SEC 13F Intelligence

Managers / Q4 2019 · view latest →

Mitsubishi UFJ Asset Management (UK) Ltd.

CIK 0001694895 · 24 LOMBARD STREET, LONDON, X0, EC3V 9AJ · 0207 648 5100

Reported Value
$249M
Q4 2019
Positions
78
Filings on Record
31
2019–present window
Filed
Apr 30, 2020
amendment (RESTATEMENT)

Summary

Mitsubishi Ufj Asset Management (UK) Ltd. reported $249M in U.S.-listed holdings across 78 positions for Q4 2019.

The portfolio is heavily concentrated: GOVT alone accounts for 24.6% of reported value.

Compared with Q3 2019, the fund opened 25 new positions and exited 18.

Portfolio Metrics

Turnover
+22.1%
vs prior filed quarter
Top-10 Concentration
+53.0%
share of reported value
Largest Position
+24.6%
Ishares US Treasury Bond Etf
New / Exited
25 / 18
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $199MQ4 ’18Q1 ’19: $7.7BQ2 ’19: $8.5BQ3 ’19: $214MQ4 ’19: $249MQ4 ’19Q2 ’20: $186MQ3 ’20: $204MQ4 ’20: $223MQ1 ’21: $226MQ1 ’21Q2 ’21: $231MQ3 ’21: $237MQ4 ’21: $235MQ1 ’22: $222MQ1 ’22Q2 ’22: $173MQ3 ’22: $130MQ4 ’22: $143MQ1 ’23: $155MQ1 ’23Q2 ’23: $155MQ3 ’23: $142MQ4 ’23: $183MQ1 ’24: $197MQ1 ’24Q2 ’24: $194MQ3 ’24: $194MQ4 ’24: $226MQ1 ’25: $184MQ1 ’25Q2 ’25: $192MQ3 ’25: $207MQ4 ’25: $205MQ1 ’26: $193MQ1 ’26filingsflow.com

Portfolio Composition

By security type
ETP: 54.2%Common Stock: 42.3%REIT: 1.9%Other: 1.7%
  • ETP · 54.2% · $135M
  • Common Stock · 42.3% · $105M
  • REIT · 1.9% · $5M
  • Other · 1.7% · $4M

Quarter-over-Quarter Changes full breakdown →

vs Q3 2019 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
XLIINDUSTRIAL SELECT SECT SPDRNEW+103.0K103.0K+$8M$8M
XLVHEALTH CARE SELECT SECTORNEW+79.8K79.8K+$8M$8M
XLKTECHNOLOGY SELECT SECT SPDRNEW+80.0K80.0K+$7M$7M
XLCCOMM SERV SELECT SECTOR SPDRNEW+112.3K112.3K+$6M$6M
XLYCONSUMER DISCRETIONARY SELTNEW+27.0K27.0K+$3M$3M
PSCIINVESCO S&P SMALLCAP INDUSTRNEW+43.0K43.0K+$3M$3M
XLFFINANCIAL SELECT SECTOR SPDRNEW+100.0K100.0K+$3M$3M
LWLAMB WESTON HOLDINGS INCNEW+30.0K30.0K+$3M$3M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2019

78 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1GOVTISHARES US TREASURY BOND ETFhistory →ISHARES24.58%$61M2.36M
2TOKISHARES MSCI KOKUSAI ETFhistory →ISHARES9.84%$25M331.7K
3XLIINDUSTRIAL SELECT SECT SPDRhistory →SBI INT-INDS3.37%$8M103.0K
4XLVHEALTH CARE SELECT SECTORhistory →SBI HEALTHCARE3.27%$8M79.8K
5XLKTECHNOLOGY SELECT SECT SPDRhistory →TECHNOLOGY2.95%$7M80.0K
6XLCCOMM SERV SELECT SECTOR SPDRhistory →COMMUNICATION2.42%$6M112.3K
7GOOGLALPHABET INC-CL Ahistory →COM1.85%$5M3.4K
8AON PLCSHS CL A1.67%$4M20.0K
9AMZNAMAZON.COM INChistory →COM1.63%$4M2.2K
10AXPAMERICAN EXPRESS COhistory →COM1.45%$4M29.0K
11COSTCOSTCO WHOLESALE CORPhistory →COM1.39%$3M11.8K
12SLBSCHLUMBERGER LTDhistory →COM1.37%$3M85.0K
13RSGREPUBLIC SERVICES INChistory →COM1.37%$3M38.0K
14XLYCONSUMER DISCRETIONARY SELThistory →SBI CONS DISCR1.36%$3M27.0K
15BRBROADRIDGE FINANCIAL SOLUTIOhistory →COM1.34%$3M27.0K
16EMBISHARES JP MORGAN USD EMERGIhistory →ISHARES1.33%$3M28.9K
17DISWALT DISNEY CO/THEhistory →COM DISNEY1.31%$3M22.5K
18CRMSALESFORCE.COM INChistory →COM1.31%$3M20.0K
19NCLHNORWEGIAN CRUISE LINE HOLDINhistory →SHS1.26%$3M53.6K
20PSCIINVESCO S&P SMALLCAP INDUSTRhistory →S&P SMLCP INDL1.24%$3M43.0K
21XLFFINANCIAL SELECT SECTOR SPDRhistory →SBI INT-FINL1.24%$3M100.0K
22ISRGINTUITIVE SURGICAL INChistory →COM1.23%$3M5.2K
23AWKAMERICAN WATER WORKS CO INChistory →COM1.23%$3M25.0K
24INTUINTUIT INChistory →COM1.16%$3M11.0K
25EXMOCEXXON MOBIL CORPhistory →COM1.09%$3M38.9K
26LWLAMB WESTON HOLDINGS INChistory →COM1.04%$3M30.0K
27CBCHUBB LTDhistory →COM1.00%$2M16.0K
28MLMMARTIN MARIETTA MATERIALSCOM0.95%$2M8.5K
29USRTISHARES CORE US REIT ETFISHARES0.95%$2M43.3K
30SPGIS&P GLOBAL INCCOM0.93%$2M8.5K
31SERVICEMASTER GLOBAL HOLDINGCOM0.93%$2M60.0K
32AMATAPPLIED MATERIALS INCCOM0.78%$2M32.0K
33GILDGILEAD SCIENCES INCCOM0.78%$2M30.0K
34IFFINTL FLAVORS & FRAGRANCESCOM0.77%$2M14.8K
35CVSCVS HEALTH CORPCOM0.75%$2M25.0K
36EEMVISHARES EDGE MSCI MIN VOL EMISHARES0.74%$2M31.4K
37CACICACI INTERNATIONAL INC -CL ACL A0.65%$2M6.5K
38DOCHEALTHPEAK PROPERTIES INCCOM0.64%$2M46.0K
39SAFTSAFETY INSURANCE GROUP INCCOM0.63%$2M17.0K
40DGDOLLAR GENERAL CORPCOM0.63%$2M10.0K
41IARTINTEGRA LIFESCIENCES HOLDINGCOM0.62%$2M26.4K
42FDSFACTSET RESEARCH SYSTEMS INCCOM0.61%$2M5.7K
43EXLSEXLSERVICE HOLDINGS INCCOM0.61%$2M22.0K
44WBSWEBSTER FINANCIAL CORPCOM0.60%$1M28.0K
45ABXBARRICK GOLD CORPCOM0.60%$1M80.0K
46MZTILANCASTER COLONY CORPCOM0.59%$1M9.2K
47FSSFEDERAL SIGNAL CORPCOM0.58%$1M45.0K
48XLPCONSUMER STAPLES SPDRSBI CONS STPLS0.57%$1M22.5K
49PGT INNOVATIONS INCCOM0.56%$1M94.0K
50WDCWESTERN DIGITAL CORPCOM0.56%$1M22.0K
51SCISERVICE CORP INTERNATIONALCOM0.55%$1M29.8K
52AMEDAMEDISYS INCCOM0.55%$1M8.2K
53NGVTINGEVITY CORPCOM0.55%$1M15.6K
54BYDBOYD GAMING CORPCOM0.54%$1M45.0K
55OLLIOLLIE'S BARGAIN OUTLET HOLDICOM0.52%$1M20.0K
56STCSTEWART INFORMATION SERVICESCOM0.50%$1M30.8K
57EGPEASTGROUP PROPERTIES INCCOM0.47%$1M8.9K
58NEENEXTERA ENERGY INCCOM0.45%$1M4.6K
59GMEDGLOBUS MEDICAL INC - ACL A0.44%$1M18.8K
60PS BUSINESS PARKS INC/CACOM0.44%$1M6.6K
61FTVFORTIVE CORPCOM0.43%$1M14.0K
62ATOATMOS ENERGY CORPCOM0.40%$1M9.0K
63XYZSQUARE INC - ACL A0.40%$1M16.0K
64MPWRMONOLITHIC POWER SYSTEMS INCCOM0.36%$890,0005.0K
65LIVNLIVANOVA PLCSHS0.33%$829,00011.0K
66EEMISHARES MSCI EMERGING MARKETISHARES0.33%$816,00018.2K
67MAAMID-AMERICA APARTMENT COMMCOM0.32%$791,0006.0K
68PLUSEPLUS INCCOM0.29%$716,0008.5K
69POOLPOOL CORPCOM0.28%$700,0003.3K
70HMNHORACE MANN EDUCATORSCOM0.24%$589,00013.5K
71LOCOEL POLLO LOCO HOLDINGS INCCOM0.21%$529,00035.0K
72AAPLAPPLE INCCOM0.20%$499,0001.7K
73JJSFJ & J SNACK FOODS CORPCOM0.20%$497,0002.7K
74NTRNUTRIEN LTDCOM0.19%$479,00010.0K
75SFMSPROUTS FARMERS MARKET INCCOM0.18%$445,00023.0K
76JBLUJETBLUE AIRWAYS CORPCOM0.15%$378,00020.2K
77AQUA AMERICA INCCOM0.11%$281,0006.0K
78INVESCO S&P SMALLCAP INFORMAS&P SMLCP INFO0.02%$57,000600

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$193M96May 8, 202613F-HRchanges · EDGAR ↗
Q4 2025$205M83Feb 6, 202613F-HRchanges · EDGAR ↗
Q3 2025$207M100Nov 10, 202513F-HRchanges · EDGAR ↗
Q2 2025$192M108Jul 18, 202513F-HRchanges · EDGAR ↗
Q1 2025$184M112May 13, 202513F-HRchanges · EDGAR ↗
Q4 2024$226M111Jan 17, 202513F-HRchanges · EDGAR ↗
Q3 2024$194M114Oct 18, 202413F-HRchanges · EDGAR ↗
Q2 2024$194M103Jul 26, 202413F-HRchanges · EDGAR ↗
Q1 2024$197M101May 7, 202413F-HRchanges · EDGAR ↗
Q4 2023$183M84Feb 8, 202413F-HRchanges · EDGAR ↗
Q3 2023$142M97Nov 2, 202313F-HRchanges · EDGAR ↗
Q2 2023$155M97Jul 27, 202313F-HRchanges · EDGAR ↗
Q1 2023$155M90May 2, 202313F-HRchanges · EDGAR ↗
Q4 2022$143M79Feb 7, 202313F-HRchanges · EDGAR ↗
Q3 2022$130M78Nov 9, 202213F-HRchanges · EDGAR ↗
Q2 2022$173M80Aug 5, 202213F-HRchanges · EDGAR ↗
Q1 2022$222M98May 10, 202213F-HRchanges · EDGAR ↗
Q4 2021$235M84Feb 7, 202213F-HRchanges · EDGAR ↗
Q3 2021$237M89Oct 19, 202113F-HRchanges · EDGAR ↗
Q2 2021$231M82Jul 20, 202113F-HRchanges · EDGAR ↗
Q1 2021$226M79Apr 21, 202113F-HRchanges · EDGAR ↗
Q4 2020$223M77Jan 26, 202113F-HRchanges · EDGAR ↗
Q3 2020$204M75Oct 30, 202013F-HRchanges · EDGAR ↗
Q2 2020$186M75Jul 23, 202013F-HRchanges · EDGAR ↗
Q1 2020Under review72Apr 30, 202013F-HRchanges · EDGAR ↗
Q4 2019$249M78Apr 30, 2020RESTATEMENTchanges · EDGAR ↗
Q3 2019$214M71Nov 4, 201913F-HRchanges · EDGAR ↗
Q2 2019$8.5B87Jul 18, 201913F-HRchanges · EDGAR ↗
Q1 2019$7.7B77May 13, 201913F-HRchanges · EDGAR ↗
Q4 2018$199M74Jan 22, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.