SEC 13F Intelligence

Managers / Q1 2020 · view latest →

Puissance Capital Management LP

CIK 0001658437 · 950 THIRD AVENUE, 25TH FLOOR, NEW YORK, NY, 10022 · 212-878-3700

Reported Value
$9M
Q1 2020
Positions
6
Filings on Record
7
2019–present window
Filed
May 15, 2020
original filing

Summary

Puissance Capital Management LP reported $9M in U.S.-listed holdings across 6 positions for Q1 2020.

The portfolio is heavily concentrated: Bellerophon Therapeutics alone accounts for 70.8% of reported value.

Compared with Q4 2019, the fund opened 4 new positions and exited 4.

Portfolio Metrics

Turnover
+34.4%
vs prior filed quarter
Largest Position
+70.8%
Bellerophon Therapeutics
New / Exited
4 / 4
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q1 ’19: $123MQ1 ’19Q2 ’19: $102MQ2 ’19Q3 ’19: $45MQ3 ’19Q4 ’19: $40MQ4 ’19Q1 ’20: $9MQ1 ’20Q2 ’20: $23MQ2 ’20Q3 ’20: $17MQ3 ’20filingsflow.com

Portfolio Composition

By security type
Common Stock: 98.9%Other: 1.1%
  • Common Stock · 98.9% · $8M
  • Other · 1.1% · $98,000

Quarter-over-Quarter Changes full breakdown →

vs Q4 2019 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
BELLEROPHON THERAPEUTICS INCNEW+553.3K553.3K+$6M$6M
EKSO BIONICS HLDGS INCNEW+774.4K774.4K+$2M$2M
KDMNKADMON HLDGS INCNEW+30.0K30.0K+$126,000$126,000
TRACON PHARMACEUTICALS INCNEW+18.1K18.1K+$31,000$31,000
VRAYQVIEWRAY INCSOLD OUT6.84M0$29M$0
EKSO BIONICS HLDGS INCSOLD OUT20.53M0$8M$0
BELLEROPHON THERAPEUTICS INCSOLD OUT8.30M0$3M$0
TRACON PHARMACEUTICALS INCSOLD OUT76.0K0$178,000$0

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2020

6 positions
#IssuerClass% PortfolioValueShares
1BELLEROPHON THERAPEUTICS INCCOM NEW70.84%$6M553.3K
2EKSO BIONICS HLDGS INCCOM25.61%$2M774.4K
3KDMNKADMON HLDGS INChistory →COM1.47%$126,00030.0K
4CRVSCORVUS PHARMACEUTICALS INCCOM0.93%$80,00038.0K
5SCYNEXIS INCCOM0.78%$67,00086.1K
6TRACON PHARMACEUTICALS INCCOM NEW0.36%$31,00018.1K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q3 2020$17M5Nov 12, 202013F-HRchanges · EDGAR ↗
Q2 2020$23M4Aug 14, 202013F-HRchanges · EDGAR ↗
Q1 2020$9M6May 15, 202013F-HRchanges · EDGAR ↗
Q4 2019$40M6Feb 14, 202013F-HRchanges · EDGAR ↗
Q3 2019$45M7Nov 14, 201913F-HRchanges · EDGAR ↗
Q2 2019$102M7Aug 13, 201913F-HRchanges · EDGAR ↗
Q1 2019$123M6May 14, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.