NORTHERN LTS FD TR III
CUSIP 66538R532
Northern Lts Fd Tr III has 8 institutional holders in Filings Flow’s 13F database, together reporting 172.2K shares worth $8M as of Q1 2026. The largest reported holders are Cwm, LLC, Swan Global Investments, LLC, and Camarda Financial Advisors, LLC.
Institutional Holders
8
Q1 2026
Reported Value
$8M
Ticker
unmapped
private placement or foreign
Quarters Tracked
2
Ownership Trend
Institutional holders
Total reported value
Holders
Mixed quarters
| Manager | % of Portfolio | Value | Shares | Quarter |
|---|---|---|---|---|
| Camarda Financial Advisors, LLC$190M AUM | 0.63% | $1M | 23.0K | Q1 2026 |
| Swan Global Investments, LLC$3.0B AUM | 0.04% | $1M | 24.3K | Q1 2026 |
| CWM, LLC$38.1B AUM | 0.01% | $4M | 75.7K | Q1 2026 |
| AVANTAX ADVISORY SERVICES, INC.$18.2B AUM | 0.00% | $360,984 | 6.8K | Q2 2025OLDER |
| Kestra Advisory Services, LLC$26.4B AUM | 0.00% | $281,684 | 5.4K | Q1 2026 |
| Cetera Investment Advisers$94.0B AUM | 0.00% | $239,769 | 4.4K | Q4 2025OLDER |
| JANE STREET GROUP, LLC$777.2B AUM | 0.00% | $1M | 21.2K | Q1 2026 |
| OSAIC HOLDINGS, INC.$68.3B AUM | 0.00% | $88,423 | 1.7K | Q1 2026 |
| CITADEL ADVISORS LLC$618.5B AUM | 0.00% | $545,350 | 10.0K | Q3 2025OLDER |
| MORGAN STANLEY$1.67T AUM | 0.00% | $131,107 | 2.4K | Q1 2026 |
| UBS Group AG$666.3B AUM | 0.00% | $5,584 | 102 | Q4 2025OLDER |
| RAYMOND JAMES FINANCIAL INC$324.4B AUM | 0.00% | $2,484 | 47 | Q2 2025OLDER |
Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.