SEC 13F Intelligence

Managers / Q3 2024 · view latest →

Northeast Financial Consultants Inc

CIK 0001599863 · 518-B RIVERSIDE AVENUE, 2ND FLOOR, WESTPORT, CT, 06880 · 2032268997

Reported Value
$2.3B
Q3 2024
Positions
294
Filings on Record
27
2019–present window
Filed
Nov 15, 2024
original filing

Summary

Northeast Financial Consultants Inc reported $2.3B in U.S.-listed holdings across 294 positions for Q3 2024.

Its largest position, VUG, represents 12.8% of the portfolio.

Compared with Q2 2024, the fund opened 25 new positions and exited 5.

Portfolio Metrics

Turnover
+1.5%
vs prior filed quarter
Top-10 Concentration
+52.4%
share of reported value
Largest Position
+12.8%
Vanguard Index Fds
New / Exited
25 / 5
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $718MQ4 ’18Q1 ’19: $901MQ2 ’19: $975MQ3 ’19: $981MQ4 ’19: $1.1BQ4 ’19Q1 ’20: $882MQ2 ’20: $1.0BQ3 ’20: $1.1BQ4 ’20: $1.2BQ4 ’20Q1 ’21: $1.3BQ2 ’21: $1.5BQ3 ’21: $1.5BQ4 ’21: $1.7BQ4 ’21Q1 ’22: $1.7BQ2 ’22: $1.4BQ3 ’22: $1.4BQ4 ’22: $1.5BQ4 ’22Q1 ’23: $1.6BQ2 ’23: $1.6BQ3 ’23: $1.6BQ4 ’23: $1.8BQ4 ’23Q1 ’24: $2.0BQ2 ’24: $2.2BQ3 ’24: $2.3BQ4 ’24: $2.4BQ4 ’24Q1 ’25: $2.3BQ2 ’25: $2.4Bfilingsflow.com

Portfolio Composition

By security type
ETP: 63.0%Common Stock: 35.0%MLP: 1.0%Other: 0.6%REIT: 0.2%Other: 0.2%
  • ETP · 63.0% · $1.4B
  • Common Stock · 35.0% · $801M
  • MLP · 1.0% · $23M
  • Other · 0.6% · $13M
  • REIT · 0.2% · $4M
  • Other · 0.2% · $4M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2024 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
IBITISHARES BITCOIN TRUST ETFNEW+175.2K175.2K+$6M$6M
SLBSCHLUMBERGER LTDNEW+41.4K41.4K+$2M$2M
VANGUARD TAX-MANAGED FDSNEW+13.2K13.2K+$697,832$697,832
SCHWAB STRATEGIC TRNEW+12.8K12.8K+$527,406$527,406
SCHWAB STRATEGIC TRNEW+5.3K5.3K+$449,447$449,447
SIRISIRIUSXM HOLDINGS INCNEW+15.2K15.2K+$358,298$358,298
INSPINSPIRE MED SYS INCNEW+1.3K1.3K+$274,365$274,365
OBDCBLUE OWL CAPITAL CORPORATIONNEW+18.0K18.0K+$262,494$262,494

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2024

39 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1VUGVANGUARD INDEX FDSGROWTH ETF · S&P 500 ETF SHS · TOTAL STK MKT · VALUE ETF25.26%$578M1.40M
2ISHARES TRCORE DIV GRWTH · EXPANDED TECH · CORE S&P TTL STK · CORE S&P SCP ETF · MSCI INTL QUALTY · EXPND TEC SC ETF · CORE S&P500 ETF · MSCI USA QLT FCT9.40%$215M2.73M
3VANGUARD SPECIALIZED FUNDSDIV APP ETF5.84%$133M673.9K
4SPDR S&P 500 ETF TRTR UNIT4.31%$98M171.6K
5NDQINVESCO QQQ TRhistory →UNIT SER 13.84%$88M180.1K
6AAPLAPPLE INChistory →COM3.27%$75M320.8K
7GOOGALPHABET INCCAP STK CL C · CAP STK CL A2.90%$66M398.7K
8BXSLBLACKSTONE SECD LENDING FDhistory →COMMON STOCK2.69%$61M2.10M
9MSFTMICROSOFT CORPhistory →COM2.67%$61M141.8K
10VANGUARD WHITEHALL FDSHIGH DIV YLD2.64%$60M471.8K
11AMZNAMAZON COM INChistory →COM2.41%$55M295.5K
12PACER FDS TRUS CASH COWS 1002.07%$47M816.8K
13GBDCGOLUB CAP BDC INChistory →COM1.75%$40M2.65M
14JPMJPMORGAN CHASE & CO.history →COM1.56%$36M169.7K
15PFEPFIZER INChistory →COM1.53%$35M1.21M
16FIRST TR EXCHANGE-TRADED FDDJ INTERNT IDX1.51%$34M162.8K
17SELECT SECTOR SPDR TRTECHNOLOGY1.08%$25M109.9K
18NVDANVIDIA CORPORATIONhistory →COM0.92%$21M173.1K
19KKRKKR & CO INChistory →COM0.83%$19M145.9K
20AVGOBROADCOM INChistory →COM0.73%$17M96.1K
21ARCCARES CAPITAL CORPhistory →COM0.56%$13M613.3K
22BNBROOKFIELD CORPhistory →CL A LTD VT SH0.55%$12M234.6K
23CHVCHEVRON CORP NEWhistory →COM0.50%$12M78.3K
24BACBANK AMERICA CORPhistory →COM0.49%$11M281.5K
25MPLXMPLX LPhistory →COM UNIT REP LTD0.45%$10M230.5K
26BXBLACKSTONE INChistory →COM0.44%$10M66.1K
27INVESCO EXCHANGE TRADED FD TAEROSPACE DEFN0.42%$10M83.7K
28EXMOCEXXON MOBIL CORPCOM0.42%$10M81.9K
29HDHOME DEPOT INCCOM0.41%$9M23.1K
30DISDISNEY WALT COCOM0.40%$9M95.7K
31LLYELI LILLY & COCOM0.38%$9M9.9K
32VANGUARD WORLD FDFINANCIALS ETF0.38%$9M78.8K
33ZTSZOETIS INCCL A0.38%$9M44.2K
34MRKMERCK & CO INCCOM0.38%$9M75.7K
35SPDR SER TRPRTFLO S&P500 GW0.37%$9M102.9K
36EPDENTERPRISE PRODS PARTNERS LCOM0.37%$8M290.9K
37FMCFMC CORPCOM NEW0.37%$8M128.0K
38METMETLIFE INCCOM0.35%$8M96.6K
39GSGOLDMAN SACHS GROUP INCCOM0.34%$8M15.6K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2025$2.4B299Aug 15, 202513F-HRchanges · EDGAR ↗
Q1 2025$2.3B278May 16, 202513F-HRchanges · EDGAR ↗
Q4 2024$2.4B288Feb 14, 202513F-HRchanges · EDGAR ↗
Q3 2024$2.3B294Nov 15, 202413F-HRchanges · EDGAR ↗
Q2 2024$2.2B274Aug 15, 202413F-HRchanges · EDGAR ↗
Q1 2024$2.0B289May 15, 202413F-HRchanges · EDGAR ↗
Q4 2023$1.8B280Feb 14, 202413F-HRchanges · EDGAR ↗
Q3 2023$1.6B285Nov 14, 202313F-HRchanges · EDGAR ↗
Q2 2023$1.6B288Aug 8, 202313F-HRchanges · EDGAR ↗
Q1 2023$1.6B327May 15, 202313F-HRchanges · EDGAR ↗
Q4 2022$1.5B320Feb 13, 202313F-HRchanges · EDGAR ↗
Q3 2022$1.4B337Nov 15, 202213F-HRchanges · EDGAR ↗
Q2 2022$1.4B332Aug 12, 202213F-HRchanges · EDGAR ↗
Q1 2022$1.7B388May 12, 202213F-HRchanges · EDGAR ↗
Q4 2021$1.7B356Feb 11, 202213F-HRchanges · EDGAR ↗
Q3 2021$1.5B352Nov 15, 202113F-HRchanges · EDGAR ↗
Q2 2021$1.5B348Aug 16, 202113F-HRchanges · EDGAR ↗
Q1 2021$1.3B329May 13, 202113F-HRchanges · EDGAR ↗
Q4 2020$1.2B318Feb 12, 202113F-HRchanges · EDGAR ↗
Q3 2020$1.1B299Oct 29, 202013F-HRchanges · EDGAR ↗
Q2 2020$1.0B290Jul 30, 202013F-HRchanges · EDGAR ↗
Q1 2020$882M270May 13, 202013F-HRchanges · EDGAR ↗
Q4 2019$1.1B304Feb 14, 202013F-HRchanges · EDGAR ↗
Q3 2019$981M322Nov 13, 201913F-HRchanges · EDGAR ↗
Q2 2019$975M326Aug 9, 201913F-HRchanges · EDGAR ↗
Q1 2019$901M316May 14, 201913F-HRchanges · EDGAR ↗
Q4 2018$718M159Feb 12, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.