SEC 13F Intelligence

Managers / Q1 2026

Swan Global Investments, LLC

CIK 0001591505 · 1099 MAIN AVE., SUITE 206, DURANGO, CO, 81301 · 9703828901

Reported Value
$3.0B
Q1 2026
Positions
77
Filings on Record
32
2019–present window
Filed
May 7, 2026
original filing

Summary

Swan Global Investments, LLC reported $3.0B in U.S.-listed holdings across 77 positions for Q1 2026.

The portfolio is heavily concentrated: Spdr S P 500 Etf Tr alone accounts for 21.6% of reported value.

Compared with Q4 2025, the fund opened 2 new positions and exited 5.

Portfolio Metrics

Turnover
+0.6%
vs prior filed quarter
Top-10 Concentration
+51.6%
share of reported value
Largest Position
+21.6%
Spdr S P 500 Etf Tr
New / Exited
2 / 5
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $4.8BQ4 ’18Q1 ’19: $6.0BQ2 ’19: $5.1BQ3 ’19: $5.5BQ4 ’19: $4.7BQ4 ’19Q1 ’20: $3.3BQ2 ’20: $3.0BQ3 ’20: $3.4BQ4 ’20: $2.6BQ4 ’20Q1 ’21: $3.8BQ2 ’21: $4.0BQ3 ’21: $4.7BQ4 ’21: $4.1BQ4 ’21Q1 ’22: $3.2BQ2 ’22: $3.3BQ3 ’22: $3.1BQ1 ’23: $3MQ1 ’23Q3 ’23: $3.1BQ4 ’23: $3.1BQ1 ’24: $3.2BQ2 ’24: $3.3BQ2 ’24Q3 ’24: $3.3BQ4 ’24: $3.4BQ1 ’25: $3.4BQ2 ’25: $3.6BQ2 ’25Q3 ’25: $3.6BQ4 ’25: $3.4BQ1 ’26: $3.0Bfilingsflow.com

Portfolio Composition

By security type
ETP: 61.7%Other: 37.8%Common Stock: 0.5%
  • ETP · 61.7% · $1.8B
  • Other · 37.8% · $1.1B
  • Common Stock · 0.5% · $14M

Quarter-over-Quarter Changes full breakdown →

vs Q4 2025 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
MUMICRON TECHNOLOGY INCNEW+1.6K1.6K+$525,679$525,679
CATCATERPILLAR INCNEW+333333+$235,917$235,917
NETFLIX INCSOLD OUT−25.0K0−$2M$0
IBMINTERNATIONAL BUSINESS MACHSSOLD OUT−1.5K0−$430,393$0
ORCLORACLE CORPSOLD OUT−1.9K0−$367,405$0
LOWLOWES COS INCSOLD OUT−1.3K0−$311,338$0
BONDBLOXX ETF TRUSTSOLD OUT−7.5K0−$287,127$0
CHENIERE ENERGY INCTRIMMED−16.6K8.4K−$1M$2M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2026

19 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1SPDR S&P 500 ETF TRSPY21.61%$647M995.4K
2PSMOPACER FDS TRPSMO · PSMD · PSMJ · PSMR · PSCW · PSCQ · PSCJ · PSFD · PSFO · PSCX · PSFJ · PSFM17.94%$537M17.40M
3ISHARES TRIVV13.23%$396M606.6K
4XLFSELECT SECTOR SPDR TRXLK · XLF · XLY · XLC · XLV · XLI · XLP · XLE · XLU · XLB · XLRE7.46%$224M2.41M
5LISTED FD TRHEGD1.31%$39M1.59M
6Swan Enhanced Dividend Income ETFSCLZ0.04%$1M24.3K
7AAPLAPPLE INCAAPL0.04%$1M4.4K
8NVDANVIDIA CORPORATIONNVDA0.04%$1M6.2K
9EA SERIES TRUSTBOXX0.03%$965,2078.3K
10GQ9SPDR Gold TrustGLD0.03%$922,9722.1K
11MSFTMICROSOFT CORPMSFT0.03%$834,3632.3K
12AVGOBROADCOM INCAVGO0.03%$814,0112.6K
13GOOGLALPHABET INCGOOGL0.03%$796,2542.8K
14AMZNAMAZON COM INCAMZN0.02%$669,1723.2K
15ETFS GOLD TRSGOL0.02%$660,37614.8K
16METAMETA PLATFORMS INCMETA0.02%$628,7711.1K
17LLYLILLY ELI & COLLY0.02%$612,567666
18JPMJPMORGAN CHASE & COJPM0.02%$607,1462.1K
19BRK/BBERKSHIRE HATHAWAY INC DELBRKB0.02%$573,1231.2K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$3.0B77May 7, 202613F-HRchanges · EDGAR ↗
Q4 2025$3.4B80Feb 11, 202613F-HRchanges · EDGAR ↗
Q3 2025$3.6B71Nov 7, 202513F-HRchanges · EDGAR ↗
Q2 2025$3.6B80Jul 29, 202513F-HRchanges · EDGAR ↗
Q1 2025$3.4B69May 13, 202513F-HRchanges · EDGAR ↗
Q4 2024$3.4B58Feb 11, 202513F-HRchanges · EDGAR ↗
Q3 2024$3.3B48Nov 13, 202413F-HRchanges · EDGAR ↗
Q2 2024$3.3B43Aug 12, 202413F-HRchanges · EDGAR ↗
Q1 2024$3.2B42May 9, 202413F-HRchanges · EDGAR ↗
Q4 2023$3.1B42Feb 12, 202413F-HRchanges · EDGAR ↗
Q3 2023$3.1B41Nov 14, 202313F-HRchanges · EDGAR ↗
Q2 2023Under review26Aug 15, 2023RESTATEMENTchanges · EDGAR ↗
Q1 2023$3M26May 8, 202313F-HRchanges · EDGAR ↗
Q4 2022Under review27Feb 10, 202313F-HRchanges · EDGAR ↗
Q3 2022$3.1B28Nov 8, 202213F-HRchanges · EDGAR ↗
Q2 2022$3.3B28Aug 9, 202213F-HRchanges · EDGAR ↗
Q1 2022$3.2B28May 10, 202213F-HRchanges · EDGAR ↗
Q4 2021$4.1B30Feb 11, 202213F-HRchanges · EDGAR ↗
Q3 2021$4.7B30Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$4.0B31Aug 12, 202113F-HRchanges · EDGAR ↗
Q1 2021$3.8B29May 11, 202113F-HRchanges · EDGAR ↗
Q4 2020$2.6B29Feb 9, 202113F-HRchanges · EDGAR ↗
Q3 2020$3.4B31Nov 10, 202013F-HRchanges · EDGAR ↗
Q2 2020$3.0B34Aug 12, 202013F-HRchanges · EDGAR ↗
Q1 2020$3.3B34May 11, 202013F-HRchanges · EDGAR ↗
Q4 2019$4.7B37Feb 12, 202013F-HRchanges · EDGAR ↗
Q3 2019$5.5B35Nov 8, 201913F-HRchanges · EDGAR ↗
Q2 2019$5.1B38Aug 12, 201913F-HRchanges · EDGAR ↗
Q1 2019$6.0B36May 14, 201913F-HRchanges · EDGAR ↗
Q4 2018$4.8B38Feb 11, 201913F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 1 additional manager.

  • Swan Capital Management, LLC028-16131

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.