SEC 13F Intelligence

Managers / Q4 2018 · view latest →

Capstone Financial Advisors, Inc.

CIK 0001599217 · 2001 BUTTERFIELD ROAD, SUITE 1750, DOWNERS GROVE, IL, 60515 · (630) 241-0833

Reported Value
$498M
Q4 2018
Positions
91
Filings on Record
30
2019–present window
Filed
Feb 14, 2019
original filing

Summary

Capstone Financial Advisors, Inc. reported $498M in U.S.-listed holdings across 91 positions for Q4 2018.

The portfolio is heavily concentrated: Vanguard Index Fds alone accounts for 20.6% of reported value.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $498MQ4 ’18Q1 ’19: $585MQ2 ’19: $618MQ3 ’19: $654MQ4 ’19: $711MQ4 ’19Q1 ’20: $766MQ2 ’20: $874MQ3 ’20: $946MQ4 ’20: $1.1BQ4 ’20Q1 ’21: $1.1BQ2 ’21: $1.3BQ3 ’21: $1.3BQ4 ’21: $1.4BQ4 ’21Q1 ’22: $1.4BQ3 ’22: $1.1BQ4 ’22: $1.18TQ1 ’23: $1.3BQ1 ’23Q2 ’23: $1.3BQ3 ’23: $1.3BQ4 ’23: $1.4BQ1 ’24: $1.5BQ1 ’24Q2 ’24: $1.5BQ3 ’24: $1.6BQ4 ’24: $1.6BQ1 ’25: $1.6BQ1 ’25Q2 ’25: $1.7BQ3 ’25: $1.8BQ4 ’25: $1.9BQ1 ’26: $1.9BQ1 ’26filingsflow.com

Portfolio Composition

By security type
ETP: 85.6%Common Stock: 13.4%Other: 0.6%NY Reg Shrs: 0.2%ADR: 0.2%Other: 0.0%
  • ETP · 85.6% · $426M
  • Common Stock · 13.4% · $67M
  • Other · 0.6% · $3M
  • NY Reg Shrs · 0.2% · $1M
  • ADR · 0.2% · $767,000
  • Other · 0.0% · $142,000

Quarter-over-Quarter Changes full breakdown →

Holdings — Q4 2018

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#IssuerClass% PortfolioValueShares

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$1.9B187May 15, 202613F-HRchanges · EDGAR ↗
Q4 2025$1.9B186Feb 17, 202613F-HRchanges · EDGAR ↗
Q3 2025$1.8B184Nov 14, 202513F-HRchanges · EDGAR ↗
Q2 2025$1.7B178Aug 8, 202513F-HRchanges · EDGAR ↗
Q1 2025$1.6B158May 9, 202513F-HRchanges · EDGAR ↗
Q4 2024$1.6B157Feb 14, 202513F-HRchanges · EDGAR ↗
Q3 2024$1.6B158Nov 14, 202413F-HRchanges · EDGAR ↗
Q2 2024$1.5B158Aug 13, 202413F-HRchanges · EDGAR ↗
Q1 2024$1.5B151May 14, 202413F-HRchanges · EDGAR ↗
Q4 2023$1.4B151Feb 13, 202413F-HRchanges · EDGAR ↗
Q3 2023$1.3B146Nov 13, 202313F-HRchanges · EDGAR ↗
Q2 2023$1.3B147Aug 15, 202313F-HRchanges · EDGAR ↗
Q1 2023$1.3B140May 12, 202313F-HRchanges · EDGAR ↗
Q4 2022$1.18T140Feb 15, 202313F-HRchanges · EDGAR ↗
Q3 2022$1.1B141Nov 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$1.4B143May 13, 202213F-HRchanges · EDGAR ↗
Q4 2021$1.4B142Feb 11, 202213F-HRchanges · EDGAR ↗
Q3 2021$1.3B142Nov 15, 202113F-HRchanges · EDGAR ↗
Q2 2021$1.3B138Aug 16, 202113F-HRchanges · EDGAR ↗
Q1 2021$1.1B130May 13, 202113F-HRchanges · EDGAR ↗
Q4 2020$1.1B118Feb 16, 202113F-HRchanges · EDGAR ↗
Q3 2020$946M112Nov 13, 202013F-HRchanges · EDGAR ↗
Q2 2020$874M105Aug 14, 202013F-HRchanges · EDGAR ↗
Q1 2020$766M97May 14, 202013F-HRchanges · EDGAR ↗
Q4 2019$711M106Feb 14, 202013F-HRchanges · EDGAR ↗
Q3 2019$654M102Nov 13, 201913F-HRchanges · EDGAR ↗
Q2 2019$618M94Aug 12, 201913F-HRchanges · EDGAR ↗
Q1 2019$585M98May 14, 201913F-HRchanges · EDGAR ↗
Q4 2018$498M91Feb 14, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.