SEC 13F Intelligence

Managers / Q4 2019 · view latest →

Founders Capital Management

CIK 0001704300 · 4400 POST OAK PARKWAY, STE 2530, HOUSTON, TX, 77027 · 7138771188

Reported Value
$132M
Q4 2019
Positions
317
Filings on Record
29
2019–present window
Filed
Jan 24, 2020
original filing

Summary

Founders Capital Management reported $132M in U.S.-listed holdings across 317 positions for Q4 2019.

Its largest position, AAPL, represents 6.2% of the portfolio.

Compared with Q3 2019, the fund opened 10 new positions and exited 17.

Portfolio Metrics

Turnover
+5.0%
vs prior filed quarter
Top-10 Concentration
+44.8%
share of reported value
Largest Position
+6.2%
Apple
New / Exited
10 / 17
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $94MQ4 ’18Q1 ’19: $107MQ2 ’19: $113MQ3 ’19: $125MQ4 ’19: $132MQ4 ’19Q1 ’20: $96MQ4 ’20: $141MQ2 ’21: $153MQ3 ’21: $146MQ3 ’21Q4 ’21: $156MQ1 ’22: $156MQ2 ’22: $127MQ3 ’22: $123MQ3 ’22Q1 ’23: $130,771Q3 ’23: $131MQ4 ’23: $138MQ1 ’24: $148MQ1 ’24Q2 ’24: $154MQ3 ’24: $164MQ4 ’24: $158MQ1 ’25: $155MQ1 ’25Q2 ’25: $167MQ3 ’25: $189MQ4 ’25: $193MQ1 ’26: $205MQ1 ’26filingsflow.com

Portfolio Composition

By security type
Common Stock: 80.8%ETP: 15.0%ADR: 2.1%REIT: 0.9%Other: 0.5%Other: 0.7%
  • Common Stock · 80.8% · $107M
  • ETP · 15.0% · $20M
  • ADR · 2.1% · $3M
  • REIT · 0.9% · $1M
  • Other · 0.5% · $637,000
  • Other · 0.7% · $894,000

Quarter-over-Quarter Changes full breakdown →

vs Q3 2019 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
CVSCVS HEALTH CORPNEW+503503+$37,000$37,000
LBYYQLIBBEY INCNEW+10.0K10.0K+$15,000$15,000
TFCTRUIST FINL CORPNEW+225225+$13,000$13,000
NBL2EURNOBLE ENERGY INCNEW+500500+$12,000$12,000
MOMOUSDMOMO INCNEW+300300+$10,000$10,000
CLFCLEVELAND CLIFFS INCNEW+1.0K1.0K+$8,000$8,000
KCAPUSDPORTMAN RIDGE FIN CORPNEW+2.2K2.2K+$5,000$5,000
SELECT SECTOR SPDR TRNEW+44+$0$0

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2019

47 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1AAPLAPPLE INChistory →COM6.19%$8M27.8K
2NDQINVESCO QQQ TRhistory →UNIT SER 16.07%$8M37.7K
3MSFTMICROSOFT CORPhistory →COM5.69%$8M47.7K
4BABOEING COhistory →COM5.46%$7M22.2K
5ISHARES TRCORE US AGGBD ET · IBOXX HI YD ETF · NASDAQ BIOTECH4.70%$6M61.2K
6ADBEADOBE INChistory →COM4.33%$6M17.3K
7ABBVABBVIE INChistory →COM3.75%$5M56.0K
8LMTLOCKHEED MARTIN CORPhistory →COM3.52%$5M12.0K
9PFEPFIZER INChistory →COM3.40%$4M114.6K
10INTCINTEL CORPhistory →COM3.21%$4M70.9K
11WFCWELLS FARGO CO NEWhistory →COM3.18%$4M78.0K
12CHVCHEVRON CORP NEWhistory →COM3.04%$4M33.3K
13EXMOCEXXON MOBIL CORPhistory →COM2.92%$4M55.3K
14DISDISNEY WALT COhistory →COM DISNEY2.81%$4M25.7K
15SLBSCHLUMBERGER LTDhistory →COM2.81%$4M92.3K
16MCDMCDONALDS CORPhistory →COM2.79%$4M18.7K
17LOWLOWES COS INChistory →COM2.73%$4M30.1K
18WMTWALMART INChistory →COM2.59%$3M28.8K
19TAT&T INChistory →COM2.38%$3M80.6K
20MRKMERCK & CO INChistory →COM2.16%$3M31.3K
21UTXZUNITED TECHNOLOGIES CORPhistory →COM2.13%$3M18.8K
22CSCOCISCO SYS INChistory →COM2.12%$3M58.4K
23HDHOME DEPOT INChistory →COM2.09%$3M12.7K
24RDS/AUSDROYAL DUTCH SHELL PLChistory →SPONS ADR A2.02%$3M45.2K
25KOCOCA COLA COhistory →COM1.56%$2M37.2K
26INVESCO EXCHANGE TRADED FD TS&P500 EQL WGT · FTSE RAFI 10001.25%$2M13.8K
27JPMJPMORGAN CHASE & COhistory →COM1.10%$1M10.5K
28EMREMERSON ELEC COCOM1.00%$1M17.2K
29JNJJOHNSON & JOHNSONCOM0.84%$1M7.6K
30PEPPEPSICO INCCOM0.76%$1M7.4K
31ORCLORACLE CORPCOM0.45%$600,00011.3K
32UPSUNITED PARCEL SERVICE INCCL B0.44%$579,0004.9K
33SPDR DOW JONES INDL AVRG ETFUT SER 10.40%$532,0001.9K
34TXNTEXAS INSTRS INCCOM0.34%$449,0003.5K
35VANGUARD INDEX FDSTOTAL STK MKT0.33%$433,0002.6K
36EPDENTERPRISE PRODS PARTNERS LCOM0.29%$378,00013.4K
37SPDR SERIES TRUSTPORTFOLIO SHORT0.28%$365,00011.8K
38CMPCOMPASS MINERALS INTL INCCOM0.27%$357,0005.9K
39VANGUARD SCOTTSDALE FDSSHRT TRM CORP BD0.23%$299,0003.7K
40PSAPUBLIC STORAGECOM0.23%$298,0001.4K
41APHAMPHENOL CORP NEWCL A0.19%$251,0002.3K
42WRIWEINGARTEN RLTY INVSSH BEN INT0.19%$250,0008.0K
43PGPROCTER & GAMBLE COCOM0.18%$244,0001.9K
44UNHUNITEDHEALTH GROUP INCCOM0.18%$243,000825
45INVESCO EXCHNG TRADED FD TRS&P500 LOW VOL0.17%$221,0003.8K
46SCHWTHE CHARLES SCHWAB CORPORATICOM0.15%$197,0004.2K
47CPTCAMDEN PPTY TRSH BEN INT0.14%$191,0001.8K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$205M390Apr 21, 202613F-HRchanges · EDGAR ↗
Q4 2025$193M407Jan 15, 202613F-HRchanges · EDGAR ↗
Q3 2025$189M396Nov 13, 202513F-HRchanges · EDGAR ↗
Q2 2025$167M383Jul 18, 202513F-HRchanges · EDGAR ↗
Q1 2025$155M370Apr 8, 202513F-HRchanges · EDGAR ↗
Q4 2024$158M368Jan 13, 202513F-HRchanges · EDGAR ↗
Q3 2024$164M376Oct 7, 202413F-HRchanges · EDGAR ↗
Q2 2024$154M370Jul 10, 202413F-HRchanges · EDGAR ↗
Q1 2024$148M356Apr 10, 202413F-HRchanges · EDGAR ↗
Q4 2023$138M381Jan 8, 202413F-HRchanges · EDGAR ↗
Q3 2023$131M402Oct 10, 202313F-HRchanges · EDGAR ↗
Q2 2023Under review395Jul 7, 202313F-HRchanges · EDGAR ↗
Q1 2023$130,771401Apr 12, 202313F-HRchanges · EDGAR ↗
Q4 2022Under review391Jan 9, 202313F-HRchanges · EDGAR ↗
Q3 2022$123M397Oct 6, 202213F-HRchanges · EDGAR ↗
Q2 2022$127M403Jul 20, 202213F-HRchanges · EDGAR ↗
Q1 2022$156M317Apr 7, 202213F-HRchanges · EDGAR ↗
Q4 2021$156M317Jan 21, 202213F-HRchanges · EDGAR ↗
Q3 2021$146M313Oct 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$153M309Jul 15, 202113F-HRchanges · EDGAR ↗
Q4 2020$141M333Jan 12, 202113F-HRchanges · EDGAR ↗
Q1 2020$96M333Apr 22, 202013F-HRchanges · EDGAR ↗
Q4 2019$132M317Jan 24, 202013F-HRchanges · EDGAR ↗
Q3 2019$125M333Oct 10, 201913F-HRchanges · EDGAR ↗
Q2 2019$113M333Jul 11, 201913F-HRchanges · EDGAR ↗
Q1 2019$107M327Apr 17, 201913F-HRchanges · EDGAR ↗
Q4 2018$94M344Jan 14, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.