Managers / Q3 2020 · view latest →
Carroll Financial Associates, Inc.
CIK 0001567784 · 4521 SHARON ROAD, SUITE 400, CHARLOTTE, NC, 28211 · 704-553-8006
Reported Value
$1.3B
Q3 2020
Positions
1,683
Filings on Record
13
2019–present window
Filed
Oct 6, 2020
original filing
Summary
Carroll Financial Associates, Inc. reported $1.3B in U.S.-listed holdings across 1,683 positions for Q3 2020.
Its largest position, Global X Adaptive U S Factor Etf, represents 10.5% of the portfolio.
Compared with Q2 2020, the fund opened 109 new positions and exited 130.
Reported Value by Quarter
13F Reported Value
Portfolio Composition
By security type
- ETP · 66.2% · $857M
- Common Stock · 25.0% · $323M
- Other · 7.9% · $103M
- ADR · 0.4% · $5M
- REIT · 0.2% · $3M
- Other · 0.4% · $5M
Quarter-over-Quarter Changes full breakdown →
Holdings — Q3 2020
Filing History
| Quarter | Reported Value | Positions | Filed | Type | Links |
|---|---|---|---|---|---|
| Q4 2021 | $1.9B | 1,788 | Jan 6, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q3 2021 | $1.8B | 1,940 | Oct 7, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q2 2021 | $1.8B | 1,800 | Jul 13, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q1 2021 | $1.6B | 1,751 | Apr 6, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q4 2020 | $1.5B | 1,616 | Jan 8, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q3 2020 | $1.3B | 1,683 | Oct 6, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q2 2020 | $1.2B | 1,707 | Jul 9, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q1 2020 | $1.0B | 1,674 | Apr 10, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q4 2019 | $1.3B | 1,704 | Jan 8, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q3 2019 | $1.1B | 1,698 | Oct 9, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q2 2019 | $1.1B | 1,758 | Jul 8, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q1 2019 | $1.1B | 1,530 | Apr 17, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q4 2018 | $899M | 1,384 | Jan 11, 2019 | 13F-HR | changes · EDGAR ↗ |
13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.