SEC 13F Intelligence

Managers / Q2 2019 · view latest →

Carroll Financial Associates, Inc.

CIK 0001567784 · 4521 SHARON ROAD, SUITE 400, CHARLOTTE, NC, 28211 · 704-553-8006

Reported Value
$1.1B
Q2 2019
Positions
1,758
Filings on Record
13
2019–present window
Filed
Jul 8, 2019
original filing

Summary

Carroll Financial Associates, Inc. reported $1.1B in U.S.-listed holdings across 1,758 positions for Q2 2019.

Its largest position, AUSF, represents 12.7% of the portfolio.

Compared with Q1 2019, the fund opened 308 new positions and exited 76.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $899MQ4 ’18Q1 ’19: $1.1BQ2 ’19: $1.1BQ2 ’19Q3 ’19: $1.1BQ4 ’19: $1.3BQ4 ’19Q1 ’20: $1.0BQ2 ’20: $1.2BQ2 ’20Q3 ’20: $1.3BQ4 ’20: $1.5BQ4 ’20Q1 ’21: $1.6BQ2 ’21: $1.8BQ2 ’21Q3 ’21: $1.8BQ4 ’21: $1.9BQ4 ’21filingsflow.com

Portfolio Composition

By security type
ETP: 63.6%Common Stock: 26.8%Other: 8.4%ADR: 0.4%REIT: 0.4%Other: 0.4%
  • ETP · 63.6% · $730M
  • Common Stock · 26.8% · $308M
  • Other · 8.4% · $96M
  • ADR · 0.4% · $5M
  • REIT · 0.4% · $5M
  • Other · 0.4% · $4M

Quarter-over-Quarter Changes full breakdown →

Holdings — Q2 2019

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#IssuerClass% PortfolioValueShares

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q4 2021$1.9B1,788Jan 6, 202213F-HRchanges · EDGAR ↗
Q3 2021$1.8B1,940Oct 7, 202113F-HRchanges · EDGAR ↗
Q2 2021$1.8B1,800Jul 13, 202113F-HRchanges · EDGAR ↗
Q1 2021$1.6B1,751Apr 6, 202113F-HRchanges · EDGAR ↗
Q4 2020$1.5B1,616Jan 8, 202113F-HRchanges · EDGAR ↗
Q3 2020$1.3B1,683Oct 6, 202013F-HRchanges · EDGAR ↗
Q2 2020$1.2B1,707Jul 9, 202013F-HRchanges · EDGAR ↗
Q1 2020$1.0B1,674Apr 10, 202013F-HRchanges · EDGAR ↗
Q4 2019$1.3B1,704Jan 8, 202013F-HRchanges · EDGAR ↗
Q3 2019$1.1B1,698Oct 9, 201913F-HRchanges · EDGAR ↗
Q2 2019$1.1B1,758Jul 8, 201913F-HRchanges · EDGAR ↗
Q1 2019$1.1B1,530Apr 17, 201913F-HRchanges · EDGAR ↗
Q4 2018$899M1,384Jan 11, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.