SEC 13F Intelligence

Managers / Q3 2019 · view latest →

Ballast, Inc.

CIK 0001730477 · 400 EAST VINE STREET, SUITE 400, LEXINGTON, KY, 40507 · 859-226-0625

Reported Value
$163M
Q3 2019
Positions
101
Filings on Record
31
2019–present window
Filed
Oct 22, 2019
original filing

Summary

Ballast, Inc. reported $163M in U.S.-listed holdings across 101 positions for Q3 2019.

Its largest position, Vanguard Ftse All World Ex US, represents 6.5% of the portfolio.

Compared with Q2 2019, the fund opened 0 new positions and exited 2.

Portfolio Metrics

Turnover
+1.5%
vs prior filed quarter
Top-10 Concentration
+46.3%
share of reported value
Largest Position
+6.5%
Vanguard Ftse All World Ex US

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $130MQ4 ’18Q1 ’19: $153MQ2 ’19: $161MQ3 ’19: $163MQ4 ’19: $181MQ4 ’19Q1 ’20: $141MQ2 ’20: $159MQ3 ’20: $175MQ4 ’20: $196MQ4 ’20Q1 ’21: $208MQ2 ’21: $237MQ3 ’21: $237MQ4 ’21: $257MQ4 ’21Q1 ’22: $259MQ2 ’22: $214MQ3 ’22: $205MQ4 ’22: $229MQ4 ’22Q1 ’23: $244MQ2 ’23: $261MQ3 ’23: $251MQ4 ’23: $290MQ4 ’23Q1 ’24: $316MQ2 ’24: $325MQ3 ’24: $353MQ4 ’24: $350MQ4 ’24Q1 ’25: $353MQ2 ’25: $244MQ3 ’25: $413MQ4 ’25: $427MQ4 ’25Q1 ’26: $432Mfilingsflow.com

Portfolio Composition

By security type
ETP: 76.9%Common Stock: 22.3%Other: 0.7%REIT: 0.2%
  • ETP · 76.9% · $125M
  • Common Stock · 22.3% · $36M
  • Other · 0.7% · $1M
  • REIT · 0.2% · $295,000

Quarter-over-Quarter Changes full breakdown →

vs Q2 2019 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
COPCONOCOPHILLIPS COMSOLD OUT−3.3K0−$203,000$0
QCOMQUALCOMM INC COMSOLD OUT−2.6K0−$200,000$0
TXNTEXAS INSTRS INC COMADDED+4912.4K+$92,000$312,000
SPDR S&P 500 ETFADDED+2481.3K+$77,000$381,000
4I1PHILIP MORRIS INTL INCTRIMMED−7793.2K−$69,000$245,000
ISHARES S&P 500 INDEXTRIMMED−156863−$43,000$257,000
BABOEING CO COMTRIMMED−1721.2K−$43,000$447,000
SHWSHERWIN WILLIAMS CO COMTRIMMED−1501.2K+$40,000$653,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2019

50 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1VANGUARD FTSE ALL-WORLD EX-USALLWRLD EX US6.45%$11M210.5K
2VANGUARD MID CAPMID CAP ETF6.18%$10M60.1K
3VANGUARD SMALL CAP ETFSMALL CP ETF5.74%$9M60.8K
4POWERSHARES SP500 LOW VOLATILITY ETFS&P500 LOW VOL4.97%$8M139.9K
5VANGUARD HIGH DIVIDEND YIELDHIGH DIV YLD4.57%$7M83.9K
6ISHARES 1-3 YR TREASURY BOND ETF1 3 YR TREAS BD4.52%$7M86.8K
7INVESCO S&P 500 QUALITY ETFS&P500 QUALITY4.09%$7M198.5K
8ISHARES RUSSELL 1000 GROWTH ETFRUS 1000 GRW ETF3.41%$6M34.8K
9VANGUARD FTSE EMERGING MARKETS ETFFTSE EMR MKT ETF3.35%$5M135.4K
10VANGUARD INFORMATION TECHNOLOGYINF TECH ETF2.96%$5M22.4K
11VANGUARD HEALTH CARE ETFHEALTH CAR ETF2.92%$5M28.4K
12INVESCO S&P MIDCAP LOW VOLATILITY ETFS&P MIDCP LOW2.87%$5M89.0K
13ISHARES RUSSELL 1000 VALUE ETFRUS 1000 VAL ETF2.66%$4M33.8K
14ISHARES EDGE MSCI MIN VOL EMERGING MARKETS ETFMIN VOL EMRG MKT2.50%$4M71.4K
15ISHARES S&P U.S. PREFERRED STOCK ETFPFD AND INCM SEC2.47%$4M107.0K
16AAPLAPPLE INChistory →COM2.29%$4M16.6K
17VANECK VECTORS AGRIBUSINESS ETFAGRIBUSINESS ETF2.23%$4M55.2K
18SPDR PORTFOLIO S&P 500 VALUE ETFPRTFLO S&P500 VL1.99%$3M101.4K
19SPDR PORTFOLIO DEVELOPED WORLD EX-US ETFPORTFOLIO DEVLPD1.82%$3M100.8K
20SPDR PORTFOLIO S&P 500 GROWTH ETFPRTFLO S&P500 GW1.68%$3M70.4K
21UNHUNITEDHEALTH GROUPhistory →COM1.59%$3M11.9K
22ISHARES 0-5 YEAR HIGH YIELD CORPORATE BOND ETF0-5YR HI YL CP1.45%$2M50.8K
23PIMCO ETF TR 0-5 YR HIGH YIELD CORP BD INDEX FD0-5 HIGH YIELD1.43%$2M23.4K
24JNJJOHNSON & JOHNSON COMhistory →COM1.04%$2M13.1K
25SPDR PORTFOLIO MID CAP ETFPORTFOLIO MD ETF0.95%$2M45.6K
26SPDR PORTFOLIO SMALL CAP ETFPORTFOLIO SM ETF0.94%$2M50.9K
27MSFTMICROSOFTCOM0.85%$1M10.0K
28SPDR PORTFOLIO EMERGING MARKETS ETFPORTFOLIO EMG MK0.76%$1M35.9K
29PGPROCTER & GAMBLE CO COMCOM0.70%$1M9.2K
30SPDR SER TR LEHMAN INTERMEDIATE TERM CR BD ETFPORTFOLIO INTRMD0.67%$1M31.0K
31SPDR PORTFOLIO AGGREGATE BOND ETFPORTFOLIO AGRGTE0.65%$1M35.7K
32CSCOCISCO SYS INCCOM0.58%$945,00019.1K
33BBTUSDBB&T CORP COMCOM0.55%$895,00016.8K
34GRBKGREEN BRICK PARTNERS INC COMCOM0.54%$884,00082.7K
35ISHARES AGGREGATE BOND ETFCORE US AGGBD ET0.51%$826,0007.3K
36DISDISNEY WALT CO COM DISNEYCOM DISNEY0.48%$784,0006.0K
37JPMJPMORGAN CHASE & CO COMCOM0.48%$774,0006.6K
38EDCONSOLIDATED EDISON INC COMCOM0.47%$760,0008.0K
39BRK/BBERKSHIRE HATHAWAY INC DEL CL B NEWCL B NEW0.46%$755,0003.6K
40DUKDUKE ENERGY CORP NEW COM NEWCOM NEW0.46%$741,0007.7K
41ISHARES IBOXX $ INVESTMENT GRADE CORPORATE BOND ETFIBOXX INV CP ETF0.45%$729,0005.7K
42XPOXPO LOGISTICS INC COMCOM0.44%$713,00010.0K
43EXMOCEXXON MOBIL CORP COMCOM0.44%$710,00010.1K
44SBUXSTARBUCKS CORPCOM0.43%$698,0007.9K
45SHWSHERWIN WILLIAMS CO COMCOM0.40%$653,0001.2K
46UNPUNION PACIFIC CORP COMCOM0.39%$640,0004.0K
47DYHTARGET CORP COMCOM0.38%$615,0005.8K
48TAT&T INC COMCOM0.37%$607,00016.1K
49INTCINTEL CORP COMCOM0.36%$592,00011.5K
50NSCNORFOLK SOUTHERN CRPCOM0.36%$591,0003.3K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$432M133May 15, 202613F-HRchanges · EDGAR ↗
Q4 2025$427M133Feb 3, 202613F-HRchanges · EDGAR ↗
Q3 2025$413M134Nov 7, 202513F-HRchanges · EDGAR ↗
Q2 2025$244M151Jul 29, 202513F-HRchanges · EDGAR ↗
Q1 2025$353M125May 12, 202513F-HRchanges · EDGAR ↗
Q4 2024$350M119Jan 16, 202513F-HRchanges · EDGAR ↗
Q3 2024$353M125Oct 16, 202413F-HRchanges · EDGAR ↗
Q2 2024$325M120Jul 15, 202413F-HRchanges · EDGAR ↗
Q1 2024$316M120May 6, 202413F-HRchanges · EDGAR ↗
Q4 2023$290M120Jan 18, 202413F-HRchanges · EDGAR ↗
Q3 2023$251M110Oct 18, 202313F-HRchanges · EDGAR ↗
Q2 2023$261M120Jul 19, 202313F-HRchanges · EDGAR ↗
Q1 2023$244M109Apr 19, 202313F-HRchanges · EDGAR ↗
Q4 2022$229M108Jan 26, 202313F-HRchanges · EDGAR ↗
Q3 2022$205M106Oct 18, 202213F-HRchanges · EDGAR ↗
Q2 2022$214M105Jul 14, 202213F-HRchanges · EDGAR ↗
Q1 2022$259M111Apr 18, 202213F-HRchanges · EDGAR ↗
Q4 2021$257M107Jan 18, 202213F-HRchanges · EDGAR ↗
Q3 2021$237M95Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$237M93Aug 4, 202113F-HRchanges · EDGAR ↗
Q1 2021$208M91May 5, 202113F-HRchanges · EDGAR ↗
Q4 2020$196M91Jan 21, 202113F-HRchanges · EDGAR ↗
Q3 2020$175M93Oct 14, 202013F-HRchanges · EDGAR ↗
Q2 2020$159M88Aug 11, 202013F-HRchanges · EDGAR ↗
Q1 2020$141M86Apr 17, 202013F-HRchanges · EDGAR ↗
Q4 2019$181M102Jan 14, 202013F-HRchanges · EDGAR ↗
Q3 2019$163M101Oct 22, 201913F-HRchanges · EDGAR ↗
Q2 2019$161M103Jul 26, 201913F-HRchanges · EDGAR ↗
Q1 2019$153M100Apr 30, 201913F-HRchanges · EDGAR ↗
Q4 2018$130M83Feb 1, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.