SEC 13F Intelligence

Managers / Q3 2021 · view latest →

Founders Capital Management

CIK 0001704300 · 4400 POST OAK PARKWAY, STE 2530, HOUSTON, TX, 77027 · 7138771188

Reported Value
$146M
Q3 2021
Positions
313
Filings on Record
29
2019–present window
Filed
Oct 12, 2021
original filing

Summary

Founders Capital Management reported $146M in U.S.-listed holdings across 313 positions for Q3 2021.

Its largest position, NDQ, represents 9.0% of the portfolio.

Compared with Q2 2021, the fund opened 32 new positions and exited 28.

Portfolio Metrics

Turnover
+4.1%
vs prior filed quarter
Top-10 Concentration
+45.8%
share of reported value
Largest Position
+9.0%
Invesco Qqq Tr
New / Exited
32 / 28
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $94MQ4 ’18Q1 ’19: $107MQ2 ’19: $113MQ3 ’19: $125MQ4 ’19: $132MQ4 ’19Q1 ’20: $96MQ4 ’20: $141MQ2 ’21: $153MQ3 ’21: $146MQ3 ’21Q4 ’21: $156MQ1 ’22: $156MQ2 ’22: $127MQ3 ’22: $123MQ3 ’22Q1 ’23: $130,771Q3 ’23: $131MQ4 ’23: $138MQ1 ’24: $148MQ1 ’24Q2 ’24: $154MQ3 ’24: $164MQ4 ’24: $158MQ1 ’25: $155MQ1 ’25Q2 ’25: $167MQ3 ’25: $189MQ4 ’25: $193MQ1 ’26: $205MQ1 ’26filingsflow.com

Portfolio Composition

By security type
Common Stock: 67.2%ETP: 30.8%REIT: 1.1%Other: 0.3%MLP: 0.2%Other: 0.4%
  • Common Stock · 67.2% · $98M
  • ETP · 30.8% · $45M
  • REIT · 1.1% · $2M
  • Other · 0.3% · $381,000
  • MLP · 0.2% · $335,000
  • Other · 0.4% · $546,000

Quarter-over-Quarter Changes full breakdown →

vs Q2 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
KIMKIMCO RLTY CORPNEW+10.3K10.3K+$213,000$213,000
AMGNAMGEN INCNEW+817817+$174,000$174,000
4I1PHILIP MORRIS INTL INCNEW+758758+$72,000$72,000
PYPLPAYPAL HLDGS INCNEW+270270+$70,000$70,000
GENERAL ELECTRIC CONEW+600600+$62,000$62,000
QCOMQUALCOMM INCNEW+400400+$52,000$52,000
DOVDOVER CORPNEW+300300+$47,000$47,000
MDLZMONDELEZ INTL INCNEW+672672+$39,000$39,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2021

42 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1NDQINVESCO QQQ TRhistory →UNIT SER 19.04%$13M36.8K
2ISHARES TRISHARES BIOTECH · CORE US AGGBD ET · ISHS 1-5YR INVS · ROBOTICS ARTIF · TIPS BD ETF · RUS 1000 VAL ETF7.52%$11M126.4K
3AAPLAPPLE INChistory →COM6.25%$9M64.4K
4MSFTMICROSOFT CORPhistory →COM6.18%$9M32.0K
5SPDR SER TRPRTFLO S&P500 GW · S&P KENSHO SMART · S&P KENSHO CLEAN · PORTFOLIO SHORT6.03%$9M143.9K
6ADBEADOBE SYSTEMS INCORPORATEDhistory →COM4.61%$7M11.7K
7BABOEING COhistory →COM3.65%$5M24.2K
8SPDR S&P 500 ETF TRTR UNIT3.17%$5M10.8K
9JPMJPMORGAN CHASE & COhistory →COM2.95%$4M26.3K
10ABBVABBVIE INChistory →COM2.87%$4M38.8K
11MCDMCDONALDS CORPhistory →COM2.67%$4M16.1K
12LMTLOCKHEED MARTIN CORPhistory →COM2.58%$4M10.9K
13CHVCHEVRON CORP NEWhistory →COM2.51%$4M36.1K
14WMTWALMART INChistory →COM2.47%$4M25.9K
15LOWLOWES COS INChistory →COM2.46%$4M17.7K
16DISDISNEY WALT COhistory →COM2.32%$3M20.0K
17HDHOME DEPOT INChistory →COM2.28%$3M10.1K
18RTXRAYTHEON TECHNOLOGIES CORPhistory →COM2.21%$3M37.5K
19JNJJOHNSON & JOHNSONhistory →COM2.21%$3M19.9K
20PFEPFIZER INChistory →COM2.01%$3M68.2K
21VANGUARD SCOTTSDALE FDSSHRT TRM CORP BD1.79%$3M31.7K
22EXMOCEXXON MOBIL CORPhistory →COM1.40%$2M34.6K
23NOCNORTHROP GRUMMAN CORPhistory →COM1.34%$2M5.4K
24MRKMERCK & CO INChistory →COM1.31%$2M25.4K
25PEPPEPSICO INChistory →COM1.24%$2M12.0K
26GLOBAL X FDSLITHIUM BTRY ETF1.05%$2M18.7K
27EMREMERSON ELEC COCOM0.90%$1M14.0K
28AMZNAMAZON COM INCCOM0.82%$1M364
29GOOGALPHABET INCCAP STK CL C0.79%$1M430
30KOCOCA COLA COCOM0.75%$1M20.9K
31SLBSCHLUMBERGER LTDCOM STK0.65%$951,00032.1K
32ORCLORACLE CORPCOM0.55%$806,0009.3K
33UPSUNITED PARCEL SERVICE INCCL B0.46%$665,0003.6K
34TAT&T INCCOM0.43%$621,00023.0K
35INVESCO EXCHANGE TRADED FD TS&P500 EQL WGT0.31%$451,0003.0K
36SPGSIMON PPTY GROUP INC NEWCOM0.27%$393,0003.0K
37TXNTEXAS INSTRS INCCOM0.26%$384,0002.0K
38VVISA INCCOM CL A0.26%$379,0001.7K
39CMPCOMPASS MINERALS INTL INCCOM0.26%$377,0005.9K
40PSAPUBLIC STORAGECOM0.23%$342,0001.1K
41SPDR DOW JONES INDL AVERAGEUT SER 10.22%$325,000961
42INTCINTEL CORPCOM0.20%$293,0005.5K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$205M390Apr 21, 202613F-HRchanges · EDGAR ↗
Q4 2025$193M407Jan 15, 202613F-HRchanges · EDGAR ↗
Q3 2025$189M396Nov 13, 202513F-HRchanges · EDGAR ↗
Q2 2025$167M383Jul 18, 202513F-HRchanges · EDGAR ↗
Q1 2025$155M370Apr 8, 202513F-HRchanges · EDGAR ↗
Q4 2024$158M368Jan 13, 202513F-HRchanges · EDGAR ↗
Q3 2024$164M376Oct 7, 202413F-HRchanges · EDGAR ↗
Q2 2024$154M370Jul 10, 202413F-HRchanges · EDGAR ↗
Q1 2024$148M356Apr 10, 202413F-HRchanges · EDGAR ↗
Q4 2023$138M381Jan 8, 202413F-HRchanges · EDGAR ↗
Q3 2023$131M402Oct 10, 202313F-HRchanges · EDGAR ↗
Q2 2023Under review395Jul 7, 202313F-HRchanges · EDGAR ↗
Q1 2023$130,771401Apr 12, 202313F-HRchanges · EDGAR ↗
Q4 2022Under review391Jan 9, 202313F-HRchanges · EDGAR ↗
Q3 2022$123M397Oct 6, 202213F-HRchanges · EDGAR ↗
Q2 2022$127M403Jul 20, 202213F-HRchanges · EDGAR ↗
Q1 2022$156M317Apr 7, 202213F-HRchanges · EDGAR ↗
Q4 2021$156M317Jan 21, 202213F-HRchanges · EDGAR ↗
Q3 2021$146M313Oct 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$153M309Jul 15, 202113F-HRchanges · EDGAR ↗
Q4 2020$141M333Jan 12, 202113F-HRchanges · EDGAR ↗
Q1 2020$96M333Apr 22, 202013F-HRchanges · EDGAR ↗
Q4 2019$132M317Jan 24, 202013F-HRchanges · EDGAR ↗
Q3 2019$125M333Oct 10, 201913F-HRchanges · EDGAR ↗
Q2 2019$113M333Jul 11, 201913F-HRchanges · EDGAR ↗
Q1 2019$107M327Apr 17, 201913F-HRchanges · EDGAR ↗
Q4 2018$94M344Jan 14, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.