SEC 13F Intelligence

Managers / Q1 2024 · view latest →

Spectrum Financial Alliance Ltd LLC

CIK 0001566531 · 105 WIND HAVEN DRIVE, NICHOLASVILLE, KY, 40356 · 859-223-6333

Reported Value
$257M
Q1 2024
Positions
14
Filings on Record
28
2019–present window
Filed
May 13, 2024
original filing

Summary

Spectrum Financial Alliance Ltd LLC reported $257M in U.S.-listed holdings across 14 positions for Q1 2024.

Its largest position, QCOM, represents 17.2% of the portfolio.

Compared with Q4 2023, the fund opened 1 new position and exited 1.

Portfolio Metrics

Turnover
+10.8%
vs prior filed quarter
Top-10 Concentration
+95.3%
share of reported value
Largest Position
+17.2%
Qualcomm
New / Exited
1 / 1
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $131MQ4 ’18Q1 ’19: $146MQ2 ’19: $160MQ3 ’19: $155MQ4 ’19: $172MQ4 ’19Q1 ’20: $111MQ2 ’20: $134MQ3 ’20: $146MQ4 ’20: $176MQ4 ’20Q1 ’21: $200MQ2 ’21: $215MQ4 ’21: $205MQ1 ’22: $203MQ1 ’22Q2 ’22: $171MQ4 ’22: $198MQ1 ’23: $216MQ2 ’23: $210MQ2 ’23Q3 ’23: $198MQ4 ’23: $243MQ1 ’24: $257MQ2 ’24: $280MQ2 ’24Q3 ’24: $279MQ4 ’24: $288MQ1 ’25: $308MQ2 ’25: $371MQ2 ’25Q3 ’25: $408MQ4 ’25: $506MQ1 ’26: $520Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 87.3%ETP: 6.3%Other: 6.3%
  • Common Stock · 87.3% · $224M
  • ETP · 6.3% · $16M
  • Other · 6.3% · $16M

Quarter-over-Quarter Changes full breakdown →

vs Q4 2023 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
GENERAL ELECTRIC CONEW+92.3K92.3K+$16M$16M
GENERAL ELECTRIC COSOLD OUT−88.3K0−$11M$0
MARMARRIOTT INTL INC NEWTRIMMED−44.9K31.8K−$9M$8M
VGSHVANGUARD SCOTTSDALE FDSADDED+36.6K106.1K+$2M$6M
MUMICRON TECHNOLOGY INCADDED+2.5K11.5K+$584,308$1M
BABOEING COADDED+28.4K202.7K−$6M$39M
LMTLOCKHEED MARTIN CORPHELD+2.7K57.1K+$1M$26M
SCHWSCHWAB CHARLES CORPHELD−3.6K135.8K+$232,255$10M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2024

14 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1QCOMQUALCOMM INChistory →COM17.22%$44M261.1K
2BACBANK AMERICA CORPhistory →COM16.52%$42M1.12M
3BABOEING COhistory →COM15.24%$39M202.7K
4TRVCCITIGROUP INChistory →COM NEW12.95%$33M525.4K
5LMTLOCKHEED MARTIN CORPhistory →COM10.12%$26M57.1K
6GENERAL ELECTRIC COCOM6.31%$16M92.3K
7DEDEERE & COhistory →COM6.06%$16M37.9K
8VANGUARD INDEX FDSSMALL CP ETF3.94%$10M44.2K
9SCHWSCHWAB CHARLES CORPhistory →COM3.83%$10M135.8K
10MARMARRIOTT INTL INC NEWhistory →CL A3.12%$8M31.8K
11VGSHVANGUARD SCOTTSDALE FDShistory →SHORT TERM TREAS2.40%$6M106.1K
12COFCAPITAL ONE FINL CORPhistory →COM1.68%$4M28.9K
13MUMICRON TECHNOLOGY INCCOM0.53%$1M11.5K
14MSFTMICROSOFT CORPCOM0.09%$225,927537

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$520M32May 1, 202613F-HRchanges · EDGAR ↗
Q4 2025$506M31Jan 30, 202613F-HRchanges · EDGAR ↗
Q3 2025$408M25Nov 14, 202513F-HRchanges · EDGAR ↗
Q2 2025$371M23Aug 14, 202513F-HRchanges · EDGAR ↗
Q1 2025$308M20May 7, 202513F-HRchanges · EDGAR ↗
Q4 2024$288M20Feb 4, 202513F-HRchanges · EDGAR ↗
Q3 2024$279M19Oct 18, 202413F-HRchanges · EDGAR ↗
Q2 2024$280M15Jul 19, 202413F-HRchanges · EDGAR ↗
Q1 2024$257M14May 13, 202413F-HRchanges · EDGAR ↗
Q4 2023$243M14Jan 30, 202413F-HRchanges · EDGAR ↗
Q3 2023$198M14Oct 27, 202313F-HRchanges · EDGAR ↗
Q2 2023$210M13Jul 19, 202313F-HRchanges · EDGAR ↗
Q1 2023$216M13Apr 20, 202313F-HRchanges · EDGAR ↗
Q4 2022$198M11Feb 28, 202313F-HRchanges · EDGAR ↗
Q2 2022$171M10Jul 22, 202213F-HRchanges · EDGAR ↗
Q1 2022$203M9May 12, 202213F-HRchanges · EDGAR ↗
Q4 2021$205M10Feb 15, 202213F-HRchanges · EDGAR ↗
Q2 2021$215M12Aug 16, 202113F-HRchanges · EDGAR ↗
Q1 2021$200M11May 13, 202113F-HRchanges · EDGAR ↗
Q4 2020$176M15Feb 4, 202113F-HRchanges · EDGAR ↗
Q3 2020$146M14Oct 21, 202013F-HRchanges · EDGAR ↗
Q2 2020$134M15Aug 7, 202013F-HRchanges · EDGAR ↗
Q1 2020$111M12May 13, 202013F-HRchanges · EDGAR ↗
Q4 2019$172M13Feb 14, 202013F-HRchanges · EDGAR ↗
Q3 2019$155M12Nov 14, 201913F-HRchanges · EDGAR ↗
Q2 2019$160M13Aug 14, 201913F-HRchanges · EDGAR ↗
Q1 2019$146M15May 14, 201913F-HRchanges · EDGAR ↗
Q4 2018$131M114Feb 15, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.