SEC 13F Intelligence

Managers / Q1 2023 · view latest →

Spectrum Financial Alliance Ltd LLC

CIK 0001566531 · 105 WIND HAVEN DRIVE, NICHOLASVILLE, KY, 40356 · 859-223-6333

Reported Value
$216M
Q1 2023
Positions
13
Filings on Record
28
2019–present window
Filed
Apr 20, 2023
original filing

Summary

Spectrum Financial Alliance Ltd LLC reported $216M in U.S.-listed holdings across 13 positions for Q1 2023.

Its largest position, BA, represents 17.6% of the portfolio.

Compared with Q4 2022, the fund opened 3 new positions and exited 1.

Portfolio Metrics

Turnover
+0.7%
vs prior filed quarter
Top-10 Concentration
+98.8%
share of reported value
Largest Position
+17.6%
Boeing
New / Exited
3 / 1
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $131MQ4 ’18Q1 ’19: $146MQ2 ’19: $160MQ3 ’19: $155MQ4 ’19: $172MQ4 ’19Q1 ’20: $111MQ2 ’20: $134MQ3 ’20: $146MQ4 ’20: $176MQ4 ’20Q1 ’21: $200MQ2 ’21: $215MQ4 ’21: $205MQ1 ’22: $203MQ1 ’22Q2 ’22: $171MQ4 ’22: $198MQ1 ’23: $216MQ2 ’23: $210MQ2 ’23Q3 ’23: $198MQ4 ’23: $243MQ1 ’24: $257MQ2 ’24: $280MQ2 ’24Q3 ’24: $279MQ4 ’24: $288MQ1 ’25: $308MQ2 ’25: $371MQ2 ’25Q3 ’25: $408MQ4 ’25: $506MQ1 ’26: $520Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 92.4%ETP: 7.6%
  • Common Stock · 92.4% · $199M
  • ETP · 7.6% · $16M

Quarter-over-Quarter Changes full breakdown →

vs Q4 2022 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
GEHCGE HEALTHCARE TECHNOLOGIES INEW+23.1K23.1K+$2M$2M
MUMICRON TECHNOLOGY INCNEW+5.3K5.3K+$317,871$317,871
VANGUARD INDEX FDSNEW+1.3K1.3K+$267,983$267,983
MSFTMICROSOFT CORPSOLD OUT9080$217,757$0
BACBANK AMERICA CORPADDED+169.8K1.07M+$768,174$31M
DEDEERE & COADDED+2.9K22.4K+$868,935$9M
COFCAPITAL ONE FINL CORPADDED+1.9K29.7K+$268,862$3M
PROSHARES TR IIADDED+37.1K606.2K$1M$16M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2023

13 positions
#IssuerClass% PortfolioValueShares
1BABOEING COhistory →COM17.56%$38M178.3K
2LMTLOCKHEED MARTIN CORPhistory →COM17.28%$37M78.8K
3QCOMQUALCOMM INChistory →COM15.76%$34M266.5K
4BACBANK AMERICA CORPhistory →COM14.24%$31M1.07M
5TRVCCITIGROUP INChistory →COM NEW10.86%$23M499.6K
6PROSHARES TR IIULTA BLMBG 20177.44%$16M606.2K
7MARMARRIOTT INTL INC NEWhistory →CL A6.47%$14M84.0K
8DEDEERE & COhistory →COM4.28%$9M22.4K
9GENERAL ELECTRIC COCOM NEW3.64%$8M82.2K
10COFCAPITAL ONE FINL CORPhistory →COM1.32%$3M29.7K
11GEHCGE HEALTHCARE TECHNOLOGIES ICOMMON STOCK0.88%$2M23.1K
12MUMICRON TECHNOLOGY INCCOM0.15%$317,8715.3K
13VANGUARD INDEX FDSTOTAL STK MKT0.12%$267,9831.3K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$520M32May 1, 202613F-HRchanges · EDGAR ↗
Q4 2025$506M31Jan 30, 202613F-HRchanges · EDGAR ↗
Q3 2025$408M25Nov 14, 202513F-HRchanges · EDGAR ↗
Q2 2025$371M23Aug 14, 202513F-HRchanges · EDGAR ↗
Q1 2025$308M20May 7, 202513F-HRchanges · EDGAR ↗
Q4 2024$288M20Feb 4, 202513F-HRchanges · EDGAR ↗
Q3 2024$279M19Oct 18, 202413F-HRchanges · EDGAR ↗
Q2 2024$280M15Jul 19, 202413F-HRchanges · EDGAR ↗
Q1 2024$257M14May 13, 202413F-HRchanges · EDGAR ↗
Q4 2023$243M14Jan 30, 202413F-HRchanges · EDGAR ↗
Q3 2023$198M14Oct 27, 202313F-HRchanges · EDGAR ↗
Q2 2023$210M13Jul 19, 202313F-HRchanges · EDGAR ↗
Q1 2023$216M13Apr 20, 202313F-HRchanges · EDGAR ↗
Q4 2022$198M11Feb 28, 202313F-HRchanges · EDGAR ↗
Q2 2022$171M10Jul 22, 202213F-HRchanges · EDGAR ↗
Q1 2022$203M9May 12, 202213F-HRchanges · EDGAR ↗
Q4 2021$205M10Feb 15, 202213F-HRchanges · EDGAR ↗
Q2 2021$215M12Aug 16, 202113F-HRchanges · EDGAR ↗
Q1 2021$200M11May 13, 202113F-HRchanges · EDGAR ↗
Q4 2020$176M15Feb 4, 202113F-HRchanges · EDGAR ↗
Q3 2020$146M14Oct 21, 202013F-HRchanges · EDGAR ↗
Q2 2020$134M15Aug 7, 202013F-HRchanges · EDGAR ↗
Q1 2020$111M12May 13, 202013F-HRchanges · EDGAR ↗
Q4 2019$172M13Feb 14, 202013F-HRchanges · EDGAR ↗
Q3 2019$155M12Nov 14, 201913F-HRchanges · EDGAR ↗
Q2 2019$160M13Aug 14, 201913F-HRchanges · EDGAR ↗
Q1 2019$146M15May 14, 201913F-HRchanges · EDGAR ↗
Q4 2018$131M114Feb 15, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.