SEC 13F Intelligence

Managers / Q4 2023 · view latest →

Richardson Capital Management LLC

CIK 0001621646 · W134 N8688 EXECUTIVE PARKWAY, MENOMONEE FALLS, WI, 53051 · 262-255-4100

Reported Value
$103M
Q4 2023
Positions
134
Filings on Record
10
2019–present window
Filed
Feb 13, 2024
original filing

Summary

Richardson Capital Management LLC reported $103M in U.S.-listed holdings across 134 positions for Q4 2023.

The portfolio is heavily concentrated: Schwab US Dividend Equity Etf alone accounts for 30.2% of reported value.

Portfolio Metrics

Top-10 Concentration
+92.3%
share of reported value
Largest Position
+30.2%
Schwab US Dividend Equity Etf

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’23: $103MQ4 ’23Q1 ’24: $122MQ2 ’24: $130MQ2 ’24Q3 ’24: $143MQ4 ’24: $157MQ4 ’24Q1 ’25: $160MQ2 ’25: $191MQ2 ’25Q3 ’25: $210MQ4 ’25: $199MQ4 ’25Q1 ’26: $207Mfilingsflow.com

Portfolio Composition

By security type
ETP: 97.4%Common Stock: 2.2%REIT: 0.2%Closed-End Fund: 0.1%Other: 0.1%
  • ETP · 97.4% · $100M
  • Common Stock · 2.2% · $2M
  • REIT · 0.2% · $168,160
  • Closed-End Fund · 0.1% · $114,170
  • Other · 0.1% · $110,540

Quarter-over-Quarter Changes full breakdown →

IssuerMoveShare ΔShares nowValue ΔValue now
Schwab US Dividend Equity ETFNEW+185185+$31M$31M
Schwab US Large-Cap Growth ETFNEW+7575+$21M$21M
Schwab US Large-Cap ETFNEW+240240+$18M$18M
Schwab US Mid-Cap ETFNEW+147147+$16M$16M
iShares Core S&P Mid-Cap ETFNEW+113113+$6M$6M
Schwab 1000 Index ETFNEW+2.7K2.7K+$1M$1M
ARK Innovation ETFNEW+319319+$632,474$632,474
Vanguard 500 ETFNEW+1.3K1.3K+$587,475$587,475

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2023

50 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1Schwab US Dividend Equity ETFUS DIVIDEND EQ30.18%$31M185
2Schwab US Large-Cap Growth ETFUS LCAP GR ETF20.24%$21M75
3Schwab US Large-Cap ETFUS LRG CAP ETF17.39%$18M240
4Schwab US Mid-Cap ETFUS MID-CAP ETF15.57%$16M147
5iShares Core S&P Mid-Cap ETFCORE S&P MCP ETF5.56%$6M113
6Schwab 1000 Index ETF1000 INDEX ETF1.41%$1M2.7K
7ARK Innovation ETFINNOVATION ETF0.61%$632,474319
8Vanguard 500 ETFS&P 500 ETF SHS0.57%$587,4751.3K
9Vanguard High Dividend Yield ETFHIGH DIV YLD0.39%$404,3293.6K
10Vanguard Dividend Appreciation ETFDIV APP ETF0.36%$369,11218
11SPDR Portfolio Developed World ex-US ETFPORTFOLIO DEVLPD0.33%$340,30410.0K
12Schwab Emerging Markets Equity ETFEMRG MKTEQ ETF0.30%$311,8877.3K
13PRUPrudential Financial IncCOM0.30%$311,1303.0K
14iShares Russell 1000 ETFRUS 1000 ETF0.25%$252,556963
15IBMInternational Business Machines CorpCOM0.24%$245,3251.5K
16SPDR S&P 500 ETFTR UNIT0.23%$238,098501
17iShares Russell 1000 Growth ETFRUS 1000 GRW ETF0.23%$234,618774
18Schwab US Small-Cap ETFUS SML CAP ETF0.20%$209,9324.4K
19Vanguard FTSE Developed Markets ETFVAN FTSE DEV MKT0.20%$208,1264.3K
20ENVXENOVIX CorpCOM0.18%$188,67615.1K
21SPDR S&P Global Dividend ETFS&P GLBDIV ETF0.18%$186,6103.1K
22CVSC V S Caremark CorpCOM0.17%$177,6602.3K
23KMIKinder Morgan IncCOM0.17%$176,40010.0K
24Vanguard Mid-Cap ETFMID CAP ETF0.17%$175,425754
25USBU S Bancorp Del NewCOM NEW0.17%$173,1204.0K
26iShares Core MSCI EAFE ETFCORE0.16%$169,0272.4K
27STWDStarwood Property Trust IncCOM0.16%$168,1608.0K
28Vanguard FTSE Emerging Markets ETFFTSE EMR MKT ETF0.16%$161,6993.9K
29MARAMarathon Digital Holdings IncCOM0.15%$157,8066.7K
30FIDELITY ENHANCED LARGE CAP ETFENHANCED LARGE0.15%$151,5315.8K
31Schwab International Small-Cap Eq ETFINTL SCEQT ETF0.14%$146,9574.2K
32iShares Core S&P 500 ETFCORE S&P500 ETF0.14%$143,289300
33Vanguard Total Stock Market ETFTOTAL STK MKT0.13%$138,080582
34ARK NEXT GENERATION INTERNET ETFNEXT GNRTN INTER0.13%$134,950650
35VUGVanguard Growth ETFGROWTH ETF0.13%$131,191422
36Schwab International Equity ETFINTL EQTY ETF0.12%$126,6553.4K
37Schwab US Broad Market ETFUS BRD MKT ETF0.12%$124,3232.2K
38CARRCarrier Global Corp-WiCOM0.12%$120,1272.1K
39FlexShares Morningstar Global Upstream Nat Res ETFMORNSTAR UPSTR0.11%$114,2512.8K
40First TRUST Int Dur PrfCOM0.11%$114,1707.0K
41JPMorgan Equity Premium Income ETFEQUITY PREMIUM0.11%$109,9602.0K
42BMYBristol-Myers Squibb CoCOM0.10%$102,6202.0K
43TXNTexas Instruments IncCOM0.10%$99,374583
44ClearBridge MLP and MidstreamCOM0.08%$80,1802.0K
45FlexShares Ultra-Short Income ETFFLEXSHARES0.07%$76,9071.0K
46iShares Core S&P Small-Cap ETFCORE S&P SCP ETF0.07%$72,804673
47Vanguard Small-Cap Value ETFSM CP VAL ETF0.07%$69,264385
48Vanguard Extended MktEXTEND MKT ETF0.06%$65,768400
49TWINTwin Disc IncCOM0.06%$64,6404.0K
50TA T & T CorpCOM0.06%$62,0863.7K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$207M394May 12, 202613F-HRchanges · EDGAR ↗
Q4 2025$199M249Jan 30, 202613F-HRchanges · EDGAR ↗
Q3 2025$210M223Oct 31, 202513F-HRchanges · EDGAR ↗
Q2 2025$191M206Jul 23, 202513F-HRchanges · EDGAR ↗
Q1 2025$160M245Apr 25, 202513F-HRchanges · EDGAR ↗
Q4 2024$157M142Feb 4, 202513F-HRchanges · EDGAR ↗
Q3 2024$143M138Nov 5, 202413F-HRchanges · EDGAR ↗
Q2 2024$130M185Jul 26, 202413F-HRchanges · EDGAR ↗
Q1 2024$122M143Apr 17, 202413F-HRchanges · EDGAR ↗
Q4 2023$103M134Feb 13, 202413F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 1 additional manager.

  • IRON Financial LLC

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.