SEC 13F Intelligence

Managers / Q4 2021 · view latest →

Northeast Financial Consultants Inc

CIK 0001599863 · 518-B RIVERSIDE AVENUE, 2ND FLOOR, WESTPORT, CT, 06880 · 2032268997

Reported Value
$1.7B
Q4 2021
Positions
356
Filings on Record
27
2019–present window
Filed
Feb 11, 2022
original filing

Summary

Northeast Financial Consultants Inc reported $1.7B in U.S.-listed holdings across 356 positions for Q4 2021.

Its largest position, VUG, represents 13.7% of the portfolio.

Compared with Q3 2021, the fund opened 28 new positions and exited 25.

Portfolio Metrics

Turnover
+4.2%
vs prior filed quarter
Top-10 Concentration
+48.6%
share of reported value
Largest Position
+13.7%
Vanguard Index Fds
New / Exited
28 / 25
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $718MQ4 ’18Q1 ’19: $901MQ2 ’19: $975MQ3 ’19: $981MQ4 ’19: $1.1BQ4 ’19Q1 ’20: $882MQ2 ’20: $1.0BQ3 ’20: $1.1BQ4 ’20: $1.2BQ4 ’20Q1 ’21: $1.3BQ2 ’21: $1.5BQ3 ’21: $1.5BQ4 ’21: $1.7BQ4 ’21Q1 ’22: $1.7BQ2 ’22: $1.4BQ3 ’22: $1.4BQ4 ’22: $1.5BQ4 ’22Q1 ’23: $1.6BQ2 ’23: $1.6BQ3 ’23: $1.6BQ4 ’23: $1.8BQ4 ’23Q1 ’24: $2.0BQ2 ’24: $2.2BQ3 ’24: $2.3BQ4 ’24: $2.4BQ4 ’24Q1 ’25: $2.3BQ2 ’25: $2.4Bfilingsflow.com

Portfolio Composition

By security type
ETP: 52.5%Common Stock: 41.0%Other: 3.2%MLP: 2.2%REIT: 0.6%Other: 0.4%
  • ETP · 52.5% · $870M
  • Common Stock · 41.0% · $680M
  • Other · 3.2% · $53M
  • MLP · 2.2% · $37M
  • REIT · 0.6% · $10M
  • Other · 0.4% · $7M

Quarter-over-Quarter Changes full breakdown →

vs Q3 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
DWDPEURDUPONT DE NEMOURS INCNEW+16.8K16.8K+$1M$1M
SPDR SER TRNEW+18.8K18.8K+$1M$1M
CHGGCHEGG INCNEW+30.0K30.0K+$921,000$921,000
WOLF*WOLFSPEED INCNEW+7.1K7.1K+$797,000$797,000
CGBDTCG BDC INCNEW+42.8K42.8K+$587,000$587,000
INCYINCYTE CORPNEW+7.5K7.5K+$550,000$550,000
WELLS FARGO CO NEWNEW+348348+$519,000$519,000
OSCROSCAR HEALTH INCNEW+55.0K55.0K+$432,000$432,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2021

43 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1VUGVANGUARD INDEX FDSGROWTH ETF · TOTAL STK MKT · S&P 500 ETF SHS15.91%$264M841.3K
2ISHARES TRCORE DIV GRWTH · U.S. MED DVC ETF · EXPANDED TECH · MSCI INTL QUALTY · SP SMCP600VL ETF8.55%$142M2.11M
3PFEPFIZER INChistory →COM5.66%$94M1.59M
4VANGUARD SPECIALIZED FUNDSDIV APP ETF5.04%$84M486.6K
5SPDR S&P 500 ETF TRTR UNIT4.38%$73M152.7K
6AAPLAPPLE INChistory →COM3.74%$62M348.8K
7VANGUARD WHITEHALL FDSHIGH DIV YLD3.58%$59M528.6K
8FIRST TR EXCHANGE-TRADED FDDJ INTERNT IDX2.99%$50M219.2K
9MSFTMICROSOFT CORPhistory →COM2.83%$47M139.4K
10GOOGALPHABET INCCAP STK CL C · CAP STK CL A2.82%$47M16.1K
11AMZNAMAZON COM INChistory →COM2.58%$43M12.8K
12NDQINVESCO QQQ TRhistory →UNIT SER 12.28%$38M94.9K
13JPMJPMORGAN CHASE & COhistory →COM1.58%$26M165.5K
14PIMCO ETF TRENHAN SHRT MA AC1.54%$25M250.9K
15BROADMARK RLTY CAP INCCOM1.21%$20M2.13M
16BRK/BBERKSHIRE HATHAWAY INC DELhistory →CL B NEW1.03%$17M57.2K
17SELECT SECTOR SPDR TRTECHNOLOGY1.03%$17M98.0K
18BACBK OF AMERICA CORPhistory →COM1.01%$17M377.6K
19VANGUARD WORLD FDSFINANCIALS ETF0.90%$15M154.9K
20LBRDKLIBERTY BROADBAND CORPhistory →COM SER C0.76%$13M78.6K
21MPLXMPLX LPhistory →COM UNIT REP LTD0.72%$12M402.0K
22BROOKFIELD ASSET MGMT INCCL A LTD VT SH0.68%$11M187.5K
23HDHOME DEPOT INChistory →COM0.65%$11M25.8K
24ZTSZOETIS INChistory →CL A0.63%$10M42.7K
25BXMTBLACKSTONE MTG TR INChistory →COM CL A0.62%$10M335.9K
26KKRKKR & CO INChistory →COM0.62%$10M136.9K
27CHVCHEVRON CORP NEWCOM0.59%$10M83.7K
28LLYLILLY ELI & COCOM0.58%$10M34.6K
29DISDISNEY WALT COCOM0.55%$9M58.6K
30BXBLACKSTONE INCCOM0.55%$9M70.1K
31NVDANVIDIA CORPORATIONCOM0.54%$9M30.4K
32CABOCABLE ONE INCCOM0.53%$9M5.0K
33SCHWSCHWAB CHARLES CORPCOM0.51%$8M100.6K
34METMETLIFE INCCOM0.48%$8M127.3K
35EPDENTERPRISE PRODS PARTNERS LCOM0.48%$8M359.0K
36JNJJOHNSON & JOHNSONCOM0.44%$7M42.3K
37EXMOCEXXON MOBIL CORPCOM0.42%$7M113.1K
38JOHNSON CTLS INTL PLCSHS0.39%$6M79.7K
39SHELL MIDSTREAM PARTNERS L PUNIT LTD INT0.39%$6M559.1K
40AVGOBROADCOM INCCOM0.37%$6M9.3K
41MRKMERCK & CO INCCOM0.35%$6M75.0K
42WMWASTE MGMT INC DELCOM0.33%$5M32.7K
43DEDEERE & COCOM0.32%$5M15.7K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2025$2.4B299Aug 15, 202513F-HRchanges · EDGAR ↗
Q1 2025$2.3B278May 16, 202513F-HRchanges · EDGAR ↗
Q4 2024$2.4B288Feb 14, 202513F-HRchanges · EDGAR ↗
Q3 2024$2.3B294Nov 15, 202413F-HRchanges · EDGAR ↗
Q2 2024$2.2B274Aug 15, 202413F-HRchanges · EDGAR ↗
Q1 2024$2.0B289May 15, 202413F-HRchanges · EDGAR ↗
Q4 2023$1.8B280Feb 14, 202413F-HRchanges · EDGAR ↗
Q3 2023$1.6B285Nov 14, 202313F-HRchanges · EDGAR ↗
Q2 2023$1.6B288Aug 8, 202313F-HRchanges · EDGAR ↗
Q1 2023$1.6B327May 15, 202313F-HRchanges · EDGAR ↗
Q4 2022$1.5B320Feb 13, 202313F-HRchanges · EDGAR ↗
Q3 2022$1.4B337Nov 15, 202213F-HRchanges · EDGAR ↗
Q2 2022$1.4B332Aug 12, 202213F-HRchanges · EDGAR ↗
Q1 2022$1.7B388May 12, 202213F-HRchanges · EDGAR ↗
Q4 2021$1.7B356Feb 11, 202213F-HRchanges · EDGAR ↗
Q3 2021$1.5B352Nov 15, 202113F-HRchanges · EDGAR ↗
Q2 2021$1.5B348Aug 16, 202113F-HRchanges · EDGAR ↗
Q1 2021$1.3B329May 13, 202113F-HRchanges · EDGAR ↗
Q4 2020$1.2B318Feb 12, 202113F-HRchanges · EDGAR ↗
Q3 2020$1.1B299Oct 29, 202013F-HRchanges · EDGAR ↗
Q2 2020$1.0B290Jul 30, 202013F-HRchanges · EDGAR ↗
Q1 2020$882M270May 13, 202013F-HRchanges · EDGAR ↗
Q4 2019$1.1B304Feb 14, 202013F-HRchanges · EDGAR ↗
Q3 2019$981M322Nov 13, 201913F-HRchanges · EDGAR ↗
Q2 2019$975M326Aug 9, 201913F-HRchanges · EDGAR ↗
Q1 2019$901M316May 14, 201913F-HRchanges · EDGAR ↗
Q4 2018$718M159Feb 12, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.