SEC 13F Intelligence

Guggenheim Multi Asset

CUSIP 18383M506

Guggenheim Multi Asset has 2 institutional holders in Filings Flow’s 13F database, together reporting 11.3K shares worth $252,000 as of Q1 2019. The largest reported holders are Sws Partners, Kovack Advisors, Inc., and Alphamark Advisors, LLC.

Institutional Holders
2
Q1 2019
Reported Value
$252,000
Ticker
unmapped
private placement or foreign
Quarters Tracked
2

Ownership Trend

Institutional holders
Q4 ’18: 1Q4 ’18Q1 ’19: 2Q1 ’19filingsflow.com
Total reported value
Q4 ’18: $2MQ4 ’18Q1 ’19: $252,000Q1 ’19filingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
Kovack Advisors, Inc.$1.9B AUM1.50%$245,00011.0KQ1 2019
SWS Partners$405M AUM1.38%$2M95.1KQ4 2018OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.