represents 11.3% of the portfolio.

Compared with Q1 2021, the fund opened 5 new positions and exited 3.

Portfolio Metrics

Turnover
+0.6%
vs prior filed quarter
Top-10 Concentration
+61.6%
share of reported value
Largest Position
+11.3%
Vanguard Mid Cap
New / Exited
5 / 3
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $130MQ4 ’18Q1 ’19: $153MQ2 ’19: $161MQ3 ’19: $163MQ4 ’19: $181MQ4 ’19Q1 ’20: $141MQ2 ’20: $159MQ3 ’20: $175MQ4 ’20: $196MQ4 ’20Q1 ’21: $208MQ2 ’21: $237MQ3 ’21: $237MQ4 ’21: $257MQ4 ’21Q1 ’22: $259MQ2 ’22: $214MQ3 ’22: $205MQ4 ’22: $229MQ4 ’22Q1 ’23: $244MQ2 ’23: $261MQ3 ’23: $251MQ4 ’23: $290MQ4 ’23Q1 ’24: $316MQ2 ’24: $325MQ3 ’24: $353MQ4 ’24: $350MQ4 ’24Q1 ’25: $353MQ2 ’25: $244MQ3 ’25: $413MQ4 ’25: $427MQ4 ’25Q1 ’26: $432Mfilingsflow.com

Portfolio Composition

By security type
ETP: 72.8%Common Stock: 26.4%Other: 0.8%
  • ETP · 72.8% · $173M
  • Common Stock · 26.4% · $63M
  • Other · 0.8% · $2M

Quarter-over-Quarter Changes full breakdown →

vs Q1 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
AMZNAMAZON COM INC COMNEW+400400+$1M$1M
SBUXSTARBUCKS CORPNEW+8.2K8.2K+$913,000$913,000
MMM3M CO COMNEW+1.5K1.5K+$304,000$304,000
ABTABBOTT LABS COMNEW+2.2K2.2K+$252,000$252,000
NDQPOWERSHARES QQQ TRNEW+600600+$212,000$212,000
SHWSHERWIN WILLIAMS CO COMADDED+3.2K4.6K+$214,000$1M
MDLZMONDELEZ INTL INC CL ASOLD OUT−5.0K0−$294,000$0
SPDR SER TR S&P DIVID ETFSOLD OUT−2.2K0−$258,000$0

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q2 2021

50 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1VANGUARD MID CAPMID CAP ETF11.32%$27M113.2K
2INVESCO S&P 500 QUALITY ETFS&P500 QUALITY8.04%$19M392.3K
3VANGUARD HIGH DIVIDEND YIELDHIGH DIV YLD7.50%$18M169.9K
4VANGUARD SMALL CAP ETFSMALL CP ETF7.48%$18M78.8K
5VANGUARD FTSE ALL-WORLD EX-USALLWRLD EX US5.87%$14M219.6K
6ISHARES RUSSELL 1000 GROWTH ETFRUS 1000 GRW ETF5.14%$12M44.9K
7VANGUARD FTSE EMERGING MARKETS ETFFTSE EMR MKT ETF4.75%$11M207.6K
8POWERSHARES SP500 LOW VOLATILITY ETFS&P500 LOW VOL4.34%$10M169.1K
9VANGUARD INFORMATION TECHNOLOGYINF TECH ETF3.63%$9M21.6K
10AAPLAPPLE INChistory →COM3.49%$8M60.4K
11ISHARES MBS ETFMBS ETF3.40%$8M74.5K
12VANGUARD HEALTH CARE ETFHEALTH CAR ETF3.37%$8M32.3K
13ISHARES RUSSELL 1000 VALUE ETFRUS 1000 VAL ETF2.64%$6M39.5K
14UNHUNITEDHEALTH GROUPhistory →COM2.29%$5M13.6K
15ISHARES 0-5 YEAR HIGH YIELD CORPORATE BOND ETF0-5YR HI YL CP1.61%$4M82.8K
16MSFTMICROSOFThistory →COM1.20%$3M10.5K
17JNJJOHNSON & JOHNSON COMhistory →COM1.08%$3M15.6K
18ISHARES IBOXX INVESTMENT GRADE CORPORATE BOND ETFIBOXX INV CP ETF0.72%$2M12.7K
19GRBKGREEN BRICK PARTNERS INC COMCOM0.71%$2M73.7K
20PGPROCTER AND GAMBLE CO COMCOM0.70%$2M12.2K
21JPMJPMORGAN CHASE & CO COMCOM0.69%$2M10.5K
22ISHARES AGGREGATE BOND ETFCORE US AGGBD ET0.69%$2M14.1K
23CSCOCISCO SYS INCCOM0.60%$1M27.0K
24PIMCO ETF TR 0-5 YR HIGH YIELD CORP BD INDEX FD0-5 HIGH YIELD0.58%$1M13.8K
25AMZNAMAZON COM INC COMCOM0.58%$1M400
26DISDISNEY WALT CO COMCOM0.56%$1M7.6K
27LLYLILLY ELI & CO COMCOM0.53%$1M5.5K
28SHWSHERWIN WILLIAMS CO COMCOM0.52%$1M4.6K
29HDHOME DEPOTCOM0.49%$1M3.6K
30DUKDUKE ENERGY CORP NEW COM NEWCOM NEW0.48%$1M11.5K
31TFCTRUIST FINL CORP COMCOM0.47%$1M20.2K
32DYHTARGET CORP COMCOM0.46%$1M4.5K
33TXNTEXAS INSTRS INC COMCOM0.46%$1M5.6K
34INTCINTEL CORP COMCOM0.44%$1M18.5K
35COSTCOSTCO WHOLESALE CORPCOM0.43%$1M2.6K
36WMTWALMART INC COMCOM0.42%$994,0007.1K
37XPOXPO LOGISTICS INC COMCOM0.39%$928,0006.6K
38CB1ACONSTELLATION BRANDS INC CL ACL A0.39%$920,0003.9K
39SBUXSTARBUCKS CORPCOM0.38%$913,0008.2K
40KMBKIMBERLY-CLARK CORP COMCOM0.37%$889,0006.7K
41TRVTRAVELERS COMPANIES INC COMCOM0.37%$887,0005.9K
42BACBK OF AMERICA CORP COMCOM0.37%$880,00021.4K
43PNCPNC FINL SVCS GROUP INC COMCOM0.36%$865,0004.5K
44BACVERIZON COMMUNICATIONSCOM0.34%$817,00014.6K
45EDCONSOLIDATED EDISON INC COMCOM0.34%$798,00011.1K
46PFEPFIZER INC COMCOM0.33%$783,00020.0K
47TAT&T INC COMCOM0.32%$762,00026.5K
48DHRDANAHER CORPCOM0.32%$750,0002.8K
49NTRSNORTHERN TR CORP COMCOM0.31%$742,0006.4K
50DALDELTA AIR LINES INC DEL CMNCOM NEW0.31%$741,00017.2K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$432M133May 15, 202613F-HRchanges · EDGAR ↗
Q4 2025$427M133Feb 3, 202613F-HRchanges · EDGAR ↗
Q3 2025$413M134Nov 7, 202513F-HRchanges · EDGAR ↗
Q2 2025$244M151Jul 29, 202513F-HRchanges · EDGAR ↗
Q1 2025$353M125May 12, 202513F-HRchanges · EDGAR ↗
Q4 2024$350M119Jan 16, 202513F-HRchanges · EDGAR ↗
Q3 2024$353M125Oct 16, 202413F-HRchanges · EDGAR ↗
Q2 2024$325M120Jul 15, 202413F-HRchanges · EDGAR ↗
Q1 2024$316M120May 6, 202413F-HRchanges · EDGAR ↗
Q4 2023$290M120Jan 18, 202413F-HRchanges · EDGAR ↗
Q3 2023$251M110Oct 18, 202313F-HRchanges · EDGAR ↗
Q2 2023$261M120Jul 19, 202313F-HRchanges · EDGAR ↗
Q1 2023$244M109Apr 19, 202313F-HRchanges · EDGAR ↗
Q4 2022$229M108Jan 26, 202313F-HRchanges · EDGAR ↗
Q3 2022$205M106Oct 18, 202213F-HRchanges · EDGAR ↗
Q2 2022$214M105Jul 14, 202213F-HRchanges · EDGAR ↗
Q1 2022$259M111Apr 18, 202213F-HRchanges · EDGAR ↗
Q4 2021$257M107Jan 18, 202213F-HRchanges · EDGAR ↗
Q3 2021$237M95Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$237M93Aug 4, 202113F-HRchanges · EDGAR ↗
Q1 2021$208M91May 5, 202113F-HRchanges · EDGAR ↗
Q4 2020$196M91Jan 21, 202113F-HRchanges · EDGAR ↗
Q3 2020$175M93Oct 14, 202013F-HRchanges · EDGAR ↗
Q2 2020$159M88Aug 11, 202013F-HRchanges · EDGAR ↗
Q1 2020$141M86Apr 17, 202013F-HRchanges · EDGAR ↗
Q4 2019$181M102Jan 14, 202013F-HRchanges · EDGAR ↗
Q3 2019$163M101Oct 22, 201913F-HRchanges · EDGAR ↗
Q2 2019$161M103Jul 26, 201913F-HRchanges · EDGAR ↗
Q1 2019$153M100Apr 30, 201913F-HRchanges · EDGAR ↗
Q4 2018$130M83Feb 1, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.