SEC 13F Intelligence

Managers / Q4 2021 · view latest →

Sheaff Brock Investment Advisors, LLC

CIK 0001666789 · 8801 RIVER CROSSING BLVD, SUITE 100, INDIANAPOLIS, IN, 46240 · 317-705-5700

Reported Value
$1.5B
Q4 2021
Positions
675
Filings on Record
31
2019–present window
Filed
Feb 3, 2022
original filing

Summary

Sheaff Brock Investment Advisors, Llc reported $1.5B in U.S.-listed holdings across 675 positions for Q4 2021.

Its largest position, AAPL, represents 8.9% of the portfolio.

Compared with Q3 2021, the fund opened 50 new positions and exited 46.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $636MQ4 ’18Q1 ’19: $822MQ2 ’19: $930MQ3 ’19: $924MQ4 ’19: $1.0BQ4 ’19Q1 ’20: $756MQ2 ’20: $1.0BQ3 ’20: $1.1BQ4 ’20: $1.2BQ4 ’20Q1 ’21: $1.3BQ2 ’21: $1.4BQ3 ’21: $1.3BQ4 ’21: $1.5BQ4 ’21Q1 ’22: $1.4BQ2 ’22: $1.2BQ3 ’22: $931MQ4 ’22: $1.01TQ4 ’22Q1 ’23: $1.1BQ2 ’23: $1.2BQ3 ’23: $1.1BQ4 ’23: $1.3BQ4 ’23Q1 ’24: $1.6BQ2 ’24: $1.1BQ3 ’24: $1.1BQ4 ’24: $1.2BQ4 ’24Q1 ’25: $1.1Bfilingsflow.com

Portfolio Composition

By security type
Common Stock: 65.2%ETP: 27.5%REIT: 3.7%Other: 1.9%Closed-End Fund: 1.1%Other: 0.7%
  • Common Stock · 65.2% · $961M
  • ETP · 27.5% · $405M
  • REIT · 3.7% · $54M
  • Other · 1.9% · $28M
  • Closed-End Fund · 1.1% · $16M
  • Other · 0.7% · $11M

Quarter-over-Quarter Changes full breakdown →

Holdings — Q4 2021

Loading…
Export to Excel
#IssuerClass% PortfolioValue ↓Shares

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2025$1.1B461May 7, 202513F-HRchanges · EDGAR ↗
Q4 2024$1.2B452Jan 30, 202513F-HRchanges · EDGAR ↗
Q3 2024$1.1B455Nov 6, 202413F-HRchanges · EDGAR ↗
Q2 2024$1.1B450Jul 30, 202413F-HRchanges · EDGAR ↗
Q1 2024$1.6B509May 14, 202413F-HRchanges · EDGAR ↗
Q4 2023$1.3B481Feb 8, 202413F-HRchanges · EDGAR ↗
Q3 2023$1.1B459Nov 8, 202313F-HRchanges · EDGAR ↗
Q2 2023$1.2B491Aug 8, 202313F-HRchanges · EDGAR ↗
Q1 2023$1.1B516May 1, 202313F-HRchanges · EDGAR ↗
Q4 2022$1.01T509Feb 13, 202313F-HRchanges · EDGAR ↗
Q3 2022$931M496Nov 3, 202213F-HRchanges · EDGAR ↗
Q2 2022$1.2B497Aug 2, 202213F-HRchanges · EDGAR ↗
Q1 2022$1.4B536May 16, 2022RESTATEMENTchanges · EDGAR ↗
Q4 2021$1.5B675Feb 3, 202213F-HRchanges · EDGAR ↗
Q3 2021$1.3B672Nov 3, 202113F-HRchanges · EDGAR ↗
Q2 2021$1.4B661Aug 16, 202113F-HRchanges · EDGAR ↗
Q1 2021$1.3B631May 11, 202113F-HRchanges · EDGAR ↗
Q4 2020$1.2B483Feb 1, 202113F-HRchanges · EDGAR ↗
Q3 2020$1.1B463Oct 30, 202013F-HRchanges · EDGAR ↗
Q2 2020$1.0B456Aug 7, 202013F-HRchanges · EDGAR ↗
Q1 2020$756M414Apr 30, 202013F-HRchanges · EDGAR ↗
Q4 2019$1.0B477Jan 29, 202013F-HRchanges · EDGAR ↗
Q3 2019$924M466Oct 28, 201913F-HRchanges · EDGAR ↗
Q2 2019$930M496Jul 31, 201913F-HRchanges · EDGAR ↗
Q1 2019$822M513Apr 29, 201913F-HRchanges · EDGAR ↗
Q4 2018$636M478Jan 28, 201913F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 1 additional manager.

  • Innovative Portfolios028-21180

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.