SEC 13F Intelligence

Managers / Q3 2019 · view latest →

PEDDOCK CAPITAL ADVISORS, LLC

CIK 0001597843 · 50 BRAINTREE HILL OFFICE PARK, SUITE 207, BRAINTREE, MA, 02184 · (781) 848-0288

Reported Value
$180M
Q3 2019
Positions
112
Filings on Record
30
2019–present window
Filed
Oct 16, 2019
original filing

Summary

Peddock Capital Advisors, LLC reported $180M in U.S.-listed holdings across 112 positions for Q3 2019.

The portfolio is heavily concentrated: EXMOC alone accounts for 30.2% of reported value.

Compared with Q2 2019, the fund opened 4 new positions and exited 1.

Portfolio Metrics

Turnover
+1.9%
vs prior filed quarter
Top-10 Concentration
+53.5%
share of reported value
Largest Position
+30.2%
Exxon Mobil Corporation
New / Exited
4 / 1
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $169MQ4 ’18Q1 ’19: $185MQ2 ’19: $188MQ3 ’19: $180MQ4 ’19: $195MQ4 ’19Q1 ’20: $134MQ2 ’20: $159MQ3 ’20: $163MQ4 ’20: $192MQ4 ’20Q1 ’21: $262MQ2 ’21: $286MQ3 ’21: $281MQ4 ’21: $303MQ4 ’21Q1 ’22: $309MQ2 ’22: $256MQ3 ’22: $244MQ4 ’22: $258MQ4 ’22Q1 ’23: $288MQ2 ’23: $304MQ3 ’23: $300MQ4 ’23: $328MQ4 ’23Q1 ’24: $382MQ2 ’24: $388MQ3 ’24: $416MQ4 ’24: $417MQ4 ’24Q1 ’25: $395MQ2 ’25: $432MQ3 ’25: $464MQ4 ’25: $477MQ4 ’25Q1 ’26: $453Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 79.4%ETP: 17.5%Other: 2.4%REIT: 0.4%ADR: 0.3%
  • Common Stock · 79.4% · $143M
  • ETP · 17.5% · $31M
  • Other · 2.4% · $4M
  • REIT · 0.4% · $776,000
  • ADR · 0.3% · $494,000

Quarter-over-Quarter Changes full breakdown →

vs Q2 2019 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
LHXL3Harris Technologies IncNEW+2.2K2.2K+$455,000$455,000
ALXNAlexion Pharmaceuticals IncNEW+2.5K2.5K+$246,000$246,000
RVTYPerkinElmer IncNEW+2.9K2.9K+$244,000$244,000
AWKAmerican Water Works Co IncNEW+1.7K1.7K+$209,000$209,000
Harris Corp.SOLD OUT−2.2K0−$413,000$0
CARGCarGurus Inc Class ATRIMMED−10.0K10.0K−$412,000$310,000
Allergan IncTRIMMED−5642.2K−$92,000$366,000
ECLEcolab IncTRIMMED−5322.4K−$103,000$474,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2019

112 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1EXMOCExxon Mobil Corporationhistory →COM30.23%$54M771.2K
2CVXChevron Corphistory →COM4.09%$7M62.1K
3IVViShares S&P 500 Index Fundhistory →ETF3.53%$6M21.3K
4AGGiShares Barclays Aggregatehistory →ETF2.85%$5M45.3K
5AAPLApple Inchistory →COM2.65%$5M21.3K
6FLOTiShares Floating Rate Bondhistory →ETF2.29%$4M81.1K
7VBVanguard Small Cap ETFhistory →ETF2.08%$4M24.4K
8NVDANvidia Corphistory →COM2.08%$4M21.5K
9STZConstellation Brands Inchistory →COM2.06%$4M17.9K
10JPMJP Morgan Chase & Co Commhistory →COM1.64%$3M25.1K
11FISVFiserv Inchistory →COM1.48%$3M25.7K
12MAMastercard Inchistory →COM1.42%$3M9.4K
13TMOThermo Fisher Scientific Inhistory →COM1.37%$2M8.5K
14GOOGLAlphabet Inc Ahistory →COM1.15%$2M1.7K
15PFEPfizer Inchistory →COM1.08%$2M54.3K
16MCDMcDonald's Corphistory →COM1.08%$2M9.0K
17Invesco S&P 500 Equal WeigETF1.03%$2M17.2K
18BACBank of America Corphistory →COM1.02%$2M63.2K
19VZVerizon Communicationshistory →COM1.02%$2M30.3K
20INTCIntel Corphistory →COM1.01%$2M35.5K
21ROPRoper Industries IncCOM0.96%$2M4.9K
22VCSHVanguard ShortTerm Corp. BETF0.96%$2M21.4K
23DISWalt Disney CoCOM0.89%$2M12.4K
24IWMiShares Russell 2000 IndexETF0.89%$2M10.6K
25CSCOCisco Systems IncCOM0.88%$2M32.3K
26TGTTarget CorporationCOM0.83%$1M13.9K
27PGProcter & GambleCOM0.82%$1M11.9K
28EEMiShares MSCI Emerging MarkeETF0.81%$1M35.8K
29MSFTMicrosoft CorpCOM0.79%$1M10.3K
30QQQInvesco QQQ TrustETF0.79%$1M7.5K
31ALLAllstate CorporationCOM0.78%$1M12.9K
32EFAViShares MSCI EAFE Minimum VETF0.78%$1M19.1K
33WMTWal-Mart Stores IncCOM0.75%$1M11.4K
34KOCoca-Cola CompanyCOM0.67%$1M22.2K
35LOWLowe's Companies IncCOM0.66%$1M10.7K
36TRVTravelers Companies IncCOM0.64%$1M7.8K
37VLOValero Energy CorpCOM0.64%$1M13.5K
38PEGPublic Service Enterprise GCOM0.61%$1M17.6K
39TSNTyson Foods, Inc Class ACOM0.58%$1M12.2K
40DRIDarden Restaurants IncCOM0.58%$1M8.8K
41METAFacebook IncCOM0.57%$1M5.7K
42CELGCelgene CorporationCOM0.55%$983,0009.9K
43PYPLPayPal Holdings IncCOM0.54%$980,0009.5K
44COFCapital One Financial CorpCOM0.52%$935,00010.3K
45SWKStanley Black & Decker IncCOM0.50%$906,0006.3K
46JNJJohnson & JohnsonCOM0.49%$879,0006.8K
47HP IncCOM0.48%$872,00046.1K
48CVSCVS Caremark CorpCOM0.47%$850,00013.5K
49AMZNAmazoncom IncCOM0.44%$800,000461
50HSTHost Hotels & Resorts IncCOM0.43%$776,00044.9K
51PWRQuanta Services IncCOM0.43%$772,00020.4K
52MCHPMicrochip Technology IncCOM0.43%$766,0008.2K
53UNMUnum GroupCOM0.42%$764,00025.7K
54XLFFinancial Select Sector SPDETF0.42%$751,00026.8K
55XLKTechnology Select Sector SPETF0.41%$742,0009.2K
56DHRDanaher CorpCOM0.41%$739,0005.1K
57DVYiShares DJ Select DividendETF0.41%$731,0007.2K
58UNPUnion Pacific CorpCOM0.40%$719,0004.4K
59GILDGilead Sciences IncCOM0.39%$698,00011.0K
60CFCF Industries Holdings IncCOM0.37%$672,00013.7K
61MMM3M CompanyCOM0.37%$658,0004.0K
62XLCCommunication Services SelETF0.35%$632,00012.8K
63DTEDTE Energy CompanyCOM0.34%$608,0004.6K
64LLYEli Lilly & CoCOM0.33%$599,0005.4K
65UTXZUnited Technologies CorpCOM0.33%$587,0004.3K
66IBMInternational Business MachCOM0.32%$585,0004.0K
67Aptiv PLCCOM0.32%$579,0006.6K
68LKQLKQ CorpCOM0.32%$573,00018.2K
69Ingersoll-Rand Co plcCOM0.32%$569,0004.6K
70MCKMcKesson CorpCOM0.31%$564,0004.1K
71COSTCostco Wholesale CorpCOM0.30%$543,0001.9K
72AMPAmeriprise Financial IncCOM0.30%$538,0003.7K
73PHParker-Hannifin CorpCOM0.29%$515,0002.8K
74ECLEcolab IncCOM0.26%$474,0002.4K
75IJRiShares S&P SmallCap 600 InETF0.26%$460,0005.9K
76CMICummins IncCOM0.25%$457,0002.8K
77LHXL3Harris Technologies IncCOM0.25%$455,0002.2K
78SNPSSynopsys IncCOM0.23%$409,0003.0K
79GOOGAlphabet Inc CCOM0.22%$401,000329
80CBChubb LtdCOM0.20%$367,0002.3K
81Allergan IncCOM0.20%$366,0002.2K
82ZTSZoetis IncCOM0.19%$338,0002.7K
83IWFiShares Russell 1000 GrowthETF0.18%$324,0002.0K
84COPConocoPhillipsCOM0.18%$317,0005.6K
85CARGCarGurus Inc Class ACOM0.17%$310,00010.0K
86BNYBank of New York Mellon CorCOM0.17%$305,0006.7K
87VVisa IncCOM0.17%$303,0001.8K
88TAT&T IncCOM0.17%$299,0007.9K
89BMYBristol-Myers Squibb CoCOM0.16%$295,0005.8K
90IVWiShares S&P 500 GrowthETF0.16%$286,0001.6K
91CLHClean Harbors IncCOM0.15%$270,0003.5K
92BSXBoston Scientific CorpCOM0.15%$268,0006.6K
93IJHiShares Core S&P Mid-Cap ETCOM0.15%$266,0001.4K
94BRK/BBerkshire Hathaway Inc ClaCOM0.15%$262,0001.3K
95NVSNovartis AG ADRCOM0.14%$260,0003.0K
96ABTAbbott LaboratoriesCOM0.14%$256,0003.1K
97SPYSPDR S&P 500 ETFETF0.14%$254,000855
98ABBVAbbVie IncCOM0.14%$254,0003.4K
99EMREmerson Electric CoCOM0.14%$249,0003.7K
100ALXNAlexion Pharmaceuticals IncCOM0.14%$246,0002.5K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$453M166Apr 15, 202613F-HRchanges · EDGAR ↗
Q4 2025$477M160Jan 21, 202613F-HRchanges · EDGAR ↗
Q3 2025$464M160Oct 17, 202513F-HRchanges · EDGAR ↗
Q2 2025$432M157Jul 15, 202513F-HRchanges · EDGAR ↗
Q1 2025$395M157Apr 30, 202513F-HRchanges · EDGAR ↗
Q4 2024$417M156Jan 13, 202513F-HRchanges · EDGAR ↗
Q3 2024$416M161Oct 8, 202413F-HRchanges · EDGAR ↗
Q2 2024$388M153Jul 18, 202413F-HRchanges · EDGAR ↗
Q1 2024$382M154May 3, 202413F-HRchanges · EDGAR ↗
Q4 2023$328M149Feb 6, 202413F-HRchanges · EDGAR ↗
Q3 2023$300M143Oct 10, 202313F-HRchanges · EDGAR ↗
Q2 2023$304M142Aug 7, 202313F-HRchanges · EDGAR ↗
Q1 2023$288M147May 4, 202313F-HRchanges · EDGAR ↗
Q4 2022$258M136Feb 2, 202313F-HRchanges · EDGAR ↗
Q3 2022$244M141Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$256M145Aug 1, 202213F-HRchanges · EDGAR ↗
Q1 2022$309M156May 16, 202213F-HRchanges · EDGAR ↗
Q4 2021$303M144Feb 8, 202213F-HRchanges · EDGAR ↗
Q3 2021$281M139Nov 15, 202113F-HRchanges · EDGAR ↗
Q2 2021$286M144Aug 16, 202113F-HRchanges · EDGAR ↗
Q1 2021$262M152May 17, 202113F-HRchanges · EDGAR ↗
Q4 2020$192M267Feb 12, 202113F-HRchanges · EDGAR ↗
Q3 2020$163M105Nov 16, 202013F-HRchanges · EDGAR ↗
Q2 2020$159M100Aug 11, 202013F-HRchanges · EDGAR ↗
Q1 2020$134M100May 13, 202013F-HRchanges · EDGAR ↗
Q4 2019$195M248Jan 24, 202013F-HRchanges · EDGAR ↗
Q3 2019$180M112Oct 16, 201913F-HRchanges · EDGAR ↗
Q2 2019$188M109Aug 6, 201913F-HRchanges · EDGAR ↗
Q1 2019$185M252May 14, 201913F-HRchanges · EDGAR ↗
Q4 2018$169M255Feb 13, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.