SEC 13F Intelligence

Managers / Q3 2022 · view latest →

Arete Wealth Advisors, LLC

CIK 0001600151 · 1115 W FULTON MARKET, 3RD FLOOR, CHICAGO, IL, 60607 · 312-940-3684

Reported Value
$1.0B
Q3 2022
Positions
578
Filings on Record
33
2019–present window
Filed
Nov 7, 2022
original filing

Summary

Arete Wealth Advisors, LLC reported $1.0B in U.S.-listed holdings across 578 positions for Q3 2022.

Its largest position, Invesco Exchange Traded Fd T, represents 6.7% of the portfolio.

Compared with Q2 2022, the fund opened 179 new positions and exited 53.

Portfolio Metrics

Turnover
+34.3%
vs prior filed quarter
Top-10 Concentration
+29.2%
share of reported value
Largest Position
+6.7%
Invesco Exchange Traded Fd T
New / Exited
179 / 53
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $411MQ4 ’18Q1 ’19: $479MQ2 ’19: $515MQ3 ’19: $523MQ4 ’19: $576MQ4 ’19Q1 ’20: $508MQ2 ’20: $577MQ3 ’20: $664MQ4 ’20: $706MQ4 ’20Q1 ’21: $782MQ2 ’21: $713MQ3 ’21: $907MQ4 ’21: $1.2BQ4 ’21Q1 ’22: $1.2BQ2 ’22: $989MQ3 ’22: $1.0BQ2 ’23: $1MQ2 ’23Q4 ’23: $1.3BQ1 ’24: $1.1BQ3 ’24: $1MQ4 ’24: $1MQ4 ’24Q1 ’25: $1MQ2 ’25: $1MQ3 ’25: $2MQ4 ’25: $2MQ4 ’25filingsflow.com

Portfolio Composition

By security type
ETP: 57.3%Common Stock: 35.4%Closed-End Fund: 4.9%Other: 1.1%REIT: 0.6%Other: 0.6%
  • ETP · 57.3% · $586M
  • Common Stock · 35.4% · $362M
  • Closed-End Fund · 4.9% · $51M
  • Other · 1.1% · $12M
  • REIT · 0.6% · $6M
  • Other · 0.6% · $6M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2022 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
ISHARES TRNEW+249.0K249.0K+$24M$24M
ISHARESNEW+270.3K270.3K+$10M$10M
TCBKTRICO BANCSHARESNEW+168.2K168.2K+$8M$8M
MFICAPOLLO INVT CORPNEW+415.1K415.1K+$4M$4M
BCSFBAIN CAP SPECIALTY FIN INCNEW+325.6K325.6K+$4M$4M
BLACKROCK MUNIYILD QULT FD INEW+257.7K257.7K+$3M$3M
SPDR SERIES TRUSTNEW+79.0K79.0K+$2M$2M
EATON VANCE MUN BD FDNEW+249.7K249.7K+$2M$2M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2022

40 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1INVESCO EXCHANGE TRADED FD TS&P500 EQL WGT · S&P SML600 VAL8.37%$86M759.8K
2ABBVABBVIE INChistory →COM4.45%$45M338.8K
3VUGVANGUARD INDEX FDSS&P 500 ETF SHS · TOTAL STK MKT · GROWTH ETF4.08%$42M174.6K
4ISHARES TRBARCLAYS 7 10 YR · CORE S&P500 ETF · SHRT TRS BD ETF3.53%$36M312.9K
5VANGUARD SPECIALIZED PORTFOLDIV APP ETF3.50%$36M264.8K
6AAPLAPPLE INChistory →COM2.93%$30M216.5K
7PIMCO ETF TRENHANCD SHORT2.61%$27M271.3K
8ISHARESEAFE VALUE ETF · CORE TOTUSBD ETF1.95%$20M369.4K
9J P MORGAN EXCHANGE-TRADED FULTRA SHT MUNCPL · EQUITY PREMIUM1.62%$17M325.9K
10FSKFS KKR CAPITAL CORPhistory →COM1.54%$16M930.1K
11BRK/BBERKSHIRE HATHAWAY INC DELCL B NEW · CL A1.52%$16M35.3K
12WISDOMTREE TRFLOATNG RAT TREA1.52%$16M308.6K
13FIRST TR EXCHANGE TRADED FDSENIOR LN FD1.49%$15M345.4K
14SPDR SERIES TRUSTPORTFOLIO TL STK · PORTFOLIO LR ETF1.48%$15M348.3K
15DISDISNEY WALT COhistory →COM DISNEY1.43%$15M155.2K
16SPDR S&P 500 ETF TRTR UNIT1.40%$14M40.0K
17SPDR SER TRSPDR BLOOMBERG · PORTFOLIO SM ETF1.34%$14M253.5K
18AMZNAMAZON COM INChistory →COM1.30%$13M117.3K
19MSFTMICROSOFT CORPhistory →COM1.18%$12M51.9K
20SH1USDPROSHARES TRSHORT S&P 500 NE0.86%$9M507.2K
21NDQINVESCO QQQ TRUNIT SER 10.77%$8M29.6K
22MCDMCDONALDS CORPCOM0.75%$8M33.3K
23TCBKTRICO BANCSHARESCOM0.73%$8M168.2K
24FTHYFIRST TR HIGH YIELD OPPRT 20COM0.64%$7M486.4K
25VANGUARD WHITEHALL FDS INCHIGH DIV YLD0.63%$6M68.2K
26T ROWE PRICE ETF INCPRICE BLUE CHIP0.60%$6M292.9K
27XEVVXEATON VANCE LTD DUR INCOME FCOM0.60%$6M665.3K
28SPDR DOW JONES INDL AVRG ETFUT SER 10.56%$6M20.0K
29HDHOME DEPOT INCCOM0.55%$6M20.4K
30TSLATESLA MTRS INCCOM0.55%$6M21.1K
31GQ9SPDR GOLD TRUSTGOLD SHS0.54%$6M35.8K
32GOOGLALPHABET INCCAP STK CL A0.54%$5M57.3K
33EXMOCEXXON MOBIL CORPCOM0.51%$5M59.1K
34JNJJOHNSON & JOHNSONCOM0.50%$5M31.3K
35VIRTUS DIVIDEND INTEREST & PCOM0.50%$5M478.2K
36TYGTORTOISE ENERGY INFRA CORPCOM0.50%$5M169.9K
37VANGUARD TAX MANAGED INTL FDFTSE DEV MKT ETF0.49%$5M138.8K
38SPDR INDEX SHS FDSPORTFOLIO DEVLPD0.47%$5M185.5K
39ACCENTURE PLC IRELANDSHS CLASS A0.47%$5M18.5K
40MFICAPOLLO INVT CORPCOM NEW0.42%$4M415.1K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026Under review321May 20, 2026RESTATEMENTchanges · EDGAR ↗
Q4 2025$2M765Feb 13, 202613F-HRchanges · EDGAR ↗
Q3 2025$2M769Nov 12, 202513F-HRchanges · EDGAR ↗
Q2 2025$1M730Aug 14, 202513F-HRchanges · EDGAR ↗
Q1 2025$1M734May 16, 202513F-HRchanges · EDGAR ↗
Q4 2024$1M744Feb 12, 202513F-HRchanges · EDGAR ↗
Q3 2024$1M704Nov 18, 2024RESTATEMENTchanges · EDGAR ↗
Q2 2024Under review730Aug 14, 202413F-HRchanges · EDGAR ↗
Q1 2024$1.1B376May 16, 202413F-HRchanges · EDGAR ↗
Q4 2023$1.3B744Feb 14, 202413F-HRchanges · EDGAR ↗
Q3 2023Under review506Oct 30, 202313F-HRchanges · EDGAR ↗
Q2 2023$1M664Aug 9, 202313F-HRchanges · EDGAR ↗
Q1 2023Under review656May 22, 2023RESTATEMENTchanges · EDGAR ↗
Q4 2022Under review633Feb 6, 202313F-HRchanges · EDGAR ↗
Q3 2022$1.0B578Nov 7, 202213F-HRchanges · EDGAR ↗
Q2 2022$989M452Aug 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$1.2B506May 6, 202213F-HRchanges · EDGAR ↗
Q4 2021$1.2B502Feb 7, 202213F-HRchanges · EDGAR ↗
Q3 2021$907M411Nov 15, 202113F-HRchanges · EDGAR ↗
Q2 2021$713M384Aug 9, 202113F-HRchanges · EDGAR ↗
Q1 2021$782M416May 10, 202113F-HRchanges · EDGAR ↗
Q4 2020$706M402Feb 8, 202113F-HRchanges · EDGAR ↗
Q3 2020$664M381Nov 9, 202013F-HRchanges · EDGAR ↗
Q2 2020$577M369Aug 11, 202013F-HRchanges · EDGAR ↗
Q1 2020$508M341May 14, 202013F-HRchanges · EDGAR ↗
Q4 2019$576M391Feb 14, 202013F-HRchanges · EDGAR ↗
Q3 2019$523M404Nov 13, 201913F-HRchanges · EDGAR ↗
Q2 2019$515M388Aug 14, 201913F-HRchanges · EDGAR ↗
Q1 2019$479M385May 15, 201913F-HRchanges · EDGAR ↗
Q4 2018$411M365Feb 14, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.