SEC 13F Intelligence

Managers / Q3 2024 · view latest →

Sheaff Brock Investment Advisors, LLC

CIK 0001666789 · 8801 RIVER CROSSING BLVD, SUITE 100, INDIANAPOLIS, IN, 46240 · 317-705-5700

Reported Value
$1.1B
Q3 2024
Positions
455
Filings on Record
31
2019–present window
Filed
Nov 6, 2024
original filing

Summary

Sheaff Brock Investment Advisors, LLC reported $1.1B in U.S.-listed holdings across 455 positions for Q3 2024.

Its largest position, AAPL, represents 11.1% of the portfolio.

Compared with Q2 2024, the fund opened 37 new positions and exited 30.

Portfolio Metrics

Turnover
+5.6%
vs prior filed quarter
Top-10 Concentration
+32.5%
share of reported value
Largest Position
+11.1%
Apple
New / Exited
37 / 30
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $636MQ4 ’18Q1 ’19: $822MQ2 ’19: $930MQ3 ’19: $924MQ4 ’19: $1.0BQ4 ’19Q1 ’20: $756MQ2 ’20: $1.0BQ3 ’20: $1.1BQ4 ’20: $1.2BQ4 ’20Q1 ’21: $1.3BQ2 ’21: $1.4BQ3 ’21: $1.3BQ4 ’21: $1.5BQ4 ’21Q1 ’22: $1.4BQ2 ’22: $1.2BQ3 ’22: $931MQ4 ’22: $1.0BQ4 ’22Q1 ’23: $1.1BQ2 ’23: $1.2BQ3 ’23: $1.1BQ4 ’23: $1.3BQ4 ’23Q1 ’24: $1.6BQ2 ’24: $1.1BQ3 ’24: $1.1BQ4 ’24: $1.2BQ4 ’24Q1 ’25: $1.1Bfilingsflow.com

Portfolio Composition

By security type
Common Stock: 82.4%ETP: 8.8%REIT: 5.1%Other: 2.2%Closed-End Fund: 0.9%Other: 0.7%
  • Common Stock · 82.4% · $941M
  • ETP · 8.8% · $100M
  • REIT · 5.1% · $58M
  • Other · 2.2% · $25M
  • Closed-End Fund · 0.9% · $10M
  • Other · 0.7% · $8M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2024 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
ACTENACT HLDGS INCNEW+218.5K218.5K+$8M$8M
ISRGINTUITIVE SURGICAL INCNEW+12.0K12.0K+$6M$6M
SIRISIRIUSXM HOLDINGS INCNEW+86.1K86.1K+$2M$2M
CRUSCIRRUS LOGIC INCNEW+14.1K14.1K+$2M$2M
CARRCARRIER GLOBAL CORPORATIONNEW+13.3K13.3K+$1M$1M
AFLAC INCNEW+7.3K7.3K+$821,095$821,095
BXMTBLACKSTONE MTG TR INCNEW+37.6K37.6K+$715,024$715,024
SPDR S&P 500 ETF TRNEW+1.0K1.0K+$573,760$573,760

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2024

48 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1AAPLAPPLE INChistory →COM11.10%$127M544.2K
2NVDANVIDIA CORPORATIONhistory →COM7.26%$83M682.8K
3LLYELI LILLY & COhistory →COM2.48%$28M32.0K
4MSFTMICROSOFT CORPhistory →COM2.41%$28M64.1K
5LISTED FD TRDIVIDEND PERFMRS · PREFERRED PLUS2.32%$27M1.68M
6GOOGLALPHABET INCCAP STK CL A · CAP STK CL C1.81%$21M124.1K
7ORCLORACLE CORPhistory →COM1.78%$20M119.6K
8AMZNAMAZON COM INChistory →COM1.73%$20M105.8K
9METAMETA PLATFORMS INChistory →CL A1.41%$16M28.1K
10HDHOME DEPOT INChistory →COM1.37%$16M38.8K
11NDQINVESCO QQQ TRhistory →UNIT SER 11.30%$15M30.4K
12IRON MTN INC DELCOM1.23%$14M117.9K
13MRKMERCK & CO INChistory →COM1.22%$14M122.7K
14AVGOBROADCOM INChistory →COM1.19%$14M78.6K
15KLACKLA CORPhistory →COM NEW1.11%$13M16.4K
16ABBVABBVIE INChistory →COM1.05%$12M61.0K
17LMTLOCKHEED MARTIN CORPhistory →COM1.01%$12M19.8K
18QCOMQUALCOMM INChistory →COM1.01%$12M67.9K
19SPDR S&P 500 ETF TRTR UNIT0.96%$11M19.1K
20AXPAMERICAN EXPRESS COhistory →COM0.94%$11M39.4K
21PLDPROLOGIS INC.history →COM0.92%$10M82.8K
22PHPARKER-HANNIFIN CORPhistory →COM0.89%$10M16.1K
23HUBBHUBBELL INChistory →COM0.88%$10M23.4K
24ACCENTURE PLC IRELANDSHS CLASS A0.87%$10M28.1K
25ALSNALLISON TRANSMISSION HLDGS ICOM0.84%$10M100.5K
26OKEONEOK INC NEWCOM0.84%$10M104.7K
27UNHUNITEDHEALTH GROUP INCCOM0.81%$9M15.9K
28DELLDELL TECHNOLOGIES INCCL C0.80%$9M77.5K
29CMICUMMINS INCCOM0.80%$9M28.2K
30AMDADVANCED MICRO DEVICES INCCOM0.76%$9M53.1K
31TFCTRUIST FINL CORPCOM0.76%$9M203.2K
32SPDR DOW JONES INDL AVERAGEUT SER 10.75%$9M20.3K
33TXNTEXAS INSTRS INCCOM0.74%$8M40.8K
34EXMOCEXXON MOBIL CORPCOM0.73%$8M71.6K
35PGPROCTER AND GAMBLE COCOM0.73%$8M48.4K
36KOCOCA COLA COCOM0.73%$8M116.2K
37INGRINGREDION INCCOM0.71%$8M59.1K
38PAGPENSKE AUTOMOTIVE GRP INCCOM0.70%$8M49.4K
39ACTENACT HLDGS INCCOM0.69%$8M218.5K
40CITHE CIGNA GROUPCOM0.68%$8M22.4K
41GDGENERAL DYNAMICS CORPCOM0.66%$8M24.9K
42CRMSALESFORCE INCCOM0.63%$7M26.2K
43JNJJOHNSON & JOHNSONCOM0.62%$7M43.6K
44JPMJPMORGAN CHASE & CO.COM0.62%$7M33.4K
45BRBROADRIDGE FINL SOLUTIONS INCOM0.60%$7M32.0K
46NFLXNETFLIX INCCOM0.58%$7M9.4K
47CMECME GROUP INCCOM0.57%$7M29.6K
48TSLATESLA INCCOM0.57%$6M24.8K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2025$1.1B461May 7, 202513F-HRchanges · EDGAR ↗
Q4 2024$1.2B452Jan 30, 202513F-HRchanges · EDGAR ↗
Q3 2024$1.1B455Nov 6, 202413F-HRchanges · EDGAR ↗
Q2 2024$1.1B450Jul 30, 202413F-HRchanges · EDGAR ↗
Q1 2024$1.6B509May 14, 202413F-HRchanges · EDGAR ↗
Q4 2023$1.3B481Feb 8, 202413F-HRchanges · EDGAR ↗
Q3 2023$1.1B459Nov 8, 202313F-HRchanges · EDGAR ↗
Q2 2023$1.2B491Aug 8, 202313F-HRchanges · EDGAR ↗
Q1 2023$1.1B516May 1, 202313F-HRchanges · EDGAR ↗
Q4 2022$1.0B509Feb 13, 202313F-HRchanges · EDGAR ↗
Q3 2022$931M496Nov 3, 202213F-HRchanges · EDGAR ↗
Q2 2022$1.2B497Aug 2, 202213F-HRchanges · EDGAR ↗
Q1 2022$1.4B536May 16, 2022RESTATEMENTchanges · EDGAR ↗
Q4 2021$1.5B675Feb 3, 202213F-HRchanges · EDGAR ↗
Q3 2021$1.3B672Nov 3, 202113F-HRchanges · EDGAR ↗
Q2 2021$1.4B661Aug 16, 202113F-HRchanges · EDGAR ↗
Q1 2021$1.3B631May 11, 202113F-HRchanges · EDGAR ↗
Q4 2020$1.2B483Feb 1, 202113F-HRchanges · EDGAR ↗
Q3 2020$1.1B463Oct 30, 202013F-HRchanges · EDGAR ↗
Q2 2020$1.0B456Aug 7, 202013F-HRchanges · EDGAR ↗
Q1 2020$756M414Apr 30, 202013F-HRchanges · EDGAR ↗
Q4 2019$1.0B477Jan 29, 202013F-HRchanges · EDGAR ↗
Q3 2019$924M466Oct 28, 201913F-HRchanges · EDGAR ↗
Q2 2019$930M496Jul 31, 201913F-HRchanges · EDGAR ↗
Q1 2019$822M513Apr 29, 201913F-HRchanges · EDGAR ↗
Q4 2018$636M478Jan 28, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.