SEC 13F Intelligence

Managers / Q4 2018 · view latest →

Pettinga Financial Advisors LLC

CIK 0001694592 · 215 NW MARTIN LUTHER KING JR., BLVD., EVANSVILLE, IN, 47708 · 812-436-4000

Reported Value
$152M
Q4 2018
Positions
92
Filings on Record
32
2019–present window
Filed
Feb 1, 2019
original filing

Summary

Pettinga Financial Advisors LLC reported $152M in U.S.-listed holdings across 92 positions for Q4 2018.

Its largest position, Ishares Tr, represents 8.7% of the portfolio.

Portfolio Metrics

Top-10 Concentration
+57.6%
share of reported value
Largest Position
+8.7%
Ishares Tr

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $152MQ4 ’18Q1 ’19: $187MQ2 ’19: $192MQ3 ’19: $186MQ4 ’19: $187MQ4 ’19Q1 ’20: $148MQ2 ’20: $207MQ3 ’20: $236MQ4 ’20: $279MQ4 ’20Q1 ’21: $343MQ2 ’21: $373MQ3 ’21: $392MQ4 ’21: $411MQ4 ’21Q1 ’22: $399MQ2 ’22: $334MQ3 ’22: $291MQ4 ’22: $307MQ4 ’22Q1 ’23: $321MQ2 ’23: $337MQ3 ’23: $331MQ4 ’23: $373MQ4 ’23Q1 ’24: $393MQ2 ’24: $399MQ3 ’24: $422MQ4 ’24: $442MQ4 ’24Q1 ’25: $425MQ2 ’25: $456MQ3 ’25: $513MQ4 ’25: $527MQ4 ’25Q1 ’26: $531MQ2 ’26: $624Mfilingsflow.com

Portfolio Composition

By security type
ETP: 84.7%Common Stock: 10.2%Other: 2.3%Closed-End Fund: 1.9%MLP: 0.8%
  • ETP · 84.7% · $129M
  • Common Stock · 10.2% · $15M
  • Other · 2.3% · $4M
  • Closed-End Fund · 1.9% · $3M
  • MLP · 0.8% · $1M

Quarter-over-Quarter Changes full breakdown →

IssuerMoveShare ΔShares nowValue ΔValue now
ISHARES TRNEW+189.9K189.9K+$13M$13M
ISHARES TRNEW+79.0K79.0K+$13M$13M
ISHARES TRNEW+51.8K51.8K+$13M$13M
SPDR S&P 500 ETF TRNEW+39.0K39.0K+$10M$10M
INVESCO EXCHANGE TRADED FD TNEW+93.5K93.5K+$9M$9M
ISHARES TRNEW+138.4K138.4K+$9M$9M
GQ9SPDR GOLD TRUSTNEW+45.7K45.7K+$6M$6M
VANGUARD WHITEHALL FDS INCNEW+68.1K68.1K+$5M$5M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2018

31 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1IYFISHARES TRCORE S&P SCP ETF · CORE S&P500 ETF · CORE S&P MCP ETF · MIN VOL EAFE ETF · MIN VOL USA ETF · MSCI EAFE ETF · RUS 2000 VAL ETF · TRANS AVG ETF · U.S. FINLS ETF · RUS 1000 GRW ETF · U.S. ENERGY ETF · TIPS BD ETF · IBOXX HI YD ETF · MBS ETF · FLTG RATE NT ETF42.85%$65M699.2K
2SPDR S&P 500 ETF TRTR UNIT6.41%$10M39.0K
3INVESCO EXCHANGE TRADED FD TFTSE RAFI 10006.24%$9M93.5K
4XLFSELECT SECTOR SPDR TRTECHNOLOGY · SBI INT-FINL · ENERGY · SBI CONS STPLS · SBI HEALTHCARE4.85%$7M171.7K
5GQ9SPDR GOLD TRUSThistory →GOLD SHS3.64%$6M45.7K
6VANGUARD WHITEHALL FDS INCHIGH DIV YLD3.49%$5M68.1K
7SSGA ACTIVE ETF TRSPDR TR TACTIC3.10%$5M99.6K
8CINFCINCINNATI FINL CORPhistory →COM2.98%$5M58.6K
9VANGUARD GROUPDIV APP ETF2.36%$4M36.6K
10VANGUARD INDEX FDSREAL ESTATE ETF2.04%$3M41.7K
11SPDR DOW JONES INDL AVRG ETFUT SER 11.72%$3M11.2K
12VECTREN CORPCOM1.41%$2M29.9K
13SPDR SER TRNUVEEN BLMBRG SR1.09%$2M34.5K
14SIVRABERDEEN STD SILVER ETF TRhistory →PHYSCL SILVR SHS1.06%$2M107.3K
15SPDR SERIES TRUSTS&P BIOTECH · S&P BK ETF0.83%$1M25.7K
16MDYSPDR S&P MIDCAP 400 ETF TRUTSER1 S&PDCRP0.83%$1M4.2K
17ON1OLD NATL BANCORP INDCOM0.70%$1M69.3K
18LDPCOHEN & STEERS LTD DUR PFD ICOM0.64%$975,00044.7K
19BRK/BBERKSHIRE HATHAWAY INC DELCL B NEW0.63%$954,0004.7K
20AAPLAPPLE INCCOM0.60%$917,0005.8K
21TAT&T INCCOM0.59%$893,00031.3K
22MIECOHEN & STEERS MLP INC & ENRCOM SHS0.48%$728,00097.1K
23VANECK VECTORS ETF TRGOLD MINERS ETF0.47%$720,00034.1K
24JP MORGAN EXCHANGE TRADED FDMANAGED FUTURE0.39%$594,00023.4K
25DOWDUPONT INCCOM0.39%$591,00011.0K
26EXMOCEXXON MOBIL CORPCOM0.38%$581,0008.5K
27IAUUSDISHARES GOLD TRUSTISHARES0.36%$541,00044.0K
28PGPROCTER AND GAMBLE COCOM0.35%$530,0005.8K
29COSTCOSTCO WHSL CORP NEWCOM0.34%$523,0002.6K
30MSFTMICROSOFT CORPCOM0.34%$521,0005.1K
31IFNINDIA FD INCCOM0.33%$507,00025.0K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2026$624M157Jul 9, 202613F-HRchanges · EDGAR ↗
Q1 2026$531M163Apr 13, 202613F-HRchanges · EDGAR ↗
Q4 2025$527M164Feb 12, 202613F-HRchanges · EDGAR ↗
Q3 2025$513M138Oct 21, 202513F-HRchanges · EDGAR ↗
Q2 2025$456M133Jul 28, 202513F-HRchanges · EDGAR ↗
Q1 2025$425M130May 2, 202513F-HRchanges · EDGAR ↗
Q4 2024$442M124Feb 18, 202513F-HRchanges · EDGAR ↗
Q3 2024$422M115Nov 7, 2024RESTATEMENTchanges · EDGAR ↗
Q2 2024$399M121Jul 25, 202413F-HRchanges · EDGAR ↗
Q1 2024$393M120Apr 18, 202413F-HRchanges · EDGAR ↗
Q4 2023$373M129Jan 18, 202413F-HRchanges · EDGAR ↗
Q3 2023$331M117Oct 24, 202313F-HRchanges · EDGAR ↗
Q2 2023$337M118Jul 18, 202313F-HRchanges · EDGAR ↗
Q1 2023$321M110Apr 21, 202313F-HRchanges · EDGAR ↗
Q4 2022$307M111Jan 13, 202313F-HRchanges · EDGAR ↗
Q3 2022$291M117Oct 21, 202213F-HRchanges · EDGAR ↗
Q2 2022$334M123Jul 19, 202213F-HRchanges · EDGAR ↗
Q1 2022$399M124Apr 27, 202213F-HRchanges · EDGAR ↗
Q4 2021$411M128Feb 9, 202213F-HRchanges · EDGAR ↗
Q3 2021$392M129Oct 29, 202113F-HRchanges · EDGAR ↗
Q2 2021$373M126Aug 12, 202113F-HRchanges · EDGAR ↗
Q1 2021$343M118Apr 29, 202113F-HRchanges · EDGAR ↗
Q4 2020$279M108Jan 29, 202113F-HRchanges · EDGAR ↗
Q3 2020$236M97Nov 12, 202013F-HRchanges · EDGAR ↗
Q2 2020$207M94Jul 22, 202013F-HRchanges · EDGAR ↗
Q1 2020$148M77May 11, 202013F-HRchanges · EDGAR ↗
Q4 2019$187M97Feb 7, 202013F-HRchanges · EDGAR ↗
Q3 2019$186M95Oct 17, 201913F-HRchanges · EDGAR ↗
Q2 2019$192M105Jul 31, 201913F-HRchanges · EDGAR ↗
Q1 2019$187M104May 13, 201913F-HRchanges · EDGAR ↗
Q4 2018$152M92Feb 1, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.