SEC 13F Intelligence

Managers / Q4 2023 · view latest →

Lombard Odier Asset Management (USA) Corp

CIK 0001491719 · 452 FIFTH AVENUE, 25TH FLOOR, NEW YORK, NY, 10018 · 212-295-6200

Reported Value
$5.5B
Q4 2023
Positions
350
Filings on Record
32
2019–present window
Filed
Feb 14, 2024
original filing

Summary

Lombard Odier Asset Management (USA) Corp reported $5.5B in U.S.-listed holdings across 350 positions for Q4 2023.

Its largest position, Spdr S P 500 Etf Tr, represents 4.9% of the portfolio.

Compared with Q3 2023, the fund opened 104 new positions and exited 83.

Portfolio Metrics

Turnover
+26.2%
vs prior filed quarter
Largest Position
+4.9%
Spdr S P 500 Etf Tr
New / Exited
104 / 83
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $1.3BQ4 ’18Q1 ’19: $1.2BQ2 ’19: $1.2BQ3 ’19: $1.0BQ4 ’19: $1.1BQ4 ’19Q1 ’20: $963MQ2 ’20: $1.4BQ3 ’20: $1.5BQ4 ’20: $2.1BQ4 ’20Q1 ’21: $2.7BQ2 ’21: $2.5BQ3 ’21: $2.3BQ4 ’21: $2.6BQ4 ’21Q1 ’22: $2.7BQ2 ’22: $2.6BQ3 ’22: $3.4BQ4 ’22: $3.9BQ4 ’22Q1 ’23: $4.5BQ2 ’23: $4.7BQ3 ’23: $4.5BQ4 ’23: $5.5BQ4 ’23Q1 ’24: $4.1BQ2 ’24: $1.4BQ3 ’24: $1.5BQ4 ’24: $1.4BQ4 ’24Q1 ’25: $1.3BQ2 ’25: $1.3BQ3 ’25: $1.5BQ4 ’25: $1.1BQ4 ’25Q1 ’26: $957Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 57.7%ETP: 33.8%Other: 4.8%ADR: 2.3%US DOMESTIC: 1.2%Other: 0.3%
  • Common Stock · 57.7% · $3.2B
  • ETP · 33.8% · $1.9B
  • Other · 4.8% · $263M
  • ADR · 2.3% · $125M
  • US DOMESTIC · 1.2% · $64M
  • Other · 0.3% · $18M

Quarter-over-Quarter Changes full breakdown →

vs Q3 2023 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
GQ9SPDR GOLD TRNEW+750.0K750.0K+$143M$143M
NORWEGIAN CRUISE LINE HLDG LNEW+6.19M6.19M+$124M$124M
ISHARES TRNEW+2.26M2.26M+$110M$110M
ARK ETF TRNEW+2.00M2.00M+$105M$105M
TSMTAIWAN SEMICONDUCTOR MFG LTDNEW+600.0K600.0K+$62M$62M
GOOGALPHABET INCNEW+400.0K400.0K+$56M$56M
TRANSOCEAN LTDNEW+8.40M8.40M+$53M$53M
ROYAL CARIBBEAN GROUPNEW+402.0K402.0K+$52M$52M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2023

3 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1SPDR S&P 500 ETF TRTR UNIT4.94%$272M571.7K
2SLNSILENCE THERAPEUTICS PLChistory →ADS0.99%$54M3.88M
3ZILLOW GROUP INCNOTE 0.750% 9/00.54%$30M22.00M

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$957M263May 15, 202613F-HRchanges · EDGAR ↗
Q4 2025$1.1B213Feb 17, 202613F-HRchanges · EDGAR ↗
Q3 2025$1.5B415Nov 14, 202513F-HRchanges · EDGAR ↗
Q2 2025$1.3B362Aug 14, 202513F-HRchanges · EDGAR ↗
Q1 2025$1.3B198May 15, 202513F-HRchanges · EDGAR ↗
Q4 2024$1.4B284Feb 14, 202513F-HRchanges · EDGAR ↗
Q3 2024$1.5B260Nov 14, 202413F-HRchanges · EDGAR ↗
Q2 2024$1.4B246Aug 14, 202413F-HRchanges · EDGAR ↗
Q1 2024$4.1B342May 15, 202413F-HRchanges · EDGAR ↗
Q4 2023$5.5B350Feb 14, 202413F-HRchanges · EDGAR ↗
Q3 2023$4.5B331Nov 14, 202313F-HRchanges · EDGAR ↗
Q2 2023$4.7B355Aug 14, 202313F-HRchanges · EDGAR ↗
Q1 2023$4.5B299May 15, 202313F-HRchanges · EDGAR ↗
Q4 2022$3.9B316Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022$3.4B384Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$2.6B362Aug 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$2.7B327May 16, 202213F-HRchanges · EDGAR ↗
Q4 2021$2.6B352Feb 18, 2022RESTATEMENTchanges · EDGAR ↗
Q3 2021$2.3B318Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$2.5B285Aug 13, 202113F-HRchanges · EDGAR ↗
Q1 2021$2.7B301May 17, 202113F-HRchanges · EDGAR ↗
Q4 2020$2.1B242Feb 16, 202113F-HRchanges · EDGAR ↗
Q3 2020$1.5B222Nov 16, 202013F-HRchanges · EDGAR ↗
Q2 2020$1.4B241Aug 14, 202013F-HRchanges · EDGAR ↗
Q1 2020$963M181May 15, 202013F-HRchanges · EDGAR ↗
Q4 2019$1.1B225Feb 14, 202013F-HRchanges · EDGAR ↗
Q3 2019$1.0B245Nov 14, 201913F-HRchanges · EDGAR ↗
Q2 2019$1.2B225Aug 14, 201913F-HRchanges · EDGAR ↗
Q1 2019$1.2B244May 16, 2019RESTATEMENTchanges · EDGAR ↗
Q4 2018$1.3B228Feb 14, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.