SEC 13F Intelligence

Managers / Q3 2019 · view latest →

Cordasco Financial Network

CIK 0001594061 · 405 FIFTH AVE. SOUTH, SECOND FLOOR, NAPLES, FL, 34102 · 215-558-3500

Reported Value
$105M
Q3 2019
Positions
488
Filings on Record
15
2019–present window
Filed
Oct 17, 2019
original filing

Summary

Cordasco Financial Network reported $105M in U.S.-listed holdings across 488 positions for Q3 2019.

The portfolio is heavily concentrated: Ishares Tr alone accounts for 33.4% of reported value.

Compared with Q2 2019, the fund opened 42 new positions and exited 16.

Portfolio Metrics

Turnover
+1.8%
vs prior filed quarter
Top-10 Concentration
+65.2%
share of reported value
Largest Position
+33.4%
Ishares Tr
New / Exited
42 / 16
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $88MQ4 ’18Q1 ’19: $99MQ2 ’19: $103MQ2 ’19Q3 ’19: $105MQ4 ’19: $112MQ4 ’19Q1 ’20: $90MQ2 ’20: $109MQ2 ’20Q3 ’20: $115MQ4 ’20: $127MQ4 ’20Q1 ’21: $137MQ2 ’21: $144MQ2 ’21Q3 ’21: $147MQ4 ’21: $160MQ4 ’21Q1 ’22: $155MQ2 ’22: $138MQ2 ’22filingsflow.com

Portfolio Composition

By security type
ETP: 59.7%Common Stock: 32.4%REIT: 3.3%Other: 1.9%ADR: 1.1%Other: 1.6%
  • ETP · 59.7% · $63M
  • Common Stock · 32.4% · $34M
  • REIT · 3.3% · $3M
  • Other · 1.9% · $2M
  • ADR · 1.1% · $1M
  • Other · 1.6% · $2M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2019 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
BXBLACKSTONE GROUP INCNEW+1.7K1.7K+$83,000$83,000
AETHLON MED INCNEW+204.0K204.0K+$47,000$47,000
CVSCVS HEALTH CORPNEW+690690+$44,000$44,000
KEYKEYCORP NEWNEW+2.4K2.4K+$43,000$43,000
FISVFISERV INCNEW+277277+$29,000$29,000
OKEONEOK INC NEWNEW+301301+$22,000$22,000
ISHARES TRNEW+400400+$20,000$20,000
VANGUARD TAX MANAGED INTL FDNEW+355355+$15,000$15,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2019

41 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1ISHARES TRRUS 1000 ETF · RUSSELL 2000 ETF · RUSSELL 3000 ETF · CORE US AGGBD ET · CORE TOTAL USD · CRE U S REIT ETF · CORE MSCI EAFE · MSCI EAFE ETF · NATIONAL MUN ETF53.13%$56M388.8K
2BBTUSDBB&T CORPhistory →COM4.38%$5M86.0K
3LMTLOCKHEED MARTIN CORPhistory →COM3.69%$4M9.9K
4MCHPMICROCHIP TECHNOLOGY INChistory →COM2.05%$2M23.1K
5LIBERTY PPTY TRSH BEN INT1.96%$2M40.0K
6MRKMERCK & CO INChistory →COM1.95%$2M24.2K
7APDAIR PRODS & CHEMS INChistory →COM1.42%$1M6.7K
8MOALTRIA GROUP INChistory →COM1.25%$1M32.1K
9VUGVANGUARD INDEX FDSGROWTH ETF · VALUE ETF1.18%$1M9.0K
10AEPAMERICAN ELEC PWR CO INChistory →COM1.16%$1M13.0K
11JNJJOHNSON & JOHNSONhistory →COM1.12%$1M9.1K
12BACVERIZON COMMUNICATIONS INCCOM0.96%$1M16.6K
13EXPOEXPONENT INCCOM0.95%$997,00014.3K
14FQIDIGITAL RLTY TR INCCOM0.84%$881,0006.8K
15AQUA AMERICA INCCOM0.75%$788,00017.6K
16BANK AMER CORP7.25%CNV PFD L0.67%$705,000470
17SPDR S&P 500 ETF TRTR UNIT0.61%$638,0002.2K
18BCEBCE INCCOM NEW0.60%$629,00013.0K
19MSFTMICROSOFT CORPCOM0.57%$594,0004.3K
20AAPLAPPLE INCCOM0.55%$577,0002.6K
21EATON CORP PLCSHS0.53%$557,0006.7K
22SHWSHERWIN WILLIAMS COCOM0.49%$515,000937
23DUKDUKE ENERGY CORP NEWCOM NEW0.43%$451,0004.7K
24PPLPPL CORPCOM0.39%$408,00013.0K
25INVESCO EXCHANGE TRADED FD TS&P500 PUR GWT0.39%$407,0003.4K
26LLYLILLY ELI & COCOM0.38%$403,0003.6K
27DEDEERE & COCOM0.38%$396,0002.4K
28TAT&T INCCOM0.35%$364,0009.6K
29COMPANHIA DE SANEAMENTO BASISPONSORED ADR0.34%$356,00030.0K
30ADPAUTOMATIC DATA PROCESSING INCOM0.33%$348,0002.2K
31INTCINTEL CORPCOM0.31%$330,0006.4K
32DISDISNEY WALT COCOM DISNEY0.31%$327,0002.5K
33CMICUMMINS INCCOM0.30%$316,0001.9K
34ABTABBOTT LABSCOM0.30%$316,0003.8K
35IDIINTERDIGITAL INCCOM0.30%$315,0006.0K
36WELLS FARGO CO NEWPERP PFD CNV A0.27%$282,000185
37DWDPEURDUPONT DE NEMOURS INCCOM0.27%$279,0003.9K
38AMLPUSDALPS ETF TRALERIAN MLP0.26%$276,00030.2K
39A4SAMERIPRISE FINL INCCOM0.25%$265,0001.8K
40FFIVF5 NETWORKS INCCOM0.25%$264,0001.9K
41VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF0.25%$264,0006.6K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2022$138M604Jul 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$155M560Apr 21, 202213F-HRchanges · EDGAR ↗
Q4 2021$160M574Jan 24, 202213F-HRchanges · EDGAR ↗
Q3 2021$147M571Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$144M564Jul 29, 202113F-HRchanges · EDGAR ↗
Q1 2021$137M564Apr 12, 202113F-HRchanges · EDGAR ↗
Q4 2020$127M526Jan 26, 202113F-HRchanges · EDGAR ↗
Q3 2020$115M534Oct 13, 202013F-HRchanges · EDGAR ↗
Q2 2020$109M507Jul 13, 202013F-HRchanges · EDGAR ↗
Q1 2020$90M489Apr 24, 202013F-HRchanges · EDGAR ↗
Q4 2019$112M462Jan 22, 202013F-HRchanges · EDGAR ↗
Q3 2019$105M488Oct 17, 201913F-HRchanges · EDGAR ↗
Q2 2019$103M463Jul 10, 201913F-HRchanges · EDGAR ↗
Q1 2019$99M468Apr 10, 201913F-HRchanges · EDGAR ↗
Q4 2018$88M400Jan 14, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.