SEC 13F Intelligence

TRACON PHARMACEUTICALS INC

CUSIP 89237H209

Tracon Pharmaceuticals Inc has 27 institutional holders in Filings Flow’s 13F database, together reporting 8.85M shares worth $12M as of Q4 2022. The largest reported holders are Opaleye Management Inc., Ikarian Capital, LLC, and Lpl Financial LLC.

Institutional Holders
27
Q4 2022
Reported Value
$12M
Ticker
unmapped
private placement or foreign
Quarters Tracked
3

Ownership Trend

Institutional holders
Q2 ’21: 35Q2 ’21Q4 ’21: 28Q4 ’21Q4 ’22: 27Q4 ’22filingsflow.com
Total reported value
Q2 ’21: $50MQ2 ’21Q4 ’21: $23MQ4 ’21Q4 ’22: $12MQ4 ’22filingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
Opaleye Management Inc.$759M AUM0.28%$848,0824.76MQ3 2023OLDER
Ikarian Capital, LLC$1.2B AUM0.05%$484,2442.77MQ4 2023OLDER
ETF Portfolio Partners, Inc.$381M AUM0.00%$10,59124.6KQ1 2024
XTX Topco Ltd$5.8B AUM0.00%$12,01928.0KQ1 2024
LINDEN ADVISORS LP$17.9B AUM0.00%$132,381454.9KQ2 2023OLDER
BOOTHBAY FUND MANAGEMENT, LLC$7.7B AUM0.00%$45,324258.8KQ4 2023OLDER
JOHNSON & JOHNSON$652M AUM0.00%$36,10484.0KQ1 2024
HoyleCohen, LLC$1.3B AUM0.00%$5,58813.0KQ1 2024
MGO ONE SEVEN LLC$5.0B AUM0.00%$3,42811.8KQ2 2023OLDER
Squarepoint Ops LLC$85.1B AUM0.00%$167,186389.0KQ1 2024
Game Plan Financial Advisors, LLC$222M AUM0.00%$4301.0KQ1 2024
SpiderRock Advisors, LLC$6.3B AUM0.00%$8,29923.0KQ1 2024
RENAISSANCE TECHNOLOGIES LLC$63.9B AUM0.00%$129300.2KQ1 2024
Jump Financial, LLC$7.5B AUM0.00%$4,51510.5KQ1 2024
LPL Financial LLC$376.6B AUM0.00%$193,689450.6KQ1 2024
Tower Research Capital LLC (TRC)$3.8B AUM0.00%$3,2597.6KQ1 2024
Truvestments Capital LLC$554M AUM0.00%$137318Q1 2024
Corient Private Wealth LLC$69.9B AUM0.00%$24,69557.5KQ1 2024
TWO SIGMA INVESTMENTS, LP$123.9B AUM0.00%$14,96634.8KQ1 2024
JANE STREET GROUP, LLC$777.2B AUM0.00%$78,356182.3KQ1 2024
MILLENNIUM MANAGEMENT LLC$240.3B AUM0.00%$32,08874.7KQ1 2024
GEODE CAPITAL MANAGEMENT, LLC$1.61T AUM0.00%$123,228286.7KQ1 2024
MERCER GLOBAL ADVISORS INC /ADV$67.6B AUM0.00%$410.0KQ1 2024
UBS Group AG$666.3B AUM0.00%$39,27391.3KQ1 2024
ICA Group Wealth Management, LLC$167M AUM0.00%$29100Q2 2023OLDER
SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM0.00%$33,46877.9KQ1 2024
GTS SECURITIES LLC$2.8B AUM0.00%$2,76415.8KQ4 2023OLDER
BlackRock Finance, Inc.$4.42T AUM0.00%$111,784260.1KQ1 2024
CHARLES SCHWAB INVESTMENT MANAGEMENT INC$654.5B AUM0.00%$6,58822.6KQ2 2023OLDER
NORTHERN TRUST CORP$756.6B AUM0.00%$9,32321.7KQ1 2024
Bank of New York Mellon Corp$543.9B AUM0.00%$4,40910.3KQ1 2024
Qube Research & Technologies Ltd$89.9B AUM0.00%$140800Q4 2023OLDER
GROUP ONE TRADING LLC$52.2B AUM0.00%$55311Q3 2023OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.