SEC 13F Intelligence

Managers / Q4 2020 · view latest →

Mitsubishi UFJ Asset Management (UK) Ltd.

CIK 0001694895 · 24 LOMBARD STREET, LONDON, X0, EC3V 9AJ · 0207 648 5100

Reported Value
$223M
Q4 2020
Positions
77
Filings on Record
31
2019–present window
Filed
Jan 26, 2021
original filing

Summary

Mitsubishi Ufj Asset Management (UK) Ltd. reported $223M in U.S.-listed holdings across 77 positions for Q4 2020.

Its largest position, TOK, represents 10.7% of the portfolio.

Compared with Q3 2020, the fund opened 12 new positions and exited 10.

Portfolio Metrics

Turnover
+13.7%
vs prior filed quarter
Top-10 Concentration
+37.5%
share of reported value
Largest Position
+10.7%
Ishares Msci Kokusai Etf
New / Exited
12 / 10
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $199MQ4 ’18Q1 ’19: $7.7BQ2 ’19: $8.5BQ3 ’19: $214MQ4 ’19: $249MQ4 ’19Q2 ’20: $186MQ3 ’20: $204MQ4 ’20: $223MQ1 ’21: $226MQ1 ’21Q2 ’21: $231MQ3 ’21: $237MQ4 ’21: $235MQ1 ’22: $222MQ1 ’22Q2 ’22: $173MQ3 ’22: $130MQ4 ’22: $143MQ1 ’23: $155MQ1 ’23Q2 ’23: $155MQ3 ’23: $142MQ4 ’23: $183MQ1 ’24: $197MQ1 ’24Q2 ’24: $194MQ3 ’24: $194MQ4 ’24: $226MQ1 ’25: $184MQ1 ’25Q2 ’25: $192MQ3 ’25: $207MQ4 ’25: $205MQ1 ’26: $193MQ1 ’26filingsflow.com

Portfolio Composition

By security type
Common Stock: 64.5%ETP: 34.9%REIT: 0.6%
  • Common Stock · 64.5% · $144M
  • ETP · 34.9% · $78M
  • REIT · 0.6% · $1M

Quarter-over-Quarter Changes full breakdown →

vs Q3 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
AAPLAPPLE INCNEW+30.0K30.0K+$4M$4M
XLIINDUSTRIAL SELECT SECT SPDRNEW+22.0K22.0K+$2M$2M
MXLMAXLINEAR INCNEW+50.0K50.0K+$2M$2M
MRKMERCK & CO. INC.NEW+20.0K20.0K+$2M$2M
EVTCEVERTEC INCNEW+40.0K40.0K+$2M$2M
LIVNLIVANOVA PLCNEW+22.0K22.0K+$1M$1M
KTBKONTOOR BRANDS INCNEW+20.0K20.0K+$811,000$811,000
LOCOEL POLLO LOCO HOLDINGS INCNEW+40.0K40.0K+$724,000$724,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2020

77 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1TOKISHARES MSCI KOKUSAI ETFhistory →MSCI KOKUSAI ETF10.74%$24M287.2K
2SPYMSPDR PORTFOLIO S&P 500 ETFhistory →PORTFOLIO S&P5005.90%$13M300.0K
3SPYSPDR S&P 500 ETF TRUSThistory →TR UNIT3.68%$8M22.0K
4JPMJPMORGAN CHASE & COhistory →COM2.96%$7M52.0K
5INTUINTUIT INChistory →COM2.72%$6M16.0K
6AMZNAMAZON.COM INChistory →COM2.62%$6M1.8K
7XLVHEALTH CARE SELECT SECTORhistory →SBI HEALTHCARE2.39%$5M47.0K
8METAFACEBOOK INC-CLASS Ahistory →CL A2.20%$5M18.0K
9ISRGINTUITIVE SURGICAL INChistory →COM2.20%$5M6.0K
10XLPCONSUMER STAPLES SPDRhistory →SBI CONS STPLS2.11%$5M70.0K
11TMOTHERMO FISHER SCIENTIFIC INChistory →COM2.08%$5M10.0K
12MGMMGM RESORTS INTERNATIONALhistory →COM1.97%$4M140.0K
13AMATAPPLIED MATERIALS INChistory →COM1.93%$4M50.0K
14XLCCOMM SERV SELECT SECTOR SPDRhistory →COMMUNICATION1.81%$4M60.0K
15TMUST-MOBILE US INChistory →COM1.81%$4M30.0K
16AONAON PLC-CLASS Ahistory →SHS CL A1.80%$4M19.0K
17MSFTMICROSOFT CORPhistory →COM1.79%$4M18.0K
18AAPLAPPLE INChistory →COM1.78%$4M30.0K
19IWMISHARES RUSSELL 2000 ETFhistory →RUSSELL 2000 ETF1.75%$4M20.0K
20RSGREPUBLIC SERVICES INChistory →COM1.72%$4M40.0K
21CRMSALESFORCE.COM INChistory →COM1.69%$4M17.0K
22USRTISHARES CORE US REIT ETFhistory →CRE U S REIT ETF1.64%$4M75.7K
23OTISOTIS WORLDWIDE CORPhistory →COM1.53%$3M50.5K
24NEENEXTERA ENERGY INChistory →COM1.52%$3M44.0K
25SPYDSPDR PORTFOLIO S&P 500 HIGHhistory →PRTFLO S&P500 HI1.47%$3M100.0K
26DGDOLLAR GENERAL CORPhistory →COM1.41%$3M15.0K
27GOOGLALPHABET INC-CL Ahistory →COM1.41%$3M1.8K
28AXPAMERICAN EXPRESS COhistory →COM1.35%$3M25.0K
29AWKAMERICAN WATER WORKS CO INChistory →COM1.30%$3M19.0K
30XLKTECHNOLOGY SELECT SECT SPDRhistory →TECHNOLOGY1.16%$3M20.0K
31LOWLOWE'S COS INChistory →COM1.15%$3M16.0K
32MASIMO CORPCOM1.06%$2M8.8K
33WBSWEBSTER FINANCIAL CORPhistory →COM1.06%$2M56.0K
34BOOTBOOT BARN HOLDINGS INChistory →COM1.01%$2M52.0K
35OFGOFG BANCORPCOM0.97%$2M117.0K
36XYLXYLEM INCCOM0.91%$2M20.0K
37ICEINTERCONTINENTAL EXCHANGE INCOM0.88%$2M17.0K
38SCISERVICE CORP INTERNATIONALCOM0.87%$2M39.8K
39XLIINDUSTRIAL SELECT SECT SPDRSBI INT-INDS0.87%$2M22.0K
40MXLMAXLINEAR INCCOM0.85%$2M50.0K
41BYDBOYD GAMING CORPCOM0.84%$2M44.0K
42LWLAMB WESTON HOLDINGS INCCOM0.77%$2M22.0K
43HMNHORACE MANN EDUCATORSCOM0.76%$2M40.5K
44INVESCO S&P SMALLCAP INFORMAS&P SMLCP INFO0.74%$2M13.5K
45MRKMERCK & CO. INC.COM0.73%$2M20.0K
46MZTILANCASTER COLONY CORPCOM0.72%$2M8.8K
47ABXBARRICK GOLD CORPCOM0.71%$2M70.0K
48EVTCEVERTEC INCCOM0.70%$2M40.0K
49BARNES GROUP INCCOM0.70%$2M31.0K
50ALXNALEXION PHARMACEUTICALS INCCOM0.70%$2M10.0K
51JJSFJ & J SNACK FOODS CORPCOM0.70%$2M10.0K
52ITRIITRON INCCOM0.69%$2M16.0K
53IARTINTEGRA LIFESCIENCES HOLDINGCOM0.68%$2M23.4K
54MPWRMONOLITHIC POWER SYSTEMS INCCOM0.66%$1M4.0K
55LIVNLIVANOVA PLCSHS0.65%$1M22.0K
56PS BUSINESS PARKS INC/CACOM0.63%$1M10.6K
57CACICACI INTERNATIONAL INC -CL ACL A0.61%$1M5.5K
58SPYGSPDR PORTFOLIO S&P 500 GROWTPRTFLO S&P500 GW0.59%$1M24.0K
59FSSFEDERAL SIGNAL CORPCOM0.59%$1M40.0K
60HELEHELEN OF TROY LTDCOM0.58%$1M5.8K
61SAFTSAFETY INSURANCE GROUP INCCOM0.56%$1M16.0K
62EXMOCEXXON MOBIL CORPCOM0.55%$1M30.0K
63GMEDGLOBUS MEDICAL INC - ACL A0.55%$1M18.8K
64CVCOCAVCO INDUSTRIES INCCOM0.50%$1M6.4K
65UNHUNITEDHEALTH GROUP INCCOM0.47%$1M3.0K
66ATOATMOS ENERGY CORPCOM0.43%$954,00010.0K
67WTRGESSENTIAL UTILITIES INCCOM0.41%$922,00019.5K
68KTBKONTOOR BRANDS INCCOM0.36%$811,00020.0K
69LOCOEL POLLO LOCO HOLDINGS INCCOM0.32%$724,00040.0K
70PDC ENERGY INCCOM0.32%$719,00035.0K
71FDSFACTSET RESEARCH SYSTEMS INCCOM0.31%$698,0002.1K
72IFFINTL FLAVORS & FRAGRANCESCOM0.28%$631,0005.8K
73HCSGHEALTHCARE SERVICES GROUPCOM0.25%$562,00020.0K
74WDFCWD-40 COCOM0.24%$531,0002.0K
75RGLDROYAL GOLD INCCOM0.19%$425,0004.0K
76FOXFFOX FACTORY HOLDING CORPCOM0.19%$423,0004.0K
77CPRICAPRI HOLDINGS LTDSHS0.19%$420,00010.0K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$193M96May 8, 202613F-HRchanges · EDGAR ↗
Q4 2025$205M83Feb 6, 202613F-HRchanges · EDGAR ↗
Q3 2025$207M100Nov 10, 202513F-HRchanges · EDGAR ↗
Q2 2025$192M108Jul 18, 202513F-HRchanges · EDGAR ↗
Q1 2025$184M112May 13, 202513F-HRchanges · EDGAR ↗
Q4 2024$226M111Jan 17, 202513F-HRchanges · EDGAR ↗
Q3 2024$194M114Oct 18, 202413F-HRchanges · EDGAR ↗
Q2 2024$194M103Jul 26, 202413F-HRchanges · EDGAR ↗
Q1 2024$197M101May 7, 202413F-HRchanges · EDGAR ↗
Q4 2023$183M84Feb 8, 202413F-HRchanges · EDGAR ↗
Q3 2023$142M97Nov 2, 202313F-HRchanges · EDGAR ↗
Q2 2023$155M97Jul 27, 202313F-HRchanges · EDGAR ↗
Q1 2023$155M90May 2, 202313F-HRchanges · EDGAR ↗
Q4 2022$143M79Feb 7, 202313F-HRchanges · EDGAR ↗
Q3 2022$130M78Nov 9, 202213F-HRchanges · EDGAR ↗
Q2 2022$173M80Aug 5, 202213F-HRchanges · EDGAR ↗
Q1 2022$222M98May 10, 202213F-HRchanges · EDGAR ↗
Q4 2021$235M84Feb 7, 202213F-HRchanges · EDGAR ↗
Q3 2021$237M89Oct 19, 202113F-HRchanges · EDGAR ↗
Q2 2021$231M82Jul 20, 202113F-HRchanges · EDGAR ↗
Q1 2021$226M79Apr 21, 202113F-HRchanges · EDGAR ↗
Q4 2020$223M77Jan 26, 202113F-HRchanges · EDGAR ↗
Q3 2020$204M75Oct 30, 202013F-HRchanges · EDGAR ↗
Q2 2020$186M75Jul 23, 202013F-HRchanges · EDGAR ↗
Q1 2020Under review72Apr 30, 202013F-HRchanges · EDGAR ↗
Q4 2019$249M78Apr 30, 2020RESTATEMENTchanges · EDGAR ↗
Q3 2019$214M71Nov 4, 201913F-HRchanges · EDGAR ↗
Q2 2019$8.5B87Jul 18, 201913F-HRchanges · EDGAR ↗
Q1 2019$7.7B77May 13, 201913F-HRchanges · EDGAR ↗
Q4 2018$199M74Jan 22, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.