SEC 13F Intelligence

Managers / Q4 2019 · view latest →

MARINER INDEPENDENT ADVISOR NETWORK, LLC

CIK 0001548916 · 5700 W 112TH STREET, SUITE 500, OVERLAND PARK, KS, 66211 · 1-650-571-1934

Reported Value
$1.4B
Q4 2019
Positions
368
Filings on Record
16
2019–present window
Filed
Feb 10, 2020
original filing

Summary

Mariner Independent Advisor Network, LLC reported $1.4B in U.S.-listed holdings across 368 positions for Q4 2019.

Its largest position, AAPL, represents 3.7% of the portfolio.

Compared with Q3 2019, the fund opened 31 new positions and exited 33.

Portfolio Metrics

Turnover
+8.6%
vs prior filed quarter
Top-10 Concentration
+26.2%
share of reported value
Largest Position
+3.7%
Apple
New / Exited
31 / 33
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $1.1BQ4 ’18Q1 ’19: $1.2BQ2 ’19: $1.3BQ2 ’19Q3 ’19: $1.3BQ4 ’19: $1.4BQ4 ’19Q1 ’20: $1.1BQ2 ’20: $1.1BQ2 ’20Q3 ’20: $1.2BQ4 ’20: $1.9BQ4 ’20Q1 ’21: $1.9BQ2 ’21: $2.2BQ2 ’21Q3 ’21: $2.0BQ4 ’21: $2.1BQ4 ’21Q1 ’22: $2.6BQ2 ’22: $2.4BQ2 ’22Q3 ’22: $2.3Bfilingsflow.com

Portfolio Composition

By security type
ETP: 66.4%Common Stock: 29.9%REIT: 1.2%ADR: 0.9%Other: 0.7%Other: 0.9%
  • ETP · 66.4% · $922M
  • Common Stock · 29.9% · $415M
  • REIT · 1.2% · $17M
  • ADR · 0.9% · $12M
  • Other · 0.7% · $9M
  • Other · 0.9% · $13M

Quarter-over-Quarter Changes full breakdown →

vs Q3 2019 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
ROKUROKU INCNEW+52.3K52.3K+$7M$7M
JP MORGAN EXCHANGE TRADED FDNEW+64.9K64.9K+$3M$3M
FIRST TR EXCHANGE TRADED FDNEW+25.8K25.8K+$2M$2M
ISHARES TRNEW+21.2K21.2K+$2M$2M
WORKSLACK TECHNOLOGIES INCNEW+93.1K93.1K+$2M$2M
PIMCO ETF TRNEW+12.5K12.5K+$2M$2M
STMSTMICROELECTRONICS N VNEW+59.8K59.8K+$2M$2M
JP MORGAN EXCHANGE TRADED FDNEW+24.6K24.6K+$1M$1M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2019

34 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1ISHARES TRMSCI MIN VOL ETF · CORE S&P500 ETF · RUS 1000 GRW ETF · CORE S&P MCP ETF · RUS 1000 VAL ETF · S&P 500 GRWT ETF · 20 YR TR BD ETF · CORE S&P SCP ETF · 1 3 YR TREAS BD · S&P MC 400VL ETF · MIN VOL EAFE ETF12.87%$179M1.50M
2GOLDMAN SACHS ETF TRACTIVEBETA EME · EQUITY ETF4.32%$60M1.35M
3AAPLAPPLE INChistory →COM3.71%$52M174.5K
4VTVVANGUARD INDEX FDSTOTAL STK MKT · VALUE ETF · GROWTH ETF · S&P 500 ETF SHS3.47%$48M302.7K
5AMZNAMAZON COM INChistory →COM2.91%$40M21.8K
6FRANKLIN TEMPLETON ETF TRLIBERTYQ US EQT2.64%$37M1.05M
7LATTICE STRATEGIES TRHARTFORD MLT ETF2.57%$36M1.22M
8AMDADVANCED MICRO DEVICES INChistory →COM2.53%$35M766.1K
9NDQINVESCO QQQ TRhistory →UNIT SER 11.95%$27M126.4K
10SPDR S&P 500 ETF TRTR UNIT1.60%$22M68.7K
11MSFTMICROSOFT CORPhistory →COM1.50%$21M131.3K
12JP MORGAN EXCHANGE TRADED FDJPMORGAN DIVER · DIV RTN EM EQT1.40%$19M281.0K
13SPDR SERIES TRUSTPORTFOLIO LN TSR1.35%$19M478.8K
14TSLATESLA INChistory →COM1.26%$17M41.6K
15VANGUARD WORLD FDSINF TECH ETF · HEALTH CAR ETF1.11%$15M70.9K
16VANGUARD GROUPDIV APP ETF1.10%$15M121.8K
17ARK ETF TRINNOVATION ETF0.82%$11M226.7K
18VVISA INChistory →COM CL A0.81%$11M59.4K
19ISHARES INCMIN VOL GBL ETF0.80%$11M115.4K
20BRK/BBERKSHIRE HATHAWAY INC DELhistory →CL B NEW0.76%$11M46.8K
21SSGA ACTIVE ETF TRSPDR TR TACTIC0.74%$10M210.8K
22INVESCO EXCHNG TRADED FD TRS&P MIDCP LOW0.69%$10M179.2K
23WISDOMTREE TRUS QTLY DIV GRT0.68%$9M195.4K
24MAMASTERCARD INCCL A0.64%$9M29.5K
25JNJJOHNSON & JOHNSONCOM0.62%$9M59.2K
26FIRST TR EXCHANGE TRADED FDDJ INTERNT IDX0.61%$8M60.5K
27DISDISNEY WALT COCOM DISNEY0.60%$8M57.2K
28CHVCHEVRON CORP NEWCOM0.59%$8M68.4K
29VANGUARD WHITEHALL FDS INCHIGH DIV YLD0.55%$8M81.2K
30TAT&T INCCOM0.54%$7M191.2K
31METAFACEBOOK INCCL A0.52%$7M35.4K
32BACVERIZON COMMUNICATIONS INCCOM0.52%$7M118.5K
33ROKUROKU INCCOM CL A0.50%$7M52.3K
34PGPROCTER & GAMBLE COCOM0.50%$7M55.3K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q3 2022$2.3B555Nov 10, 202213F-HRchanges · EDGAR ↗
Q2 2022$2.4B544Aug 12, 202213F-HRchanges · EDGAR ↗
Q1 2022$2.6B505May 10, 202213F-HRchanges · EDGAR ↗
Q4 2021$2.1B453Feb 16, 202213F-HRchanges · EDGAR ↗
Q3 2021$2.0B462Nov 17, 202113F-HRchanges · EDGAR ↗
Q2 2021$2.2B509Aug 10, 202113F-HRchanges · EDGAR ↗
Q1 2021$1.9B429May 7, 202113F-HRchanges · EDGAR ↗
Q4 2020$1.9B405Feb 12, 202113F-HRchanges · EDGAR ↗
Q3 2020$1.2B306Nov 30, 202013F-HRchanges · EDGAR ↗
Q2 2020$1.1B314Aug 3, 202013F-HRchanges · EDGAR ↗
Q1 2020$1.1B348May 5, 202013F-HRchanges · EDGAR ↗
Q4 2019$1.4B368Feb 10, 202013F-HRchanges · EDGAR ↗
Q3 2019$1.3B370Nov 4, 201913F-HRchanges · EDGAR ↗
Q2 2019$1.3B367Aug 13, 201913F-HRchanges · EDGAR ↗
Q1 2019$1.2B352May 2, 201913F-HRchanges · EDGAR ↗
Q4 2018$1.1B356Feb 12, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.