Managers / Q3 2019 · view latest →
Capstone Financial Advisors, Inc.
CIK 0001599217 · 2001 BUTTERFIELD ROAD, SUITE 1750, DOWNERS GROVE, IL, 60515 · (630) 241-0833
Reported Value
$654M
Q3 2019
Positions
102
Filings on Record
30
2019–present window
Filed
Nov 13, 2019
original filing
Summary
Capstone Financial Advisors, Inc. reported $654M in U.S.-listed holdings across 102 positions for Q3 2019.
The portfolio is heavily concentrated: Vanguard Index Fds alone accounts for 24.4% of reported value.
Compared with Q2 2019, the fund opened 14 new positions and exited 7.
Reported Value by Quarter
13F Reported Value
Portfolio Composition
By security type
- ETP · 86.1% · $563M
- Common Stock · 13.3% · $87M
- NY Reg Shrs · 0.2% · $1M
- Other · 0.2% · $1M
- ADR · 0.1% · $868,000
- Other · 0.1% · $652,000
Quarter-over-Quarter Changes full breakdown →
Holdings — Q3 2019
Filing History
| Quarter | Reported Value | Positions | Filed | Type | Links |
|---|---|---|---|---|---|
| Q1 2026 | $1.9B | 187 | May 15, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q4 2025 | $1.9B | 186 | Feb 17, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q3 2025 | $1.8B | 184 | Nov 14, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q2 2025 | $1.7B | 178 | Aug 8, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q1 2025 | $1.6B | 158 | May 9, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q4 2024 | $1.6B | 157 | Feb 14, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q3 2024 | $1.6B | 158 | Nov 14, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q2 2024 | $1.5B | 158 | Aug 13, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q1 2024 | $1.5B | 151 | May 14, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q4 2023 | $1.4B | 151 | Feb 13, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q3 2023 | $1.3B | 146 | Nov 13, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q2 2023 | $1.3B | 147 | Aug 15, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q1 2023 | $1.3B | 140 | May 12, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q4 2022 | $1.18T | 140 | Feb 15, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q3 2022 | $1.1B | 141 | Nov 15, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q1 2022 | $1.4B | 143 | May 13, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q4 2021 | $1.4B | 142 | Feb 11, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q3 2021 | $1.3B | 142 | Nov 15, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q2 2021 | $1.3B | 138 | Aug 16, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q1 2021 | $1.1B | 130 | May 13, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q4 2020 | $1.1B | 118 | Feb 16, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q3 2020 | $946M | 112 | Nov 13, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q2 2020 | $874M | 105 | Aug 14, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q1 2020 | $766M | 97 | May 14, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q4 2019 | $711M | 106 | Feb 14, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q3 2019 | $654M | 102 | Nov 13, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q2 2019 | $618M | 94 | Aug 12, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q1 2019 | $585M | 98 | May 14, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q4 2018 | $498M | 91 | Feb 14, 2019 | 13F-HR | changes · EDGAR ↗ |
13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.