SEC 13F Intelligence

Managers / Q4 2019 · view latest →

Holistic Financial Partners

CIK 0001729304 · 9959 CROSSPOINT BLVD, INDIANAPOLIS, IN, 46256 · 317-550-3400

Reported Value
$167M
Q4 2019
Positions
111
Filings on Record
31
2019–present window
Filed
Feb 6, 2020
original filing

Summary

Holistic Financial Partners reported $167M in U.S.-listed holdings across 111 positions for Q4 2019.

Its largest position, SWPPX, represents 18.4% of the portfolio.

Compared with Q3 2019, the fund opened 35 new positions and exited 15.

Portfolio Metrics

Turnover
+10.4%
vs prior filed quarter
Top-10 Concentration
+63.0%
share of reported value
Largest Position
+18.4%
Schwab S P 500 Index Fd
New / Exited
35 / 15
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $96MQ4 ’18Q1 ’19: $238MQ2 ’19: $100MQ3 ’19: $113MQ4 ’19: $167MQ4 ’19Q1 ’20: $96MQ2 ’20: $116MQ3 ’20: $125MQ4 ’20: $145MQ4 ’20Q1 ’21: $152MQ2 ’21: $168MQ3 ’21: $162MQ4 ’21: $172MQ4 ’21Q1 ’22: $157MQ2 ’22: $106MQ3 ’22: $101MQ4 ’22: $112MQ4 ’22Q1 ’23: $128MQ2 ’23: $144MQ3 ’23: $151MQ4 ’23: $166MQ4 ’23Q1 ’24: $197MQ2 ’24: $199MQ3 ’24: $208MQ4 ’24: $201MQ4 ’24Q1 ’25: $208MQ2 ’25: $228MQ3 ’25: $244MQ4 ’25: $276MQ4 ’25Q1 ’26: $269Mfilingsflow.com

Portfolio Composition

By security type
ETP: 44.6%Open-End Fund: 32.5%Common Stock: 20.1%Other: 1.3%ADR: 1.0%Other: 0.5%
  • ETP · 44.6% · $75M
  • Open-End Fund · 32.5% · $54M
  • Common Stock · 20.1% · $34M
  • Other · 1.3% · $2M
  • ADR · 1.0% · $2M
  • Other · 0.5% · $773,000

Quarter-over-Quarter Changes full breakdown →

vs Q3 2019 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
SWPPXSchwab S&P 500 Index FdNEW+621.4K621.4K+$31M$31M
Arbitrage Event DrivenNEW+487.9K487.9K+$5M$5M
GIOIXGuggenheim Macro OpptyNEW+160.3K160.3K+$4M$4M
OSTIXOsterweis StrategicNEW+368.8K368.8K+$4M$4M
PQTIXPimco Trends Mgd FuturesNEW+223.4K223.4K+$2M$2M
MUTHXFranklin Mutual SharesNEW+46.5K46.5K+$1M$1M
PFFRXT Rowe Price InstNEW+126.1K126.1K+$1M$1M
DFLIXDreyfus Floating Rate Income INEW+91.0K91.0K+$1M$1M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2019

110 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1SWPPXSchwab S&P 500 Index Fdhistory →Large-Cap Core18.35%$31M621.4K
2SCHESchwab Emerging Marketshistory →Int'l Emerging Mkts10.42%$17M636.8K
3SCHFSchwab Internationalhistory →Int'l Developed Mkts7.81%$13M388.4K
4LLYEli Lilly & Companyhistory →Large-Cap Core6.13%$10M77.9K
5IWFIshares Russell 1000Large-Cap Growth · Large-Cap Value5.57%$9M58.9K
6VWOVanguard Ftse Emerginghistory →Int'l Emerging Mkts3.96%$7M149.0K
7Arbitrage Event DrivenEvent Driven2.84%$5M487.9K
8SCHASchwab US Small Cap Etfhistory →Small-Cap Core2.82%$5M62.3K
9IWMIshares Russell 2000history →Small-Cap Core2.61%$4M26.4K
10GIOIXGuggenheim Macro Opptyhistory →Alternative Fixed Income2.47%$4M160.3K
11OSTIXOsterweis Strategichistory →High Yield2.39%$4M368.8K
12VEAVanguard Ftse Developedhistory →Int'l Developed Mkts2.23%$4M84.5K
13FEPFirst TRUST Europehistory →Foreign Small Mid Cap Core2.12%$4M94.0K
14VGKVanguard Ftse Europehistory →Int'l Developed Mkts2.08%$3M59.3K
15UAUGINNOVATOR S AND P 500 ULT BUF ETFhistory →Hedged Equity1.37%$2M88.5K
16PQTIXPimco Trends Mgd Futureshistory →Managed Futures1.32%$2M223.4K
17JPMJpmorgan Chase & Cohistory →Large-Cap Value1.26%$2M15.1K
18EFAIshares Msci Eafe Etfhistory →Int'l Developed Mkts1.22%$2M29.4K
19PGProcter & GambleLarge-Cap Core0.77%$1M10.3K
20MUTHXFranklin Mutual SharesBalanced0.77%$1M46.5K
21PFFRXT Rowe Price InstBank Loan0.74%$1M126.1K
22CMCSAComcast CorporationLarge-Cap Value0.64%$1M23.6K
23DFLIXDreyfus Floating Rate Income IBank Loan0.63%$1M91.0K
24Ishares Gold EtfCommodity0.57%$960,00066.2K
25SEBSeaboard CorpMid-Cap Value0.51%$850,000200
26VRTXVertex PharmaceuticaLarge-Cap Growth0.51%$849,0003.9K
27SUBFXCarillon Reams Unconstrained Bond IAlternative Fixed Income0.48%$795,00066.1K
28BDMAXBlackRock Global Long/Short Equity Inv AEquity Market Neutral0.47%$781,00069.4K
29MSFTMicrosoft CorpLarge-Cap Growth0.45%$753,0004.8K
30TKRTimken CompanyMid-Cap Value0.45%$747,00013.3K
31Asg Mgd FuturesManaged Futures0.41%$678,00072.4K
32AMZNAmazon Com IncLarge-Cap Growth0.38%$643,000348
33SPYSpdr S&P 500 EtfLarge-Cap Core0.38%$641,0002.0K
34TXNTexas InstrumentsLarge-Cap Core0.36%$607,0004.7K
35UTXZUnited TechnologiesLarge-Cap Core0.36%$607,0004.1K
36MDYSpdr S&P Midcap 400 EtfMid-Cap Core0.35%$592,0001.6K
37PFEPfizer IncorporatedLarge-Cap Value0.35%$584,00014.9K
38AAPLApple IncLarge-Cap Core0.34%$572,0001.9K
39LNCLincoln National CoMid-Cap Value0.34%$568,0009.6K
40SDYSpdr S&P Dividend EtfLarge-Cap Value0.32%$536,0005.0K
41EXMOCExxon Mobil CorpLarge-Cap Value0.31%$514,0007.4K
42JNJJohnson & JohnsonLarge-Cap Value0.30%$507,0003.5K
43KOCoca Cola CompanyLarge-Cap Core0.29%$486,0008.8K
44NSRGYNestle SaInt'l Developed Mkts0.28%$460,0004.2K
45VVisa Inc Cl ALarge-Cap Growth0.27%$457,0002.4K
46FPURXFidelity Puritan FundBalanced0.26%$437,00019.2K
47VZVerizon CommunicatnLarge-Cap Value0.26%$435,0007.1K
48QMHIXAqr Mgd Futures Strat HvManaged Futures0.25%$425,00055.6K
49MRKMerck & Co IncLarge-Cap Core0.25%$423,0004.7K
50SOPYXClearBridge Dividend Strategy ILarge-Cap Core0.24%$404,00015.4K
51VWIUXVanguard Interm Term TaxIntermediate Muni0.24%$398,00027.5K
52Franklin Mutual GlobalGlobal Equity0.24%$395,00012.7K
53Brandes Emerging MarketsInt'l Emerging Mkts0.23%$390,00041.8K
54BABAAlibaba Group HldgInt'l Emerging Mkts0.23%$388,0001.8K
55NINisource Inc HoldingMid-Cap Value0.23%$382,00013.7K
56WFCWells Fargo & CoLarge-Cap Value0.22%$375,0007.0K
57MRFIXMFS Research ILarge-Cap Core0.22%$364,0007.7K
58HONHoneywell Intl IncLarge-Cap Core0.22%$361,0002.0K
59PEPPepsico IncorporatedLarge-Cap Value0.21%$358,0002.6K
60LMTLockheed Martin CorpLarge-Cap Core0.21%$357,000917
61TA T & T IncLarge-Cap Value0.21%$354,0009.1K
62MDTMedtronic PlcInt'l Developed Mkts0.21%$353,0003.1K
63ADPAuto Data ProcessingLarge-Cap Growth0.21%$350,0002.1K
64TTENTotal S AForeign Large Cap Value0.20%$340,0006.1K
65Liberty Media CorpMid-Cap Core0.20%$336,0007.0K
66MCDMc Donalds CorpLarge-Cap Core0.20%$332,0001.7K
67PNCPnc Financial SrvcsLarge-Cap Value0.20%$328,0002.1K
68HDHome Depot IncLarge-Cap Core0.19%$322,0001.5K
69SRESempra EnergyLarge-Cap Value0.19%$316,0002.1K
70CSCOCisco Systems IncLarge-Cap Value0.18%$308,0006.4K
71VFIAXVanguard 500 Index FdLarge-Cap Core0.18%$306,0001.0K
72LBRDKLiberty Broadband CoLarge-Cap Core0.18%$305,0002.4K
73CCICrown Castle Intl CoLarge-Cap Growth0.18%$301,0002.1K
74CVXChevron CorporationLarge-Cap Value0.18%$296,0002.5K
75China Mobile LtdForeign Large Cap Value0.17%$282,0006.7K
76IBMIbm CorpLarge-Cap Value0.17%$282,0002.1K
77METAFacebook IncLarge-Cap Growth0.17%$279,0001.4K
78IWRIshares Russell Mid CapMid-Cap Core0.16%$274,0004.6K
79First TRUST PreferredHigh Yield0.16%$262,00013.1K
80VTSAXVanguard Total Stock Mkt Idx AdmLarge-Cap Core0.16%$262,0003.3K
81UNPUnion Pacific CorpLarge-Cap Core0.15%$258,0001.4K
82FMBFirst Trust Managed Municipal ETFIntermediate Muni0.15%$255,0004.6K
83Discovery Comm IncMid-Cap Value0.15%$255,0008.4K
84EMBJEmbraer SaInt'l Emerging Mkts0.15%$252,00012.9K
85GSGoldman Sachs GroupLarge-Cap Value0.15%$252,0001.1K
86FVDFirst TRUST ValueLarge-Cap Value0.15%$249,0006.9K
87BRK/BBerkshire HathawayLarge-Cap Core0.15%$248,0001.1K
88PLDPrologis IncLarge-Cap Core0.14%$240,0002.7K
89UPSUnited Parcel SrvcLarge-Cap Value0.14%$237,0002.0K
90CCLCarnival CorpInt'l Emerging Mkts0.14%$235,0004.6K
91UNHUnitedhealth Grp IncLarge-Cap Core0.14%$233,000791
92Memphis Tn Elec SysIntermediate Muni0.14%$232,000190.0K
93FMIJXFMI InternationalInt'l Developed Mkts0.14%$231,0007.1K
94CBChubb LtdInt'l Developed Mkts0.14%$229,0001.5K
95CNKCinemark HoldingsSmall-Cap Core0.14%$228,0006.7K
96GOOGAlphabet Inc Class CLarge-Cap Growth0.14%$227,000170
97NOWService Now IncLarge-Cap Growth0.14%$226,000799
98SYYSysco CorporationLarge-Cap Core0.13%$225,0002.6K
99Liberty Global IncForeign Large Cap Value0.13%$224,00010.3K
100NVDANvidia CorpLarge-Cap Growth0.13%$220,000936

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$269M146May 5, 202613F-HRchanges · EDGAR ↗
Q4 2025$276M136Jan 7, 202613F-HRchanges · EDGAR ↗
Q3 2025$244M139Nov 7, 202513F-HRchanges · EDGAR ↗
Q2 2025$228M128Aug 5, 202513F-HRchanges · EDGAR ↗
Q1 2025$208M123May 6, 202513F-HRchanges · EDGAR ↗
Q4 2024$201M123Feb 4, 202513F-HRchanges · EDGAR ↗
Q3 2024$208M121Nov 7, 202413F-HRchanges · EDGAR ↗
Q2 2024$199M120Jul 30, 202413F-HRchanges · EDGAR ↗
Q1 2024$197M136May 8, 202413F-HRchanges · EDGAR ↗
Q4 2023$166M119Feb 14, 2024RESTATEMENTchanges · EDGAR ↗
Q3 2023$151M107Nov 8, 202313F-HRchanges · EDGAR ↗
Q2 2023$144M109Aug 9, 202313F-HRchanges · EDGAR ↗
Q1 2023$128M107May 4, 202313F-HRchanges · EDGAR ↗
Q4 2022$112M95Feb 7, 202313F-HRchanges · EDGAR ↗
Q3 2022$101M90Nov 9, 202213F-HRchanges · EDGAR ↗
Q2 2022$106M92Aug 2, 202213F-HRchanges · EDGAR ↗
Q1 2022$157M116May 13, 202213F-HRchanges · EDGAR ↗
Q4 2021$172M122Feb 11, 202213F-HRchanges · EDGAR ↗
Q3 2021$162M102Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$168M130Aug 13, 202113F-HRchanges · EDGAR ↗
Q1 2021$152M106May 11, 202113F-HRchanges · EDGAR ↗
Q4 2020$145M119Feb 10, 202113F-HRchanges · EDGAR ↗
Q3 2020$125M116Nov 13, 202013F-HRchanges · EDGAR ↗
Q2 2020$116M104Aug 13, 202013F-HRchanges · EDGAR ↗
Q1 2020$96M97May 5, 202013F-HRchanges · EDGAR ↗
Q4 2019$167M111Feb 6, 202013F-HRchanges · EDGAR ↗
Q3 2019$113M91Nov 7, 201913F-HRchanges · EDGAR ↗
Q2 2019$100M83Aug 7, 201913F-HRchanges · EDGAR ↗
Q1 2019$238M165May 7, 201913F-HRchanges · EDGAR ↗
Q4 2018$96M68Feb 11, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.