SEC 13F Intelligence

Managers / Q3 2022 · view latest →

Swan Global Investments, LLC

CIK 0001591505 · 1099 MAIN AVE., SUITE 206, DURANGO, CO, 81301 · 9703828901

Reported Value
$3.1B
Q3 2022
Positions
28
Filings on Record
32
2019–present window
Filed
Nov 8, 2022
original filing

Summary

Swan Global Investments, LLC reported $3.1B in U.S.-listed holdings across 28 positions for Q3 2022.

Its largest position, Spdr S P 500 Etf Tr, represents 12.8% of the portfolio.

The book was largely unchanged from Q2 2022.

Portfolio Metrics

Turnover
+0.2%
vs prior filed quarter
Top-10 Concentration
+37.9%
share of reported value
Largest Position
+12.8%
Spdr S P 500 Etf Tr

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $4.8BQ4 ’18Q1 ’19: $6.0BQ2 ’19: $5.1BQ3 ’19: $5.5BQ4 ’19: $4.7BQ4 ’19Q1 ’20: $3.3BQ2 ’20: $3.0BQ3 ’20: $3.4BQ4 ’20: $2.6BQ4 ’20Q1 ’21: $3.8BQ2 ’21: $4.0BQ3 ’21: $4.7BQ4 ’21: $4.1BQ4 ’21Q1 ’22: $3.2BQ2 ’22: $3.3BQ3 ’22: $3.1BQ1 ’23: $3MQ1 ’23Q3 ’23: $3.1BQ4 ’23: $3.1BQ1 ’24: $3.2BQ2 ’24: $3.3BQ2 ’24Q3 ’24: $3.3BQ4 ’24: $3.4BQ1 ’25: $3.4BQ2 ’25: $3.6BQ2 ’25Q3 ’25: $3.6BQ4 ’25: $3.4BQ1 ’26: $3.0Bfilingsflow.com

Portfolio Composition

By security type
Other: 58.1%ETP: 41.9%
  • Other · 58.1% · $1.8B
  • ETP · 41.9% · $1.3B

Quarter-over-Quarter Changes full breakdown →

vs Q2 2022 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
IShares ETF-20yrTRIMMED−9.7K2.4K−$1M$288,000
IShares ETF-20yrTRIMMED−7.8K4.3K−$949,000$441,000
GQ9SPDR Gold TrustTRIMMED−19.6K22.7K−$4M$4M
SPDR Gold TrustTRIMMED−19.6K22.7K−$3M$4M
iShares MSCI Emerging Markets Indx ETFTRIMMED−27.5K59.5K−$1M$2M
ishares ETF - CORE MSCI EMKTADDED+127.4K558.0K+$3M$24M
iShares MSCI EAFE ETFTRIMMED−1.2K3.7K−$176,000$240,000
iShares MSCI Emerging Markets Indx ETFADDED+130.8K741.4K+$1M$29M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2022

9 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1XLFSELECT SECTOR SPDR TRXLK · XLV · XLY · XLF · XLC · XLI · XLP · XLE · XLU · XLRE · XLB26.15%$817M11.31M
2SPDR S&P 500 ETF TRSPY12.78%$400M1.12M
3IShares ETF-Rus2000IWM1.11%$35M209.9K
4iShares MSCI EAFE ETFEFA0.92%$29M514.3K
5ishares ETF - CORE MSCI EMKTIEMG0.77%$24M558.0K
6GQ9SPDR Gold TrustGLD0.11%$4M22.7K
7iShares MSCI Emerging Markets Indx ETFEEM0.07%$2M59.5K
8IShares ETF-20yrTLT0.01%$441,0004.3K
9POWERSHARES QQQ TRUSTQQQ0.01%$304,0001.1K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$3.0B77May 7, 202613F-HRchanges · EDGAR ↗
Q4 2025$3.4B80Feb 11, 202613F-HRchanges · EDGAR ↗
Q3 2025$3.6B71Nov 7, 202513F-HRchanges · EDGAR ↗
Q2 2025$3.6B80Jul 29, 202513F-HRchanges · EDGAR ↗
Q1 2025$3.4B69May 13, 202513F-HRchanges · EDGAR ↗
Q4 2024$3.4B58Feb 11, 202513F-HRchanges · EDGAR ↗
Q3 2024$3.3B48Nov 13, 202413F-HRchanges · EDGAR ↗
Q2 2024$3.3B43Aug 12, 202413F-HRchanges · EDGAR ↗
Q1 2024$3.2B42May 9, 202413F-HRchanges · EDGAR ↗
Q4 2023$3.1B42Feb 12, 202413F-HRchanges · EDGAR ↗
Q3 2023$3.1B41Nov 14, 202313F-HRchanges · EDGAR ↗
Q2 2023Under review26Aug 15, 2023RESTATEMENTchanges · EDGAR ↗
Q1 2023$3M26May 8, 202313F-HRchanges · EDGAR ↗
Q4 2022Under review27Feb 10, 202313F-HRchanges · EDGAR ↗
Q3 2022$3.1B28Nov 8, 202213F-HRchanges · EDGAR ↗
Q2 2022$3.3B28Aug 9, 202213F-HRchanges · EDGAR ↗
Q1 2022$3.2B28May 10, 202213F-HRchanges · EDGAR ↗
Q4 2021$4.1B30Feb 11, 202213F-HRchanges · EDGAR ↗
Q3 2021$4.7B30Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$4.0B31Aug 12, 202113F-HRchanges · EDGAR ↗
Q1 2021$3.8B29May 11, 202113F-HRchanges · EDGAR ↗
Q4 2020$2.6B29Feb 9, 202113F-HRchanges · EDGAR ↗
Q3 2020$3.4B31Nov 10, 202013F-HRchanges · EDGAR ↗
Q2 2020$3.0B34Aug 12, 202013F-HRchanges · EDGAR ↗
Q1 2020$3.3B34May 11, 202013F-HRchanges · EDGAR ↗
Q4 2019$4.7B37Feb 12, 202013F-HRchanges · EDGAR ↗
Q3 2019$5.5B35Nov 8, 201913F-HRchanges · EDGAR ↗
Q2 2019$5.1B38Aug 12, 201913F-HRchanges · EDGAR ↗
Q1 2019$6.0B36May 14, 201913F-HRchanges · EDGAR ↗
Q4 2018$4.8B38Feb 11, 201913F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 1 additional manager.

  • Swan Capital Management, LLC028-16131

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.