SEC 13F Intelligence

AETHLON MED INC

CUSIP 00808Y208

Aethlon Med Inc has 13 institutional holders in Filings Flow’s 13F database, together reporting 484.1K shares worth $109,000 as of Q3 2019. The largest reported holders are Cordasco Financial Network, Geode Capital Management, LLC, and Cobblestone Capital Advisors LLC /Ny/.

Institutional Holders
13
Q3 2019
Reported Value
$109,000
Ticker
unmapped
private placement or foreign
Quarters Tracked
4

Ownership Trend

Institutional holders
Q4 ’18: 11Q4 ’18Q1 ’19: 14Q1 ’19Q2 ’19: 13Q2 ’19Q3 ’19: 13Q3 ’19filingsflow.com
Total reported value
Q4 ’18: $639,000Q4 ’18Q1 ’19: $473,000Q1 ’19Q2 ’19: $157,000Q2 ’19Q3 ’19: $109,000Q3 ’19filingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
Cordasco Financial Network$138M AUM0.04%$47,000204.0KQ3 2019OLDER
Compton Wealth Advisory Group, LLC$449M AUM0.00%$5,00022.0KQ3 2019OLDER
COBBLESTONE CAPITAL ADVISORS LLC /NY/$2.1B AUM0.00%$18,00076.3KQ3 2019OLDER
NICOLET ADVISORY SERVICES, LLC$1.5B AUM0.00%$2,00010.0KQ3 2019OLDER
D.A. DAVIDSON & CO.$16.5B AUM0.00%$2,00010.6KQ3 2019OLDER
HighTower Advisors, LLC$94.2B AUM0.00%$5,00012.5KQ2 2019OLDER
LADENBURG THALMANN FINANCIAL SERVICES INC.$15.9B AUM0.00%$1,0005.3KQ3 2019OLDER
GEODE CAPITAL MANAGEMENT, LLC$1.61T AUM0.00%$29,000126.8KQ3 2019OLDER
SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM0.00%$18,00051.7KQ2 2019OLDER
CITADEL ADVISORS LLC$618.5B AUM0.00%$2,00010.2KQ3 2019OLDER
UBS Group AG$666.3B AUM0.00%$2,00010.4KQ3 2019OLDER
DEUTSCHE BANK AG\$302.7B AUM0.00%$1,0007.4KQ3 2019OLDER
Rockefeller Capital Management L.P.$56.4B AUM$01.0KQ3 2019OLDER
Realta Investment Advisors$288M AUM$0100Q3 2019OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.