Managers / Q4 2019 · view latest →
Field & Main Bank
CIK 0001594492 · 140 N MAIN STREET, PO BOX 5, HENDERSON, KY, 42419 · 270-831-1544
Reported Value
$120M
Q4 2019
Positions
219
Filings on Record
29
2019–present window
Filed
Feb 5, 2020
amendment (RESTATEMENT)
Summary
Field & Main Bank reported $120M in U.S.-listed holdings across 219 positions for Q4 2019.
Its largest position, AAPL, represents 6.5% of the portfolio.
Compared with Q3 2019, the fund opened 6 new positions and exited 12.
Portfolio Metrics
Turnover
+2.0%
vs prior filed quarter
Top-10 Concentration
+31.0%
share of reported value
Largest Position
+6.5%
Apple
New / Exited
6 / 12
positions this quarter
Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.
Reported Value by Quarter
13F Reported Value
Portfolio Composition
By security type
- Common Stock · 87.4% · $105M
- Other · 5.3% · $6M
- ETP · 5.2% · $6M
- ADR · 2.0% · $2M
- REIT · 0.1% · $144,000
- Closed-End Fund · 0.0% · $14,000
Quarter-over-Quarter Changes full breakdown →
vs Q3 2019 (amended baseline)
| Issuer | Move | Share Δ | Shares now | Value Δ | Value now |
|---|---|---|---|---|---|
| INVESCO EX FTSE RAFI US 1000 ETF | NEW | +853 | 853 | +$108,000 | $108,000 |
| ISHARES TR S&P SMALLCAP 600 INDEX FUND | NEW | +906 | 906 | +$76,000 | $76,000 |
| ISHARES TR S&P MIDCAP 400 INDEX FUND | NEW | +367 | 367 | +$76,000 | $76,000 |
| TFCTRUST FINANCIAL CORP USD 5.0 | NEW | +459 | 459 | +$26,000 | $26,000 |
| ISHARES MSCI EAFE ETF | NEW | +290 | 290 | +$20,000 | $20,000 |
| SJMTHE JM SMUCKER COMPANY | NEW | +8 | 8 | +$1,000 | $1,000 |
| GQ9SPDR GOLD TRUST | ADDED | +277 | 352 | +$40,000 | $50,000 |
| CELGCELGENE CORPORATION | SOLD OUT | −1.7K | 0 | −$171,000 | $0 |
Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.
Holdings — Q4 2019
191 positions
| # | Issuer | Class | % Portfolio | Value ↓ | Shares |
|---|---|---|---|---|---|
| 1 | AAPLAPPLE INChistory → | COMMON STOCK - LARGE CAP | 6.49% | $8M | 26.6K |
| 2 | VVISA INChistory → | COMMON STOCK - LARGE CAP | 3.83% | $5M | 24.5K |
| 3 | UNHUNITEDHEALTH GROUP INChistory → | COMMON STOCK - LARGE CAP | 2.81% | $3M | 11.5K |
| 4 | WMTWALMART INChistory → | COMMON STOCK - LARGE CAP | 2.78% | $3M | 28.1K |
| 5 | JNJJOHNSON & JOHNSONhistory → | COMMON STOCK - LARGE CAP | 2.78% | $3M | 22.9K |
| 6 | HDHOME DEPOT INChistory → | COMMON STOCK - LARGE CAP | 2.54% | $3M | 14.0K |
| 7 | AMZNAMAZON COMPANY INChistory → | COMMON STOCK - LARGE CAP | 2.50% | $3M | 1.6K |
| 8 | GOOGLALPHABET INC USD 0.001 CLS Ahistory → | COMMON STOCK - LARGE CAP | 2.49% | $3M | 2.2K |
| 9 | SYKSTRYKER CORPORATIONhistory → | COMMON STOCK - LARGE CAP | 2.41% | $3M | 13.8K |
| 10 | KOCOCA COLA COhistory → | COMMON STOCK - LARGE CAP | 2.37% | $3M | 51.6K |
| 11 | JPMJ P MORGAN CHASE & CO COMhistory → | COMMON STOCK - LARGE CAP | 2.30% | $3M | 19.9K |
| 12 | MSFTMICROSOFT CORPORATIONhistory → | COMMON STOCK - LARGE CAP | 2.07% | $2M | 15.8K |
| 13 | DISDISNEY (WALT) COMPANY HOLDING COhistory → | COMMON STOCK - LARGE CAP | 2.06% | $2M | 17.1K |
| 14 | INTCINTEL CORPhistory → | COMMON STOCK - LARGE CAP | 1.65% | $2M | 33.2K |
| 15 | AVGOBROADCOM LTD NPVhistory → | COMMON STOCK - LARGE CAP | 1.64% | $2M | 6.3K |
| 16 | UTXZUNITED TECHNOLOGIES CORPhistory → | COMMON STOCK - LARGE CAP | 1.58% | $2M | 12.7K |
| 17 | BRK/BBERKSHIRE HATHAWAY INC NEWhistory → | COMMON STOCK - LARGE CAP | 1.56% | $2M | 8.3K |
| 18 | BABAALIBABA GROUP HOLDINGhistory → | COMMON STOCK - LARGE CAP | 1.48% | $2M | 8.4K |
| 19 | PGPROCTER & GAMBLE COhistory → | COMMON STOCK - LARGE CAP | 1.37% | $2M | 13.2K |
| 20 | TJXTJX COMPANIES, INC.history → | COMMON STOCK - LARGE CAP | 1.27% | $2M | 25.0K |
| 21 | TRVCCITIGROUP INC COM NEWhistory → | COMMON STOCK - LARGE CAP | 1.18% | $1M | 17.8K |
| 22 | BXBLACKSTONE GROUP INC NPVhistory → | COMMON STOCK - LARGE CAP | 1.18% | $1M | 25.4K |
| 23 | BACVERIZON COMMUNICATIONS INC USD 1.0history → | COMMON STOCK - LARGE CAP | 1.18% | $1M | 23.1K |
| 24 | ABTABBOTT LABShistory → | COMMON STOCK - LARGE CAP | 1.16% | $1M | 16.1K |
| 25 | CRMSALESFORCE.COMhistory → | COMMON STOCK - LARGE CAP | 1.16% | $1M | 8.6K |
| 26 | UNPUNION PACIFIC CORPORATIONhistory → | COMMON STOCK - LARGE CAP | 1.16% | $1M | 7.7K |
| 27 | CHVCHEVRON CORPORATIONhistory → | COMMON STOCK - LARGE CAP | 1.11% | $1M | 11.1K |
| 28 | MCDMCDONALDS CORPhistory → | COMMON STOCK - LARGE CAP | 1.11% | $1M | 6.8K |
| 29 | COSTCOSTCO WHSL CORP NEWhistory → | COMMON STOCK - LARGE CAP | 1.11% | $1M | 4.5K |
| 30 | METAFACEBOOK INChistory → | COMMON STOCK - LARGE CAP | 1.11% | $1M | 6.5K |
| 31 | WMWASTE MANAGEMENT INChistory → | COMMON STOCK - LARGE CAP | 1.08% | $1M | 11.4K |
| 32 | EATON CORP PLC | COMMON STOCK - LARGE CAP | 1.03% | $1M | 13.1K |
| 33 | GSGOLDMAN SACHS GROUP | COMMON STOCK - LARGE CAP | 0.99% | $1M | 5.2K |
| 34 | PEPPEPSICO INC | COMMON STOCK - LARGE CAP | 0.98% | $1M | 8.6K |
| 35 | ISHARES US UTILITIES ETF | COMMON STOCK - LARGE CAP | 0.97% | $1M | 7.2K |
| 36 | AMGNAMGEN | COMMON STOCK - LARGE CAP | 0.97% | $1M | 4.8K |
| 37 | ACCENTURE PLC | COMMON STOCK - LARGE CAP | 0.94% | $1M | 5.3K |
| 38 | ADBEADOBE SYSTEMS INC | COMMON STOCK - LARGE CAP | 0.93% | $1M | 3.4K |
| 39 | CSCOCISCO SYSTEMS | COMMON STOCK - LARGE CAP | 0.86% | $1M | 21.7K |
| 40 | EXMOCEXXON MOBIL CORP | COMMON STOCK - LARGE CAP | 0.85% | $1M | 14.7K |
| 41 | JANUS HENDERSON SHORT DURATION INC ETF | MUTUAL FDS - ETF BONDS | 0.84% | $1M | 20.4K |
| 42 | INVESCO EX PFD ETF | PREFERRED STOCK | 0.81% | $979,000 | 65.2K |
| 43 | NEENEXTERA ENERGY INC COM | COMMON STOCK - LARGE CAP | 0.79% | $950,000 | 3.9K |
| 44 | PRUPRUDENTIAL FINANCIAL | COMMON STOCK - LARGE CAP | 0.79% | $947,000 | 10.1K |
| 45 | HONGBPHONEYWELL INTERNATIONAL | COMMON STOCK - LARGE CAP | 0.76% | $913,000 | 5.2K |
| 46 | ROYAL CARIBBEAN CRUSIES | COMMON STOCK - LARGE CAP | 0.75% | $901,000 | 6.8K |
| 47 | VLOVALERO ENERGY | COMMON STOCK - LARGE CAP | 0.73% | $873,000 | 9.3K |
| 48 | PANWPALO ALTO NETWORKS INC | COMMON STOCK - LARGE CAP | 0.71% | $857,000 | 3.7K |
| 49 | FIDELITY TR MSCI REIT ETF | COMMON STOCK - LARGE CAP | 0.70% | $846,000 | 30.4K |
| 50 | ABBVABBVIE INC | COMMON STOCK - LARGE CAP | 0.69% | $835,000 | 9.4K |
| 51 | TMOTHERMO FISHER SCIENTIFIC INC | COMMON STOCK - LARGE CAP | 0.68% | $824,000 | 2.5K |
| 52 | MEDTRONIC PLC USD 0.1 | COMMON STOCK - LARGE CAP | 0.68% | $814,000 | 7.2K |
| 53 | INVESCO EX FINL PFD ETF | PREFERRED STOCK | 0.65% | $781,000 | 41.4K |
| 54 | LINDE PLC EUR 0.001 | COMMON STOCK - LARGE CAP | 0.64% | $770,000 | 3.6K |
| 55 | TMUST-MOBILE US INC | COMMON STOCK - LARGE CAP | 0.63% | $763,000 | 9.7K |
| 56 | KMBKIMBERLY CLARK | COMMON STOCK - LARGE CAP | 0.61% | $733,000 | 5.3K |
| 57 | BMYBRISTOL MYERS SQUIBB CO | COMMON STOCK - LARGE CAP | 0.56% | $677,000 | 10.6K |
| 58 | IBMINTERNATIONAL BUSINESS MACHINE COMPANY | COMMON STOCK - LARGE CAP | 0.56% | $673,000 | 5.0K |
| 59 | PYPLPAYPAL HOLDINGS INC | COMMON STOCK - LARGE CAP | 0.54% | $653,000 | 6.0K |
| 60 | MRKMERCK & CO INC NEW | COMMON STOCK - LARGE CAP | 0.54% | $647,000 | 7.1K |
| 61 | MDLZMONDELEZ INTERNATIONAL INC | COMMON STOCK - LARGE CAP | 0.54% | $646,000 | 11.7K |
| 62 | BABOEING CO | COMMON STOCK - LARGE CAP | 0.53% | $640,000 | 2.0K |
| 63 | SYYSYSCO CORPORATION | COMMON STOCK - LARGE CAP | 0.53% | $633,000 | 7.4K |
| 64 | BACBANK AMER CORP | COMMON STOCK - LARGE CAP | 0.49% | $585,000 | 16.6K |
| 65 | SBUXSTARBUCKS CORPORATION | COMMON STOCK - LARGE CAP | 0.47% | $571,000 | 6.5K |
| 66 | MARVELL TECHNOLOGY GROUP | COMMON STOCK - LARGE CAP | 0.47% | $568,000 | 21.4K |
| 67 | VAREURVARIAN MEDICAL SYSTEMS, INC. | COMMON STOCK - LARGE CAP | 0.47% | $565,000 | 4.0K |
| 68 | ISRGINTUITIVE SURGICAL INC | COMMON STOCK - LARGE CAP | 0.45% | $541,000 | 915 |
| 69 | BPBP AMOCO P L C | COMMON STOCK - LARGE CAP | 0.42% | $509,000 | 13.5K |
| 70 | GOOGALPHABET INC USD 0.001 CL C | COMMON STOCK - LARGE CAP | 0.42% | $504,000 | 377 |
| 71 | HSYHERSHEY COMPANY, THE | COMMON STOCK - LARGE CAP | 0.42% | $500,000 | 3.4K |
| 72 | PPGPPG INDS INC | COMMON STOCK - LARGE CAP | 0.41% | $492,000 | 3.7K |
| 73 | GLOBAL X MLP & ENERGY INFRASTRUCTURE ETF | COMMON STOCK - LARGE CAP | 0.40% | $487,000 | 39.6K |
| 74 | CATCATERPILLAR INC | COMMON STOCK - LARGE CAP | 0.40% | $484,000 | 3.3K |
| 75 | NUENUCOR CORP | COMMON STOCK - LARGE CAP | 0.39% | $470,000 | 8.4K |
| 76 | DDOMINION RESOURCES | COMMON STOCK - LARGE CAP | 0.36% | $434,000 | 5.2K |
| 77 | APDAIR PRODUCTS & CHEMICALS INC | COMMON STOCK - LARGE CAP | 0.36% | $430,000 | 1.8K |
| 78 | ADPAUTOMATIC DATA PROCESSING | COMMON STOCK - LARGE CAP | 0.35% | $425,000 | 2.5K |
| 79 | 4I1PHILLIP MORRIS INT'L INC. | COMMON STOCK - LARGE CAP | 0.34% | $413,000 | 4.9K |
| 80 | NKENIKE INC | COMMON STOCK - LARGE CAP | 0.34% | $410,000 | 4.0K |
| 81 | TA T & T INCORPORATED | COMMON STOCK - LARGE CAP | 0.33% | $396,000 | 10.1K |
| 82 | MPCMARATHON PETE CORP | COMMON STOCK - LARGE CAP | 0.33% | $396,000 | 6.6K |
| 83 | WFCWELLS FARGO & COMPANY NEW | COMMON STOCK - LARGE CAP | 0.28% | $342,000 | 6.4K |
| 84 | INGERSOLL RAND PUBLICATION | COMMON STOCK - LARGE CAP | 0.27% | $326,000 | 2.5K |
| 85 | BAXBAXTER INTERNATIONAL INC | COMMON STOCK - LARGE CAP | 0.26% | $318,000 | 3.8K |
| 86 | DUKDUKE ENERGY HOLDING CORP | COMMON STOCK - LARGE CAP | 0.22% | $264,000 | 2.9K |
| 87 | CVSCVS HEALTH CORPORATION | COMMON STOCK - LARGE CAP | 0.21% | $252,000 | 3.4K |
| 88 | PFEPFIZER COMPANY INC | COMMON STOCK - LARGE CAP | 0.20% | $246,000 | 6.3K |
| 89 | MAMASTERCARD INC CL A | COMMON STOCK - LARGE CAP | 0.20% | $244,000 | 818 |
| 90 | NVDANVIDIA CORPORATION | COMMON STOCK - LARGE CAP | 0.19% | $233,000 | 990 |
| 91 | CMICUMMINS INC | COMMON STOCK - LARGE CAP | 0.19% | $224,000 | 1.3K |
| 92 | AFLAFLAC INCORPORATED | COMMON STOCK - LARGE CAP | 0.19% | $224,000 | 4.2K |
| 93 | COPCONOCOPHILLIPS COM CL-B | COMMON STOCK - LARGE CAP | 0.18% | $217,000 | 3.3K |
| 94 | ON1OLD NATIONAL BANK | COMMON STOCK - LARGE CAP | 0.18% | $216,000 | 11.8K |
| 95 | USBUS BANCORP DEL COMPANY | COMMON STOCK - LARGE CAP | 0.18% | $212,000 | 3.6K |
| 96 | UNILEVER ADR | COMMON STOCK - LARGE CAP | 0.17% | $206,000 | 3.6K |
| 97 | AWMSKYWORKS SOLUTIONS INC | COMMON STOCK - LARGE CAP | 0.17% | $205,000 | 1.7K |
| 98 | SPDR SER TR S&P HOMEBUILDERS ETF | COMMON STOCK - LARGE CAP | 0.16% | $197,000 | 4.3K |
| 99 | ELVANTHEM INC USD 0.01 | COMMON STOCK - LARGE CAP | 0.16% | $188,000 | 623 |
| 100 | MOALTRIA GROUP INC | COMMON STOCK - LARGE CAP | 0.15% | $185,000 | 3.7K |
Filing History
| Quarter | Reported Value | Positions | Filed | Type | Links |
|---|---|---|---|---|---|
| Q1 2026 | $344M | 326 | Apr 10, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q4 2025 | $347M | 325 | Jan 28, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q3 2025 | $339M | 269 | Nov 3, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q2 2025 | $307M | 258 | Aug 4, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q1 2025 | $283M | 261 | Apr 23, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q4 2024 | $284M | 275 | Jan 23, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q3 2024 | $281M | 259 | Nov 1, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q2 2024 | $267M | 265 | Jul 25, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q1 2024 | $257M | 267 | Apr 29, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q4 2023 | $236M | 266 | Feb 5, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q3 2023 | $214M | 271 | Oct 12, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q2 2023 | $179M | 274 | Jul 26, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q1 2023 | $168M | 284 | Apr 19, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q4 2022 | $155M | 291 | Jan 19, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q3 2022 | $149M | 279 | Oct 25, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q2 2022 | $155M | 373 | Jul 18, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q1 2022 | $165M | 246 | Apr 21, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q4 2021 | $173M | 255 | Feb 1, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q3 2021 | $152M | 237 | Oct 14, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q2 2021 | $156M | 230 | Jul 15, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q1 2021 | $139M | 210 | Apr 30, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q4 2020 | $134M | 217 | Feb 25, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q3 2020 | $129M | 205 | Oct 22, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q2 2020 | $117M | 203 | Aug 12, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q4 2019 | $120M | 219 | Feb 5, 2020 | RESTATEMENT | changes · EDGAR ↗ |
| Q3 2019 | $111M | 225 | Nov 7, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q2 2019 | $109M | 235 | Jul 22, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q1 2019 | $106M | 235 | Apr 24, 2019 | 13F-HR | changes · EDGAR ↗ |
13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.