SEC 13F Intelligence

Managers / Q4 2019 · view latest →

Neumann Capital Management, LLC

CIK 0001631930 · 303 VINTAGE PARK DRIVE, SUITE 100, FOSTER CITY, CA, 94404 · 650-548-9200

Reported Value
$172M
Q4 2019
Positions
70
Filings on Record
30
2019–present window
Filed
Jan 24, 2020
original filing

Summary

Neumann Capital Management, LLC reported $172M in U.S.-listed holdings across 70 positions for Q4 2019.

Its largest position, Ishares, represents 6.3% of the portfolio.

Compared with Q3 2019, the fund opened 1 new position and exited 3.

Portfolio Metrics

Turnover
+1.5%
vs prior filed quarter
Top-10 Concentration
+46.8%
share of reported value
Largest Position
+6.3%
Ishares
New / Exited
1 / 3
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $133MQ4 ’18Q1 ’19: $156MQ2 ’19: $161MQ3 ’19: $162MQ4 ’19: $172MQ4 ’19Q1 ’20: $137MQ2 ’20: $163MQ3 ’20: $174MQ4 ’20: $198MQ4 ’20Q1 ’21: $210MQ2 ’21: $223MQ3 ’21: $223MQ4 ’21: $245MQ4 ’21Q1 ’22: $235MQ2 ’22: $197MQ3 ’22: $194MQ4 ’22: $213MQ4 ’22Q1 ’23: $228MQ2 ’23: $242MQ3 ’23: $229MQ4 ’23: $252MQ4 ’23Q1 ’24: $281MQ2 ’24: $291MQ3 ’24: $301MQ4 ’24: $301MQ4 ’24Q1 ’25: $289MQ2 ’25: $318MQ3 ’25: $342MQ4 ’25: $346MQ4 ’25Q1 ’26: $340Mfilingsflow.com

Portfolio Composition

By security type
ETP: 61.4%Common Stock: 37.6%Other: 1.0%
  • ETP · 61.4% · $106M
  • Common Stock · 37.6% · $65M
  • Other · 1.0% · $2M

Quarter-over-Quarter Changes full breakdown →

vs Q3 2019 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
PFEPFIZER INCNEW+5.6K5.6K+$219,000$219,000
CELGCELGENE CORPSOLD OUT−6.3K0−$623,000$0
BABOEING COSOLD OUT−7300−$278,000$0
WBAWALGREENS BOOTS ALLIANCE INCSOLD OUT−4.3K0−$236,000$0
BMYBRISTOL MYERS SQUIBB COADDED+6.0K17.1K+$538,000$1M
ISHARES TRTRIMMED−9562.7K−$38,000$326,000
ISHARES TRADDED+1.6K10.1K+$351,000$2M
ISHARES TRADDED+1.6K13.5K+$398,000$2M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2019

35 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1ISHARES TRCORE S&P SCP ETF · CORE S&P MCP ETF · MSCI EAFE ETF · IBOXX HI YD ETF · S&P MC 400GR ETF · S&P SML 600 GWT · S&P MC 400VL ETF · CORE S&P US GWT · SP SMCP600VL ETF · EAFE VALUE ETF · RUSSELL 2000 ETF · MRGSTR MD CP GRW · RUS 1000 ETF · IBOXX INV CP ETF28.81%$50M473.3K
2WISDOMTREE TREMG MKTS SMCAP · INTL SMCAP DIV7.28%$13M232.4K
3ISHARES INCMIN VOL EMRG MKT6.30%$11M184.9K
4VANGUARD INDEX FDSREAL ESTATE ETF · TOTAL STK MKT5.73%$10M95.4K
5SPDR S&P 500 ETF TRTR UNIT4.73%$8M25.3K
6AAPLAPPLE INChistory →COM4.23%$7M24.8K
7SPDR SERIES TRUSTS&P DIVID ETF3.67%$6M58.8K
8ORCLORACLE CORPhistory →COM2.87%$5M93.3K
9GOOGLALPHABET INChistory →CAP STK CL A2.43%$4M3.1K
10BACBANK AMER CORPhistory →COM2.36%$4M115.5K
11CVSCVS HEALTH CORPhistory →COM1.86%$3M43.2K
12NVDANVIDIA CORPhistory →COM1.72%$3M12.6K
13GILDGILEAD SCIENCES INChistory →COM1.66%$3M44.0K
14BACVERIZON COMMUNICATIONS INChistory →COM1.49%$3M41.8K
15ALSALLSTATE CORPhistory →COM1.36%$2M20.8K
16JPMJPMORGAN CHASE & COhistory →COM1.31%$2M16.2K
17MSFTMICROSOFT CORPhistory →COM1.27%$2M13.8K
18CHVCHEVRON CORP NEWhistory →COM1.24%$2M17.8K
19VANGUARD SCOTTSDALE FDSINT-TERM CORP1.07%$2M20.3K
20PEGPUBLIC SVC ENTERPRISE GRP INhistory →COM1.07%$2M31.1K
21DYHTARGET CORPhistory →COM1.04%$2M14.0K
22CHRWC H ROBINSON WORLDWIDE INChistory →COM NEW1.03%$2M22.6K
23ACCENTURE PLC IRELANDSHS CLASS A1.01%$2M8.3K
24JNJJOHNSON & JOHNSONCOM0.98%$2M11.6K
25ROPROPER TECHNOLOGIES INCCOM0.97%$2M4.7K
26GMGENERAL MTRS COCOM0.96%$2M45.2K
27VANGUARD INTL EQUITY INDEX FTT WRLD ST ETF0.94%$2M20.0K
28WFCWELLS FARGO CO NEWCOM0.73%$1M23.5K
29MMM3M COCOM0.67%$1M6.5K
30NFLXNETFLIX INCCOM0.66%$1M3.5K
31BMYBRISTOL MYERS SQUIBB COCOM0.64%$1M17.1K
32VLOVALERO ENERGY CORP NEWCOM0.63%$1M11.5K
33CB1ACONSTELLATION BRANDS INCCL A0.57%$974,0005.1K
34CSCOCISCO SYS INCCOM0.51%$877,00018.3K
35AMZNAMAZON COM INCCOM0.50%$854,000462

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$340M102Apr 13, 202613F-HRchanges · EDGAR ↗
Q4 2025$346M101Jan 14, 202613F-HRchanges · EDGAR ↗
Q3 2025$342M103Oct 16, 202513F-HRchanges · EDGAR ↗
Q2 2025$318M100Jul 17, 202513F-HRchanges · EDGAR ↗
Q1 2025$289M99Apr 16, 202513F-HRchanges · EDGAR ↗
Q4 2024$301M101Jan 21, 202513F-HRchanges · EDGAR ↗
Q3 2024$301M101Nov 6, 202413F-HRchanges · EDGAR ↗
Q2 2024$291M98Aug 9, 202413F-HRchanges · EDGAR ↗
Q1 2024$281M98May 8, 202413F-HRchanges · EDGAR ↗
Q4 2023$252M91Feb 7, 202413F-HRchanges · EDGAR ↗
Q3 2023$229M93Nov 3, 202313F-HRchanges · EDGAR ↗
Q2 2023$242M92Aug 10, 202313F-HRchanges · EDGAR ↗
Q1 2023$228M90May 2, 202313F-HRchanges · EDGAR ↗
Q4 2022$213M89Feb 6, 202313F-HRchanges · EDGAR ↗
Q3 2022$194M86Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$197M81Jul 20, 202213F-HRchanges · EDGAR ↗
Q1 2022$235M87May 9, 202213F-HRchanges · EDGAR ↗
Q4 2021$245M91Feb 3, 202213F-HRchanges · EDGAR ↗
Q3 2021$223M86Nov 1, 202113F-HRchanges · EDGAR ↗
Q2 2021$223M85Jul 21, 202113F-HRchanges · EDGAR ↗
Q1 2021$210M81May 13, 202113F-HRchanges · EDGAR ↗
Q4 2020$198M78Feb 4, 202113F-HRchanges · EDGAR ↗
Q3 2020$174M74Nov 2, 202013F-HRchanges · EDGAR ↗
Q2 2020$163M70Jul 23, 202013F-HRchanges · EDGAR ↗
Q1 2020$137M69May 13, 202013F-HRchanges · EDGAR ↗
Q4 2019$172M70Jan 24, 202013F-HRchanges · EDGAR ↗
Q3 2019$162M72Oct 28, 201913F-HRchanges · EDGAR ↗
Q2 2019$161M73Jul 25, 201913F-HRchanges · EDGAR ↗
Q1 2019$156M73May 9, 201913F-HRchanges · EDGAR ↗
Q4 2018$133M70Jan 30, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.