SEC 13F Intelligence

Managers / Q3 2022 · view latest →

Pettinga Financial Advisors LLC

CIK 0001694592 · 215 NW MARTIN LUTHER KING JR., BLVD., EVANSVILLE, IN, 47708 · 812-436-4000

Reported Value
$291M
Q3 2022
Positions
117
Filings on Record
32
2019–present window
Filed
Oct 21, 2022
original filing

Summary

Pettinga Financial Advisors LLC reported $291M in U.S.-listed holdings across 117 positions for Q3 2022.

Its largest position, Ishares Tr, represents 13.6% of the portfolio.

Compared with Q2 2022, the fund opened 1 new position and exited 6.

Portfolio Metrics

Turnover
+3.6%
vs prior filed quarter
Top-10 Concentration
+56.6%
share of reported value
Largest Position
+13.6%
Ishares Tr
New / Exited
1 / 6
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $152MQ4 ’18Q1 ’19: $187MQ2 ’19: $192MQ3 ’19: $186MQ4 ’19: $187MQ4 ’19Q1 ’20: $148MQ2 ’20: $207MQ3 ’20: $236MQ4 ’20: $279MQ4 ’20Q1 ’21: $343MQ2 ’21: $373MQ3 ’21: $392MQ4 ’21: $411MQ4 ’21Q1 ’22: $399MQ2 ’22: $334MQ3 ’22: $291MQ4 ’22: $307MQ4 ’22Q1 ’23: $321MQ2 ’23: $337MQ3 ’23: $331MQ4 ’23: $373MQ4 ’23Q1 ’24: $393MQ2 ’24: $399MQ3 ’24: $422MQ4 ’24: $442MQ4 ’24Q1 ’25: $425MQ2 ’25: $456MQ3 ’25: $513MQ4 ’25: $527MQ4 ’25Q1 ’26: $531MQ2 ’26: $624Mfilingsflow.com

Portfolio Composition

By security type
ETP: 86.8%Common Stock: 8.8%Closed-End Fund: 3.3%Other: 0.7%MLP: 0.4%
  • ETP · 86.8% · $253M
  • Common Stock · 8.8% · $26M
  • Closed-End Fund · 3.3% · $10M
  • Other · 0.7% · $2M
  • MLP · 0.4% · $1M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2022 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
ISHARES TRNEW+4.2K4.2K+$430,000$430,000
GOOGLALPHABET INCADDED+2.8K2.9K−$42,000$279,000
ISHARES TRSOLD OUT−66.0K0−$6M$0
SPDR SER TRSOLD OUT−6.2K0−$447,000$0
ISHARES TRSOLD OUT−10.0K0−$330,000$0
ISHARES TRSOLD OUT−3.1K0−$314,000$0
ISHARES TRSOLD OUT−1.4K0−$201,000$0
FRONTLINE LTDSOLD OUT−12.3K0−$109,000$0

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2022

28 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1TLHISHARES TRCORE S&P500 ETF · ESG AWR MSCI USA · EAFE VALUE ETF · EAFE GRWTH ETF · CORE S&P SCP ETF · RUS 1000 GRW ETF · CORE S&P MCP ETF · CORE TOTAL USD · MSCI USA MIN VOL · US INFRASTRUC · TIPS BD ETF · 10-20 YR TRS ETF · MSCI EAFE ETF · 20 YR TR BD ETF · U.S. ENERGY ETF · RUS 2000 VAL ETF · CONV BD ETF · FALN ANGLS USD · US TREAS BD ETF54.75%$159M1.91M
2INVESCO EXCHANGE TRADED FD TFTSE RAFI 10003.40%$10M71.3K
3GQ9SPDR GOLD TRhistory →GOLD SHS3.37%$10M63.3K
4ISHARES INCMSCI EMERG MRKT3.36%$10M192.6K
5ISHARES U S ETF TRGSCI CMDTY STGY3.02%$9M245.7K
6OBDCOWL ROCK CAPITAL CORPORATIONhistory →COM2.86%$8M802.9K
7SPDR S&P 500 ETF TRTR UNIT2.73%$8M22.3K
8SPDR SER TRS&P OILGAS EXP · NUVEEN BLMBRG SH · S&P BIOTECH · S&P BK ETF2.29%$7M96.8K
9DLYDOUBLELINE YIELD OPPORTUNITIhistory →COM2.01%$6M433.5K
10NDQINVESCO QQQ TRhistory →UNIT SER 11.79%$5M19.5K
11CINFCINCINNATI FINL CORPhistory →COM1.62%$5M52.7K
12SPDR DOW JONES INDL AVERAGEUT SER 11.49%$4M15.1K
13XLESELECT SECTOR SPDR TRENERGY · SBI HEALTHCARE1.30%$4M45.6K
14VANGUARD INDEX FDSREAL ESTATE ETF1.12%$3M40.6K
15AAPLAPPLE INChistory →COM1.08%$3M22.8K
16SIVRABRDN SILVER ETF TRUSTPHYSCL SILVR SHS0.97%$3M154.2K
17DSLDOUBLELINE INCOME SOLUTIONSCOM0.81%$2M217.5K
18SLVISHARES SILVER TRISHARES0.76%$2M126.8K
19SPROTT FDS TRURANIUM MINERS E0.70%$2M31.3K
20VANECK ETF TRUSTGOLD MINERS ETF0.63%$2M75.7K
21FIRST EAGLE ALTR CAP BDC INCCOM0.60%$2M610.1K
22GLOBAL X FDSGLOBAL X COPPER0.47%$1M48.3K
23VANGUARD SPECIALIZED FUNDSDIV APP ETF0.45%$1M9.6K
24VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF0.43%$1M34.5K
25ON1OLD NATL BANCORP INDCOM0.40%$1M71.2K
26MSFTMICROSOFT CORPCOM0.32%$917,0003.9K
27PPLTUSDABRDN PLATINUM ETF TRUSTPHYSCL PLATM SHS0.29%$836,00010.5K
28BMYBRISTOL-MYERS SQUIBB COCOM0.26%$746,00010.5K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2026$624M157Jul 9, 202613F-HRchanges · EDGAR ↗
Q1 2026$531M163Apr 13, 202613F-HRchanges · EDGAR ↗
Q4 2025$527M164Feb 12, 202613F-HRchanges · EDGAR ↗
Q3 2025$513M138Oct 21, 202513F-HRchanges · EDGAR ↗
Q2 2025$456M133Jul 28, 202513F-HRchanges · EDGAR ↗
Q1 2025$425M130May 2, 202513F-HRchanges · EDGAR ↗
Q4 2024$442M124Feb 18, 202513F-HRchanges · EDGAR ↗
Q3 2024$422M115Nov 7, 2024RESTATEMENTchanges · EDGAR ↗
Q2 2024$399M121Jul 25, 202413F-HRchanges · EDGAR ↗
Q1 2024$393M120Apr 18, 202413F-HRchanges · EDGAR ↗
Q4 2023$373M129Jan 18, 202413F-HRchanges · EDGAR ↗
Q3 2023$331M117Oct 24, 202313F-HRchanges · EDGAR ↗
Q2 2023$337M118Jul 18, 202313F-HRchanges · EDGAR ↗
Q1 2023$321M110Apr 21, 202313F-HRchanges · EDGAR ↗
Q4 2022$307M111Jan 13, 202313F-HRchanges · EDGAR ↗
Q3 2022$291M117Oct 21, 202213F-HRchanges · EDGAR ↗
Q2 2022$334M123Jul 19, 202213F-HRchanges · EDGAR ↗
Q1 2022$399M124Apr 27, 202213F-HRchanges · EDGAR ↗
Q4 2021$411M128Feb 9, 202213F-HRchanges · EDGAR ↗
Q3 2021$392M129Oct 29, 202113F-HRchanges · EDGAR ↗
Q2 2021$373M126Aug 12, 202113F-HRchanges · EDGAR ↗
Q1 2021$343M118Apr 29, 202113F-HRchanges · EDGAR ↗
Q4 2020$279M108Jan 29, 202113F-HRchanges · EDGAR ↗
Q3 2020$236M97Nov 12, 202013F-HRchanges · EDGAR ↗
Q2 2020$207M94Jul 22, 202013F-HRchanges · EDGAR ↗
Q1 2020$148M77May 11, 202013F-HRchanges · EDGAR ↗
Q4 2019$187M97Feb 7, 202013F-HRchanges · EDGAR ↗
Q3 2019$186M95Oct 17, 201913F-HRchanges · EDGAR ↗
Q2 2019$192M105Jul 31, 201913F-HRchanges · EDGAR ↗
Q1 2019$187M104May 13, 201913F-HRchanges · EDGAR ↗
Q4 2018$152M92Feb 1, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.