SEC 13F Intelligence

Managers / Q3 2023 · view latest →

Neumann Capital Management, LLC

CIK 0001631930 · 303 VINTAGE PARK DRIVE, SUITE 100, FOSTER CITY, CA, 94404 · 650-548-9200

Reported Value
$229M
Q3 2023
Positions
93
Filings on Record
30
2019–present window
Filed
Nov 3, 2023
original filing

Summary

Neumann Capital Management, LLC reported $229M in U.S.-listed holdings across 93 positions for Q3 2023.

Its largest position, Ishares Tr, represents 7.1% of the portfolio.

Compared with Q2 2023, the fund opened 1 new position and exited 0.

Portfolio Metrics

Turnover
+1.5%
vs prior filed quarter
Top-10 Concentration
+47.4%
share of reported value
Largest Position
+7.1%
Ishares Tr

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $133MQ4 ’18Q1 ’19: $156MQ2 ’19: $161MQ3 ’19: $162MQ4 ’19: $172MQ4 ’19Q1 ’20: $137MQ2 ’20: $163MQ3 ’20: $174MQ4 ’20: $198MQ4 ’20Q1 ’21: $210MQ2 ’21: $223MQ3 ’21: $223MQ4 ’21: $245MQ4 ’21Q1 ’22: $235MQ2 ’22: $197MQ3 ’22: $194MQ4 ’22: $213MQ4 ’22Q1 ’23: $228MQ2 ’23: $242MQ3 ’23: $229MQ4 ’23: $252MQ4 ’23Q1 ’24: $281MQ2 ’24: $291MQ3 ’24: $301MQ4 ’24: $301MQ4 ’24Q1 ’25: $289MQ2 ’25: $318MQ3 ’25: $342MQ4 ’25: $346MQ4 ’25Q1 ’26: $340Mfilingsflow.com

Portfolio Composition

By security type
ETP: 63.7%Common Stock: 35.3%Other: 1.0%
  • ETP · 63.7% · $146M
  • Common Stock · 35.3% · $81M
  • Other · 1.0% · $2M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2023 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
ISHARES TRNEW+6.3K6.3K+$220,409$220,409
VANGUARD BD INDEX FDSADDED+22.5K41.4K+$2M$3M
SRESEMPRAADDED+2.7K5.3K−$25,540$363,746
VANGUARD SCOTTSDALE FDSADDED+4.4K9.5K+$317,854$722,646
VANGUARD INTL EQUITY INDEX FTRIMMED−13.2K9.2K−$552,375$361,908
VANGUARD BD INDEX FDSTRIMMED−28.2K111.0K−$2M$8M
ISHARES TRADDED+2.0K16.5K+$65,655$746,318
INTCINTEL CORPTRIMMED−1.0K7.5K−$17,718$264,883

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2023

34 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1ESGDISHARES TRCORE MSCI EAFE · CORE S&P MCP ETF · CORE S&P SCP ETF · S&P MC 400GR ETF · S&P SML 600 GWT · CORE S&P US GWT · IBOXX HI YD ETF · S&P MC 400VL ETF · MSCI KLD400 SOC · MSCI EAFE ETF · SP SMCP600VL ETF · ESG AW MSCI EAFE · EAFE VALUE ETF · IBOXX INV CP ETF27.76%$64M730.0K
2AAPLAPPLE INChistory →COM6.39%$15M85.6K
3SPDR S&P 500 ETF TRTR UNIT5.04%$12M27.0K
4WISDOMTREE TREMG MKTS SMCAP · INTL SMCAP DIV5.00%$11M232.4K
5VANGUARD BD INDEX FDSINTERMED TERM · SHORT TRM BOND4.85%$11M152.4K
6ISHARES INCCORE MSCI EMKT4.62%$11M222.7K
7NVDANVIDIA CORPORATIONhistory →COM4.06%$9M21.4K
8ORCLORACLE CORPhistory →COM3.68%$8M79.8K
9SPDR SER TRS&P DIVID ETF3.60%$8M71.9K
10VANGUARD INDEX FDSREAL ESTATE ETF · TOTAL STK MKT3.19%$7M80.3K
11GOOGLALPHABET INChistory →CAP STK CL A2.72%$6M47.6K
12VANGUARD CHARLOTTE FDSTOTAL INT BD ETF1.62%$4M77.8K
13GILDGILEAD SCIENCES INChistory →COM1.31%$3M40.2K
14BACBANK AMERICA CORPhistory →COM1.29%$3M108.1K
15CVSCVS HEALTH CORPhistory →COM1.26%$3M41.3K
16VANGUARD MUN BD FDSTAX EXEMPT BD1.21%$3M57.5K
17VANGUARD INTL EQUITY INDEX FTT WRLD ST ETF1.03%$2M25.3K
18ACCENTURE PLC IRELANDSHS CLASS A0.98%$2M7.3K
19MSFTMICROSOFT CORPCOM0.94%$2M6.8K
20JNJJOHNSON & JOHNSONCOM0.90%$2M13.3K
21PEGPUBLIC SVC ENTERPRISE GRP INCOM0.85%$2M34.1K
22CHVCHEVRON CORP NEWCOM0.85%$2M11.5K
23ROPROPER TECHNOLOGIES INCCOM0.84%$2M4.0K
24ALSALLSTATE CORPCOM0.83%$2M17.1K
25JPMJPMORGAN CHASE & COCOM0.82%$2M12.9K
26CHRWC H ROBINSON WORLDWIDE INCCOM NEW0.72%$2M19.2K
27BACVERIZON COMMUNICATIONS INCCOM0.67%$2M47.3K
28DYHTARGET CORPCOM0.58%$1M12.1K
29GMGENERAL MTRS COCOM0.58%$1M40.3K
30CB1ACONSTELLATION BRANDS INCCL A0.54%$1M5.0K
31AMZNAMAZON COM INCCOM0.52%$1M9.3K
32VLOVALERO ENERGY CORPCOM0.51%$1M8.3K
33MCKMCKESSON CORPCOM0.51%$1M2.7K
34CSCOCISCO SYS INCCOM0.50%$1M21.4K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$340M102Apr 13, 202613F-HRchanges · EDGAR ↗
Q4 2025$346M101Jan 14, 202613F-HRchanges · EDGAR ↗
Q3 2025$342M103Oct 16, 202513F-HRchanges · EDGAR ↗
Q2 2025$318M100Jul 17, 202513F-HRchanges · EDGAR ↗
Q1 2025$289M99Apr 16, 202513F-HRchanges · EDGAR ↗
Q4 2024$301M101Jan 21, 202513F-HRchanges · EDGAR ↗
Q3 2024$301M101Nov 6, 202413F-HRchanges · EDGAR ↗
Q2 2024$291M98Aug 9, 202413F-HRchanges · EDGAR ↗
Q1 2024$281M98May 8, 202413F-HRchanges · EDGAR ↗
Q4 2023$252M91Feb 7, 202413F-HRchanges · EDGAR ↗
Q3 2023$229M93Nov 3, 202313F-HRchanges · EDGAR ↗
Q2 2023$242M92Aug 10, 202313F-HRchanges · EDGAR ↗
Q1 2023$228M90May 2, 202313F-HRchanges · EDGAR ↗
Q4 2022$213M89Feb 6, 202313F-HRchanges · EDGAR ↗
Q3 2022$194M86Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$197M81Jul 20, 202213F-HRchanges · EDGAR ↗
Q1 2022$235M87May 9, 202213F-HRchanges · EDGAR ↗
Q4 2021$245M91Feb 3, 202213F-HRchanges · EDGAR ↗
Q3 2021$223M86Nov 1, 202113F-HRchanges · EDGAR ↗
Q2 2021$223M85Jul 21, 202113F-HRchanges · EDGAR ↗
Q1 2021$210M81May 13, 202113F-HRchanges · EDGAR ↗
Q4 2020$198M78Feb 4, 202113F-HRchanges · EDGAR ↗
Q3 2020$174M74Nov 2, 202013F-HRchanges · EDGAR ↗
Q2 2020$163M70Jul 23, 202013F-HRchanges · EDGAR ↗
Q1 2020$137M69May 13, 202013F-HRchanges · EDGAR ↗
Q4 2019$172M70Jan 24, 202013F-HRchanges · EDGAR ↗
Q3 2019$162M72Oct 28, 201913F-HRchanges · EDGAR ↗
Q2 2019$161M73Jul 25, 201913F-HRchanges · EDGAR ↗
Q1 2019$156M73May 9, 201913F-HRchanges · EDGAR ↗
Q4 2018$133M70Jan 30, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.