SEC 13F Intelligence

Managers / Q1 2019 · view latest →

Kovack Advisors, Inc.

CIK 0001728321 · 6451 N. FEDERAL HWY., STE 1201, FT. LAUDERDALE, FL, 33308 · 954-670-8134

Reported Value
$16M
Q1 2019
Positions
49
Filings on Record
38
2019–present window
Filed
May 23, 2019
original filing

Summary

Kovack Advisors, Inc. reported $16M in U.S.-listed holdings across 49 positions for Q1 2019.

Its largest position, Spdr Dow Jones Indl Avrg Etf Ut, represents 12.2% of the portfolio.

Compared with Q4 2018, the fund opened 16 new positions and exited 386.

Portfolio Metrics

Turnover
+3.1%
vs prior filed quarter
Top-10 Concentration
+69.1%
share of reported value
Largest Position
+12.2%
Spdr Dow Jones Indl Avrg Etf Ut
New / Exited
16 / 386
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $342MQ4 ’18Q1 ’19: $16MQ2 ’19: $437MQ3 ’19: $487MQ4 ’19: $559MQ4 ’19Q1 ’20: $433MQ2 ’20: $514MQ3 ’20: $562MQ4 ’20: $695MQ4 ’20Q1 ’21: $769MQ2 ’21: $879MQ3 ’21: $920MQ4 ’21: $1.0BQ4 ’21Q1 ’22: $974MQ2 ’22: $758MQ3 ’22: $681MQ4 ’22: $684MQ4 ’22Q1 ’23: $734MQ2 ’23: $780MQ3 ’23: $717MQ4 ’23: $842MQ4 ’23Q1 ’24: $826MQ2 ’24: $909MQ3 ’24: $944MQ4 ’24: $1.0BQ4 ’24Q1 ’25: $945MQ2 ’25: $1.0BQ3 ’25: $1.1BQ4 ’25: $2.2BQ4 ’25Q1 ’26: $1.9Bfilingsflow.com

Portfolio Composition

By security type
ETP: 47.1%Common Stock: 35.8%Other: 15.3%Royalty Trst: 1.2%Closed-End Fund: 0.5%
  • ETP · 47.1% · $8M
  • Common Stock · 35.8% · $6M
  • Other · 15.3% · $3M
  • Royalty Trst · 1.2% · $204,000
  • Closed-End Fund · 0.5% · $81,000

Quarter-over-Quarter Changes full breakdown →

vs Q4 2018 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
ISHARES TR TIPS BD ETFNEW+11.7K11.7K+$1M$1M
PIMCO ETF TR ACTIVE BD ETFNEW+8.0K8.0K+$873,000$873,000
EATON CORP COMNEW+8.5K8.5K+$414,000$414,000
CLIFFS NATURAL RES INC CALL JAN00052500NEW+10.1K10.1K+$394,000$394,000
DOW CHEMICAL COMPANY CALL DEC00032000NEW+13.2K13.2K+$381,000$381,000
CLAYMORE EXCHANGE TRD FD TR GUG MULTI ASSETNEW+11.0K11.0K+$245,000$245,000
BP PRUDHOE BAY RTY TR UNIT BEN INTNEW+2.2K2.2K+$204,000$204,000
POWERSHARES ETF TR II PFD PORTFOLIONEW+10.5K10.5K+$155,000$155,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2019

38 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1SPDR DOW JONES INDL AVRG ETF UT SER 1DOW JONES INDL AVRG ETF UT SER 112.20%$2M14.9K
2AAPLAPPLE INC COMhistory →COM10.46%$2M2.6K
3GQ9SPDR GOLD TRUST GOLD SHShistory →GOLD SHS10.01%$2M9.5K
4ISHARES TR TIPS BD ETFTIPS BD ETF8.70%$1M11.7K
5ISHARES TR CORE US AGGBD ETCORE US AGGBD ET6.83%$1M9.9K
6PIMCO ETF TR ACTIVE BD ETFACTIVE BD WTF5.35%$873,0008.0K
7PGPROCTER AND GAMBLE CO COMhistory →COM5.16%$843,00012.2K
8PEOEXELON CORP COMhistory →COM4.68%$764,00021.5K
9EXMOCEXXON MOBIL CORP COMhistory →COM3.28%$535,0005.8K
10EATON CORP COMCOM2.45%$400,0008.5K
11CLIFFS NAT RES INC COMCOM2.41%$394,00010.1K
12DOW CHEM CO COMCOM2.32%$379,00013.1K
13ISHARES TR CORE S&P500 ETFTR CORE S&P500 ETF2.06%$336,0002.3K
14SPDR SERIES TRUST S&P DIVID ETFS&P DIVID ETF1.98%$323,0005.6K
15TAT&T INC COMhistory →COM1.93%$316,0008.4K
16AFLAFLAC INC COMhistory →COM1.77%$289,0006.0K
17JPMJPMORGAN CHASE & CO COMhistory →COM1.75%$286,0007.1K
18AEPAMERICAN ELEC PWR CO INC COMhistory →COM1.72%$281,0006.4K
19GENERAL ELECTRIC CO COMCOM1.65%$270,00011.9K
20CHVCHEVRON CORP NEW COMhistory →COM1.54%$251,0002.2K
21CLAYMORE EXCHANGE TRD FD TR GUG MULTI ASSETGUG MULTI ASSET1.50%$245,00011.0K
22IBMINTERNATIONAL BUSINESS MACHS COMhistory →COM1.45%$236,0001.1K
23SPDR SERIES TRUST BLOOMBERG BRCLYSSERIES TRUST BLOOMBERG BRCLYS1.39%$227,0005.6K
24BP PRUDHOE BAY RTY TR UNIT BEN INTUNIT BEN INT1.25%$204,0002.2K
25BACBANK AMER CORP COMhistory →COM1.07%$174,00019.7K
26POWERSHARES ETF TR II PFD PORTFOLIOTR II PFD PORTFOLIO0.95%$155,00010.5K
27ALCOA INC COMCOM0.92%$151,00017.1K
28RF MICRODEVICES INC COMCOM0.71%$116,00029.3K
29FFORD MTR CO DEL COMCOM0.69%$112,00011.3K
30CHINA GERUI ADV MAT GR LTD SHSMAT GR LTD SHS0.52%$85,00049.0K
31VVRINVESCO SR INCOME TR COMCOM0.50%$81,00016.1K
32ING PRIME RATE TR SH BEN INTSH BEN INT0.38%$62,00010.0K
33KBLBKRAIG BIOCRAFT LABORATORIES IN COMCOM0.01%$1,00023.5K
34MAXX INTL INC COMCOM0.00%$023.8K
35IMAGE INNOVATIONS HLDGS INC COMCOM0.00%$074.0K
36ICTYEYECITY COM INC COMCOM0.00%$01.00M
37UEECUNITED HEALTH PRODS INC COMCOM0.00%$010.0K
38GPXMGOLDEN PHOENIX MINERALS INC COMCOM0.00%$036.0K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$1.9B1,011May 13, 202613F-HRchanges · EDGAR ↗
Q4 2025$2.2B1,013Feb 17, 2026RESTATEMENTchanges · EDGAR ↗
Q3 2025$1.1B611Nov 10, 202513F-HRchanges · EDGAR ↗
Q2 2025$1.0B618Aug 4, 202513F-HRchanges · EDGAR ↗
Q1 2025$945M577May 6, 202513F-HRchanges · EDGAR ↗
Q4 2024$1.0B610Feb 5, 202513F-HRchanges · EDGAR ↗
Q3 2024$944M586Nov 5, 202413F-HRchanges · EDGAR ↗
Q2 2024$909M572Aug 5, 202413F-HRchanges · EDGAR ↗
Q1 2024$826M472Apr 19, 202413F-HRchanges · EDGAR ↗
Q4 2023$842M572Feb 2, 202413F-HRchanges · EDGAR ↗
Q3 2023$717M551Oct 19, 202313F-HRchanges · EDGAR ↗
Q2 2023$780M580Jul 21, 202313F-HRchanges · EDGAR ↗
Q1 2023$734M605Apr 21, 202313F-HRchanges · EDGAR ↗
Q4 2022$684M577Feb 22, 202313F-HRchanges · EDGAR ↗
Q3 2022$681M587Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$758M637Aug 10, 202213F-HRchanges · EDGAR ↗
Q1 2022$974M762May 16, 202213F-HRchanges · EDGAR ↗
Q4 2021$1.0B728Jan 18, 202213F-HRchanges · EDGAR ↗
Q3 2021$920M721Nov 3, 202113F-HRchanges · EDGAR ↗
Q2 2021$879M722Jul 29, 202113F-HRchanges · EDGAR ↗
Q1 2021$769M657May 4, 202113F-HRchanges · EDGAR ↗
Q4 2020$695M646Jan 14, 202113F-HRchanges · EDGAR ↗
Q3 2020$562M549Nov 2, 202013F-HRchanges · EDGAR ↗
Q2 2020$514M510Jul 31, 202013F-HRchanges · EDGAR ↗
Q1 2020$433M478Apr 30, 202013F-HRchanges · EDGAR ↗
Q4 2019$559M502Jan 29, 202013F-HRchanges · EDGAR ↗
Q3 2019$487M551Oct 31, 201913F-HRchanges · EDGAR ↗
Q2 2019$437M503Aug 14, 201913F-HRchanges · EDGAR ↗
Q1 2019$16M49May 23, 201913F-HRchanges · EDGAR ↗
Q4 2018$342M434Feb 6, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.