SEC 13F Intelligence

Managers / Q3 2021 · view latest →

PEDDOCK CAPITAL ADVISORS, LLC

CIK 0001597843 · 50 BRAINTREE HILL OFFICE PARK, SUITE 207, BRAINTREE, MA, 02184 · (781) 848-0288

Reported Value
$281M
Q3 2021
Positions
139
Filings on Record
30
2019–present window
Filed
Nov 15, 2021
original filing

Summary

Peddock Capital Advisors, LLC reported $281M in U.S.-listed holdings across 139 positions for Q3 2021.

Its largest position, EXMOC, represents 13.8% of the portfolio.

Compared with Q2 2021, the fund opened 1 new position and exited 6.

Portfolio Metrics

Turnover
+1.9%
vs prior filed quarter
Top-10 Concentration
+41.8%
share of reported value
Largest Position
+13.8%
Exxon Mobil Corporation
New / Exited
1 / 6
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $169MQ4 ’18Q1 ’19: $185MQ2 ’19: $188MQ3 ’19: $180MQ4 ’19: $195MQ4 ’19Q1 ’20: $134MQ2 ’20: $159MQ3 ’20: $163MQ4 ’20: $192MQ4 ’20Q1 ’21: $262MQ2 ’21: $286MQ3 ’21: $281MQ4 ’21: $303MQ4 ’21Q1 ’22: $309MQ2 ’22: $256MQ3 ’22: $244MQ4 ’22: $258MQ4 ’22Q1 ’23: $288MQ2 ’23: $304MQ3 ’23: $300MQ4 ’23: $328MQ4 ’23Q1 ’24: $382MQ2 ’24: $388MQ3 ’24: $416MQ4 ’24: $417MQ4 ’24Q1 ’25: $395MQ2 ’25: $432MQ3 ’25: $464MQ4 ’25: $477MQ4 ’25Q1 ’26: $453Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 62.8%ETP: 34.2%Other: 2.7%ADR: 0.2%REIT: 0.1%Other: 0.0%
  • Common Stock · 62.8% · $176M
  • ETP · 34.2% · $96M
  • Other · 2.7% · $8M
  • ADR · 0.2% · $584,000
  • REIT · 0.1% · $205,000
  • Other · 0.0% · $134,000

Quarter-over-Quarter Changes full breakdown →

vs Q2 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
KRBNUSDKFA Global Carbon ETFNEW+11.6K11.6K+$477,000$477,000
BABAAlibaba Group Holding Ltd ASOLD OUT−1.8K0−$342,000$0
AZNNAstraZeneca PLCSOLD OUT−4.9K0−$283,000$0
WHWyndham Hotels & Resorts InSOLD OUT−3.1K0−$223,000$0
CLXClorox Co.SOLD OUT−1.2K0−$213,000$0
BSXBoston Scientific Corp.SOLD OUT−4.6K0−$210,000$0
UNHUnitedHealth Group Inc.SOLD OUT−5000−$206,000$0
GQ9SPDR Gold SharesTRIMMED−12.0K6.8K−$2M$1M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2021

50 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1EXMOCExxon Mobil Corporationhistory →COM13.76%$39M656.6K
2AAPLApple Inc.history →COM5.92%$17M117.5K
3NVDANvidia Corp.history →COM4.87%$14M66.0K
4iShares S&P 500 Index FundETF3.33%$9M21.7K
5MDYSPDR S&P MidCap 400 ETFhistory →ETF2.83%$8M16.5K
6iShares Barclays AggregateETF2.81%$8M68.8K
7iShares Russell 2000 IndexETF2.19%$6M28.1K
8CHVChevron Corp.history →COM2.17%$6M60.2K
9Vanguard Small Cap ETFETF2.06%$6M26.5K
10SPDR S&P 500 ETFETF1.91%$5M12.5K
11TMOThermo Fisher Scientific Inhistory →COM1.60%$4M7.8K
12GOOGLAlphabet Inc Ahistory →COM1.59%$4M1.7K
13Vanguard Short-Term Corp. BETF1.57%$4M53.4K
14Invesco S&P 500 Equal WeigETF1.47%$4M27.6K
15JPMJP Morgan Chase & Co.history →COM1.37%$4M23.5K
16CB1AConstellation Brands Inc.history →COM1.31%$4M17.5K
17MSFTMicrosoft Corphistory →COM1.24%$3M12.4K
18DYHTarget Corporationhistory →COM1.14%$3M13.9K
19MAMastercard Inchistory →COM1.13%$3M9.1K
20iShares MSCI Emerging MarkeETF1.07%$3M59.9K
21NDQInvesco QQQ Trusthistory →ETF1.05%$3M8.2K
22AMZNAmazon.com Inc.COM1.00%$3M852
23FISVFiserv Inc.COM0.96%$3M24.9K
24DISWalt Disney Co.COM0.95%$3M15.8K
25BACBank of America Corp.COM0.95%$3M62.5K
26iShares Russell 1000 GrowthETF0.93%$3M9.5K
27SPDR BarCap ST High Yield BETF0.90%$3M92.2K
28SPDR Nuveen Blmbg BarclaysETF0.89%$3M50.7K
29PWRQuanta Services Inc.COM0.88%$2M21.6K
30Invesco Variable Rate PrefeETF0.83%$2M89.2K
31PFEPfizer Inc.COM0.81%$2M52.7K
32LOWLowe's Companies Inc.COM0.77%$2M10.7K
33ROPRoper Industries Inc.COM0.76%$2M4.8K
34MCDMcDonald's Corp.COM0.76%$2M8.8K
35XLFFinancial Select Sector SPDETF0.74%$2M55.2K
36METAFacebook Inc.COM0.70%$2M5.8K
37PYPLPayPal Holdings Inc.COM0.70%$2M7.6K
38iShares Floating Rate BondETF0.68%$2M37.5K
39INTCIntel Corp.COM0.67%$2M35.5K
40CSCOCisco Systems Inc.COM0.66%$2M34.2K
41VanEck Vectors High Yield METF0.66%$2M29.6K
42Technology Select Sector SPCOM0.66%$2M12.3K
43COFCapital One Financial CorpCOM0.65%$2M11.3K
44iShares Barclays TIPS BondETF0.65%$2M14.2K
45ALSAllstate CorporationCOM0.63%$2M13.9K
46BACVerizon CommunicationsCOM0.62%$2M32.0K
47DRIDarden Restaurants Inc.COM0.61%$2M11.3K
48Global X US InfrastructureETF0.61%$2M67.1K
49WMTWal-Mart Stores Inc.COM0.61%$2M12.2K
50iShares Russell 1000 ETFETF0.60%$2M7.0K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$453M166Apr 15, 202613F-HRchanges · EDGAR ↗
Q4 2025$477M160Jan 21, 202613F-HRchanges · EDGAR ↗
Q3 2025$464M160Oct 17, 202513F-HRchanges · EDGAR ↗
Q2 2025$432M157Jul 15, 202513F-HRchanges · EDGAR ↗
Q1 2025$395M157Apr 30, 202513F-HRchanges · EDGAR ↗
Q4 2024$417M156Jan 13, 202513F-HRchanges · EDGAR ↗
Q3 2024$416M161Oct 8, 202413F-HRchanges · EDGAR ↗
Q2 2024$388M153Jul 18, 202413F-HRchanges · EDGAR ↗
Q1 2024$382M154May 3, 202413F-HRchanges · EDGAR ↗
Q4 2023$328M149Feb 6, 202413F-HRchanges · EDGAR ↗
Q3 2023$300M143Oct 10, 202313F-HRchanges · EDGAR ↗
Q2 2023$304M142Aug 7, 202313F-HRchanges · EDGAR ↗
Q1 2023$288M147May 4, 202313F-HRchanges · EDGAR ↗
Q4 2022$258M136Feb 2, 202313F-HRchanges · EDGAR ↗
Q3 2022$244M141Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$256M145Aug 1, 202213F-HRchanges · EDGAR ↗
Q1 2022$309M156May 16, 202213F-HRchanges · EDGAR ↗
Q4 2021$303M144Feb 8, 202213F-HRchanges · EDGAR ↗
Q3 2021$281M139Nov 15, 202113F-HRchanges · EDGAR ↗
Q2 2021$286M144Aug 16, 202113F-HRchanges · EDGAR ↗
Q1 2021$262M152May 17, 202113F-HRchanges · EDGAR ↗
Q4 2020$192M267Feb 12, 202113F-HRchanges · EDGAR ↗
Q3 2020$163M105Nov 16, 202013F-HRchanges · EDGAR ↗
Q2 2020$159M100Aug 11, 202013F-HRchanges · EDGAR ↗
Q1 2020$134M100May 13, 202013F-HRchanges · EDGAR ↗
Q4 2019$195M248Jan 24, 202013F-HRchanges · EDGAR ↗
Q3 2019$180M112Oct 16, 201913F-HRchanges · EDGAR ↗
Q2 2019$188M109Aug 6, 201913F-HRchanges · EDGAR ↗
Q1 2019$185M252May 14, 201913F-HRchanges · EDGAR ↗
Q4 2018$169M255Feb 13, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.