SEC 13F Intelligence

Managers / Q3 2021 · view latest →

Field & Main Bank

CIK 0001594492 · 140 N MAIN STREET, PO BOX 5, HENDERSON, KY, 42419 · 270-831-1544

Reported Value
$152M
Q3 2021
Positions
237
Filings on Record
29
2019–present window
Filed
Oct 14, 2021
original filing

Summary

Field & Main Bank reported $152M in U.S.-listed holdings across 237 positions for Q3 2021.

Its largest position, AAPL, represents 7.4% of the portfolio.

Compared with Q2 2021, the fund opened 11 new positions and exited 4.

Portfolio Metrics

Turnover
+2.5%
vs prior filed quarter
Top-10 Concentration
+31.9%
share of reported value
Largest Position
+7.4%
Apple
New / Exited
11 / 4
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q1 ’19: $106MQ1 ’19Q2 ’19: $109MQ3 ’19: $111MQ4 ’19: $120MQ2 ’20: $117MQ2 ’20Q3 ’20: $129MQ4 ’20: $134MQ1 ’21: $139MQ2 ’21: $156MQ2 ’21Q3 ’21: $152MQ4 ’21: $173MQ1 ’22: $165MQ2 ’22: $155MQ2 ’22Q3 ’22: $149MQ4 ’22: $155MQ1 ’23: $168MQ2 ’23: $179MQ2 ’23Q3 ’23: $214MQ4 ’23: $236MQ1 ’24: $257MQ2 ’24: $267MQ2 ’24Q3 ’24: $281MQ4 ’24: $284MQ1 ’25: $283MQ2 ’25: $307MQ2 ’25Q3 ’25: $339MQ4 ’25: $347MQ1 ’26: $344Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 90.1%Other: 4.6%ETP: 4.1%ADR: 0.6%REIT: 0.5%Closed-End Fund: 0.0%
  • Common Stock · 90.1% · $137M
  • Other · 4.6% · $7M
  • ETP · 4.1% · $6M
  • ADR · 0.6% · $963,000
  • REIT · 0.5% · $814,000
  • Closed-End Fund · 0.0% · $15,000

Quarter-over-Quarter Changes full breakdown →

vs Q2 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
GENERAL ELECTRIC COMPANY USD0.06NEW+3.5K3.5K+$357,000$357,000
CNPCENTERPOINT ENERGY INCNEW+8.0K8.0K+$197,000$197,000
ZVIAZEVIA PBC CL ANEW+10.0K10.0K+$115,000$115,000
IVVISHARES CORE S&P 500 INDEX ETFNEW+158158+$68,000$68,000
FFORD MOTOR CREDIT COMPANY USDNEW+4.0K4.0K+$56,000$56,000
LYONDELLBASELL INDUSTRIES NVNEW+440440+$41,000$41,000
MCKMCKESSON CORPORATIONNEW+135135+$27,000$27,000
AMEDAMEDISYS INCNEW+130130+$19,000$19,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2021

215 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1AAPLAPPLE INChistory →COMMON STOCK - LARGE CAP7.39%$11M79.4K
2AMZNAMAZON COMPANY INChistory →COMMON STOCK - LARGE CAP3.54%$5M1.6K
3MSFTMICROSOFT CORPORATIONhistory →COMMON STOCK - LARGE CAP3.15%$5M17.0K
4GOOGLALPHABET INC USD 0.001 CLS Ahistory →COMMON STOCK - LARGE CAP3.06%$5M1.7K
5WMTWALMART INChistory →COMMON STOCK - LARGE CAP2.78%$4M30.3K
6HDHOME DEPOT INChistory →COMMON STOCK - LARGE CAP2.64%$4M12.2K
7SYKSTRYKER CORPORATIONhistory →COMMON STOCK - LARGE CAP2.48%$4M14.3K
8JNJJOHNSON & JOHNSONhistory →COMMON STOCK - LARGE CAP2.37%$4M22.4K
9VVISA INChistory →COMMON STOCK - LARGE CAP2.33%$4M15.9K
10UNHUNITEDHEALTH GROUP INChistory →COMMON STOCK - LARGE CAP2.17%$3M8.5K
11AVGOBROADCOM LTD NPVhistory →COMMON STOCK - LARGE CAP1.76%$3M5.5K
12JPMJ P MORGAN CHASE & CO COMhistory →COMMON STOCK - LARGE CAP1.76%$3M16.3K
13DISDISNEY (WALT) COMPANY HOLDING COhistory →COMMON STOCK - LARGE CAP1.65%$3M14.9K
14BXBLACKSTONE GROUP INC NPVhistory →COMMON STOCK - LARGE CAP1.49%$2M19.4K
15KOCOCA COLA COhistory →COMMON STOCK - LARGE CAP1.43%$2M41.3K
16ADBEADOBE SYSTEMS INChistory →COMMON STOCK - LARGE CAP1.36%$2M3.6K
17COSTCOSTCO WHSL CORP NEWhistory →COMMON STOCK - LARGE CAP1.35%$2M4.6K
18TGTTARGET CORPhistory →COMMON STOCK - LARGE CAP1.33%$2M8.8K
19MCDMCDONALDS CORPhistory →COMMON STOCK - LARGE CAP1.28%$2M8.1K
20CRMSALESFORCE.COMhistory →COMMON STOCK - LARGE CAP1.26%$2M7.1K
21ABTABBOTT LABShistory →COMMON STOCK - LARGE CAP1.22%$2M15.7K
22HONEYWELL INTERNATIONALCOMMON STOCK - LARGE CAP1.20%$2M8.6K
23BRK/BBERKSHIRE HATHAWAY INC NEWhistory →COMMON STOCK - LARGE CAP1.19%$2M6.7K
24AMDADVANCED MICRO DEVICEShistory →COMMON STOCK - LARGE CAP1.19%$2M17.6K
25PGPROCTER & GAMBLE COhistory →COMMON STOCK - LARGE CAP1.16%$2M12.7K
26MRVLMARVELL TECHNOLOGY INChistory →COMMON STOCK - LARGE CAP1.11%$2M27.9K
27GSGOLDMAN SACHS GROUPhistory →COMMON STOCK - LARGE CAP1.09%$2M4.4K
28METAFACEBOOK INChistory →COMMON STOCK - LARGE CAP1.04%$2M4.7K
29PEPPEPSICO INChistory →COMMON STOCK - LARGE CAP1.04%$2M10.5K
30ABBVABBVIE INChistory →COMMON STOCK - LARGE CAP1.03%$2M14.5K
31EATON CORP PLCCOMMON STOCK - LARGE CAP1.03%$2M10.5K
32WMWASTE MANAGEMENT INCCOMMON STOCK - LARGE CAP0.99%$2M10.1K
33INTCINTEL CORPCOMMON STOCK - LARGE CAP0.97%$1M27.7K
34CVXCHEVRON CORPORATIONCOMMON STOCK - LARGE CAP0.96%$1M14.4K
35ACCENTURE PLCCOMMON STOCK - LARGE CAP0.91%$1M4.3K
36TMUST-MOBILE US INCCOMMON STOCK - LARGE CAP0.90%$1M10.7K
37VZVERIZON COMMUNICATIONS INC USD 1.0COMMON STOCK - LARGE CAP0.88%$1M24.7K
38PANWPALO ALTO NETWORKS INCCOMMON STOCK - LARGE CAP0.87%$1M2.8K
39UNPUNION PACIFIC CORPORATIONCOMMON STOCK - LARGE CAP0.83%$1M6.4K
40CSCOCISCO SYSTEMSCOMMON STOCK - LARGE CAP0.81%$1M22.6K
41MEDTRONIC PLC USD 0.1COMMON STOCK - LARGE CAP0.77%$1M9.3K
42PYPLPAYPAL HOLDINGS INCCOMMON STOCK - LARGE CAP0.77%$1M4.5K
43LINDE PLC EUR 0.001COMMON STOCK - LARGE CAP0.75%$1M3.9K
44SBUXSTARBUCKS CORPORATIONCOMMON STOCK - LARGE CAP0.73%$1M10.1K
45NEENEXTERA ENERGY INC COMCOMMON STOCK - LARGE CAP0.72%$1M14.0K
46PSRINVESCO ACTIVE US REAL ESTAT E FUND ETFCOMMON STOCK - LARGE CAP0.70%$1M10.4K
47PGFINVESCO EX FINL PFD ETFPREFERRED STOCK0.70%$1M56.0K
48ALBALBEMARLE COMCOMMON STOCK - LARGE CAP0.70%$1M4.8K
49CCITIGROUP INC COM NEWCOMMON STOCK - LARGE CAP0.66%$1M14.3K
50TMOTHERMO FISHER SCIENTIFIC INCCOMMON STOCK - LARGE CAP0.66%$996,0001.7K
51BKNGBOOKING HOLDINGS INCCOMMON STOCK - LARGE CAP0.64%$980,000413
52AMGNAMGENCOMMON STOCK - LARGE CAP0.64%$970,0004.6K
53RTXRAYTHEON TECHNOLOGIES CORP USD 1.0COMMON STOCK - LARGE CAP0.62%$949,00011.0K
54PGXINVESCO EX PFD ETFPREFERRED STOCK0.62%$941,00062.6K
55NVDANVIDIA CORPORATIONCOMMON STOCK - LARGE CAP0.61%$932,0004.5K
56VNLAJANUS HENDERSON SHORT DURATION INC ETFMUTUAL FDS - ETF BONDS0.61%$923,00018.4K
57ICLNISHARES S&P GLOBAL CLEAN ENERGYCOMMON STOCK - LARGE CAP0.60%$912,00042.1K
58TJXTJX COMPANIES, INC.COMMON STOCK - LARGE CAP0.60%$909,00013.8K
59BABAALIBABA GROUP HOLDINGCOMMON STOCK - LARGE CAP0.58%$876,0005.9K
60ISRGINTUITIVE SURGICAL INCCOMMON STOCK - LARGE CAP0.55%$839,000844
61MDLZMONDELEZ INTERNATIONAL INCCOMMON STOCK - LARGE CAP0.54%$816,00014.0K
62AMTAMERICAN TOWER CORPCOMMON STOCK - LARGE CAP0.52%$791,0003.0K
63XYZSQUARE INCCOMMON STOCK - LARGE CAP0.52%$791,0003.3K
64SWKSSKYWORKS SOLUTIONS INCCOMMON STOCK - LARGE CAP0.48%$735,0004.5K
65ABNBAIRBNB INCORPORATEDCOMMON STOCK - LARGE CAP0.48%$730,0004.3K
66NUENUCOR CORPCOMMON STOCK - LARGE CAP0.47%$713,0007.2K
67OTISOTIS WORLDWIDE CORPORATION USD 0.01COMMON STOCK - LARGE CAP0.46%$705,0008.6K
68BLACKROCK INC USD 0.01COMMON STOCK - LARGE CAP0.45%$681,000812
69CATCATERPILLAR INCCOMMON STOCK - LARGE CAP0.45%$680,0003.5K
70MRKMERCK & CO INC NEWCOMMON STOCK - LARGE CAP0.44%$668,0008.9K
71BMYBRISTOL MYERS SQUIBB COCOMMON STOCK - LARGE CAP0.43%$649,00011.0K
72CVSCVS HEALTH CORPORATIONCOMMON STOCK - LARGE CAP0.41%$623,0007.3K
73APDAIR PRODUCTS & CHEMICALS INCCOMMON STOCK - LARGE CAP0.41%$622,0002.4K
74KMBKIMBERLY CLARKCOMMON STOCK - LARGE CAP0.40%$609,0004.6K
75VLOVALERO ENERGYCOMMON STOCK - LARGE CAP0.40%$608,0008.6K
76MAMASTERCARD INC CL ACOMMON STOCK - LARGE CAP0.40%$601,0001.7K
77EXMOCEXXON MOBIL CORPCOMMON STOCK - LARGE CAP0.37%$562,0009.6K
78BACBANK AMER CORPCOMMON STOCK - LARGE CAP0.36%$554,00013.1K
79SYYSYSCO CORPORATIONCOMMON STOCK - LARGE CAP0.35%$538,0006.8K
80UPSUNITED PARCEL SERVICECOMMON STOCK - LARGE CAP0.34%$524,0002.9K
81STATE AUTO FINL CORP NPVCOMMON STOCK - LARGE CAP0.34%$519,00010.2K
82BWABORG WARNER INCCOMMON STOCK - LARGE CAP0.33%$507,00011.7K
83DDOMINION RESOURCESCOMMON STOCK - LARGE CAP0.33%$502,0006.9K
84PRUPRUDENTIAL FINANCIALCOMMON STOCK - LARGE CAP0.32%$492,0004.7K
85TE CONNECTIVITY LTDCOMMON STOCK - LARGE CAP0.31%$471,0003.4K
86HSYHERSHEY COMPANY, THECOMMON STOCK - LARGE CAP0.31%$467,0002.8K
87IDUISHARES US UTILITIES ETFCOMMON STOCK - LARGE CAP0.29%$444,0005.6K
88IBMINTERNATIONAL BUSINESS MACHINE COMPANYCOMMON STOCK - LARGE CAP0.27%$407,0002.9K
89CMICUMMINS INCCOMMON STOCK - LARGE CAP0.25%$387,0001.7K
90PPGPPG INDS INCCOMMON STOCK - LARGE CAP0.25%$375,0002.6K
91ADPAUTOMATIC DATA PROCESSINGCOMMON STOCK - LARGE CAP0.24%$372,0001.9K
92UNILEVER ADRCOMMON STOCK - LARGE CAP0.24%$358,0006.6K
93GENERAL ELECTRIC COMPANY USD0.06COMMON STOCK - LARGE CAP0.23%$357,0003.5K
94CHUBB LTD CHF 24.15COMMON STOCK - LARGE CAP0.23%$348,0002.0K
95NKENIKE INCCOMMON STOCK - LARGE CAP0.23%$346,0002.4K
96EOGEOG RES INCCOMMON STOCK - LARGE CAP0.22%$340,0004.2K
97FSLRFIRST SOLAR INCCOMMON STOCK - LARGE CAP0.22%$340,0003.6K
98XHBSPDR SER TR S&P HOMEBUILDERS ETFCOMMON STOCK - LARGE CAP0.22%$335,0004.7K
99DUKDUKE ENERGY HOLDING CORPCOMMON STOCK - LARGE CAP0.21%$316,0003.2K
100PMPHILLIP MORRIS INT'L INC.COMMON STOCK - LARGE CAP0.21%$313,0003.3K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$344M326Apr 10, 202613F-HRchanges · EDGAR ↗
Q4 2025$347M325Jan 28, 202613F-HRchanges · EDGAR ↗
Q3 2025$339M269Nov 3, 202513F-HRchanges · EDGAR ↗
Q2 2025$307M258Aug 4, 202513F-HRchanges · EDGAR ↗
Q1 2025$283M261Apr 23, 202513F-HRchanges · EDGAR ↗
Q4 2024$284M275Jan 23, 202513F-HRchanges · EDGAR ↗
Q3 2024$281M259Nov 1, 202413F-HRchanges · EDGAR ↗
Q2 2024$267M265Jul 25, 202413F-HRchanges · EDGAR ↗
Q1 2024$257M267Apr 29, 202413F-HRchanges · EDGAR ↗
Q4 2023$236M266Feb 5, 202413F-HRchanges · EDGAR ↗
Q3 2023$214M271Oct 12, 202313F-HRchanges · EDGAR ↗
Q2 2023$179M274Jul 26, 202313F-HRchanges · EDGAR ↗
Q1 2023$168M284Apr 19, 202313F-HRchanges · EDGAR ↗
Q4 2022$155M291Jan 19, 202313F-HRchanges · EDGAR ↗
Q3 2022$149M279Oct 25, 202213F-HRchanges · EDGAR ↗
Q2 2022$155M373Jul 18, 202213F-HRchanges · EDGAR ↗
Q1 2022$165M246Apr 21, 202213F-HRchanges · EDGAR ↗
Q4 2021$173M255Feb 1, 202213F-HRchanges · EDGAR ↗
Q3 2021$152M237Oct 14, 202113F-HRchanges · EDGAR ↗
Q2 2021$156M230Jul 15, 202113F-HRchanges · EDGAR ↗
Q1 2021$139M210Apr 30, 202113F-HRchanges · EDGAR ↗
Q4 2020$134M217Feb 25, 202113F-HRchanges · EDGAR ↗
Q3 2020$129M205Oct 22, 202013F-HRchanges · EDGAR ↗
Q2 2020$117M203Aug 12, 202013F-HRchanges · EDGAR ↗
Q4 2019$120M219Feb 5, 2020RESTATEMENTchanges · EDGAR ↗
Q3 2019$111M225Nov 7, 201913F-HRchanges · EDGAR ↗
Q2 2019$109M235Jul 22, 201913F-HRchanges · EDGAR ↗
Q1 2019$106M235Apr 24, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.