SEC 13F Intelligence

Managers / Q3 2019 · view latest →

Lombard Odier Asset Management (USA) Corp

CIK 0001491719 · 452 FIFTH AVENUE, 25TH FLOOR, NEW YORK, NY, 10018 · 212-295-6200

Reported Value
$1.0B
Q3 2019
Positions
245
Filings on Record
32
2019–present window
Filed
Nov 14, 2019
original filing

Summary

Lombard Odier Asset Management (USA) Corp reported $1.0B in U.S.-listed holdings across 245 positions for Q3 2019.

Its largest position, Microchip Technology, represents 2.9% of the portfolio.

Compared with Q2 2019, the fund opened 111 new positions and exited 95.

Portfolio Metrics

Turnover
+39.3%
vs prior filed quarter
Top-10 Concentration
+18.2%
share of reported value
Largest Position
+2.9%
Microchip Technology
New / Exited
111 / 95
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $1.3BQ4 ’18Q1 ’19: $1.2BQ2 ’19: $1.2BQ3 ’19: $1.0BQ4 ’19: $1.1BQ4 ’19Q1 ’20: $963MQ2 ’20: $1.4BQ3 ’20: $1.5BQ4 ’20: $2.1BQ4 ’20Q1 ’21: $2.7BQ2 ’21: $2.5BQ3 ’21: $2.3BQ4 ’21: $2.6BQ4 ’21Q1 ’22: $2.7BQ2 ’22: $2.6BQ3 ’22: $3.4BQ4 ’22: $3.9BQ4 ’22Q1 ’23: $4.5BQ2 ’23: $4.7BQ3 ’23: $4.5BQ4 ’23: $5.5BQ4 ’23Q1 ’24: $4.1BQ2 ’24: $1.4BQ3 ’24: $1.5BQ4 ’24: $1.4BQ4 ’24Q1 ’25: $1.3BQ2 ’25: $1.3BQ3 ’25: $1.5BQ4 ’25: $1.1BQ4 ’25Q1 ’26: $957Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 63.3%US DOMESTIC: 17.5%Other: 12.9%ETP: 3.2%ADR: 2.2%Other: 0.9%
  • Common Stock · 63.3% · $661M
  • US DOMESTIC · 17.5% · $183M
  • Other · 12.9% · $135M
  • ETP · 3.2% · $33M
  • ADR · 2.2% · $23M
  • Other · 0.9% · $9M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2019 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
COLONY STARWOOD HOMESNEW+14.00M14.00M+$19M$19M
UBERUBER TECHNOLOGIES INCNEW+491.9K491.9K+$15M$15M
DWDPEURDUPONT DE NEMOURS INCNEW+165.0K165.0K+$12M$12M
VALARIS PLCNEW+1.95M1.95M+$9M$9M
FISFIDELITY NATL INFORMATION SVNEW+68.5K68.5K+$9M$9M
ABBVABBVIE INCNEW+115.0K115.0K+$9M$9M
NOWSERVICENOW INCNEW+30.5K30.5K+$8M$8M
TELADOC HEALTH INCNEW+4.30M4.30M+$7M$7M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2019

30 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1MICROCHIP TECHNOLOGY INCNOTE 1.625% 2/12.90%$30M16.00M
2VECTOR GROUP LTDFRNT 4/12.17%$23M21.85M
3CELGCELGENE CORPhistory →COM2.09%$22M220.0K
4COLONY STARWOOD HOMESNOTE 3.500% 1/11.78%$19M14.00M
5AMZNAMAZON COM INChistory →COM1.67%$17M10.0K
6J2 GLOBAL INCNOTE 3.250% 6/11.67%$17M12.26M
7ISTAR INCNOTE 3.125% 9/11.62%$17M16.00M
8RTI INTL METALS INCNOTE 1.625%10/11.62%$17M17.00M
9CLEVELAND CLIFFS INCDBCV 1.500% 1/11.35%$14M13.00M
10MAMASTERCARD INChistory →CL A1.33%$14M51.3K
11ALLERGAN PLCSHS1.29%$13M80.1K
12ALLSCRIPTS HEALTHCARE SOLUTNNOTE 1.250% 7/01.18%$12M12.45M
13DWDPEURDUPONT DE NEMOURS INChistory →COM1.13%$12M165.0K
14AK STL CORPNOTE 5.000%11/11.07%$11M11.19M
15ZAYO GROUP HLDGS INCCOM1.04%$11M322.0K
16PAGSEGURO DIGITAL LTDCOM CL A0.96%$10M216.2K
17CRMSALESFORCE COM INCCOM0.94%$10M66.0K
18WABCO HLDGS INCCOM0.90%$9M70.0K
19FERRARI N VCOM0.89%$9M60.7K
20BABAALIBABA GROUP HLDG LTDSPONSORED ADS0.89%$9M55.7K
21FISFIDELITY NATL INFORMATION SVCOM0.87%$9M68.5K
22CVNACARVANA COCL A0.84%$9M133.0K
23SNAPSNAP INCCL A0.83%$9M550.0K
24CAPRI HOLDINGS LIMITEDSHS0.78%$8M246.4K
25NOWSERVICENOW INCCOM0.74%$8M30.5K
26VERSUM MATLS INCCOM0.74%$8M146.0K
27NEW ORIENTAL ED & TECH GRP ISPON ADR0.73%$8M68.5K
28CONSTELLIUM SECL A0.72%$8M590.9K
29PLANUSDANAPLAN INCCOM0.71%$7M157.3K
30DISH NETWORK CORPNOTE 3.375% 8/10.70%$7M8.00M

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$957M263May 15, 202613F-HRchanges · EDGAR ↗
Q4 2025$1.1B213Feb 17, 202613F-HRchanges · EDGAR ↗
Q3 2025$1.5B415Nov 14, 202513F-HRchanges · EDGAR ↗
Q2 2025$1.3B362Aug 14, 202513F-HRchanges · EDGAR ↗
Q1 2025$1.3B198May 15, 202513F-HRchanges · EDGAR ↗
Q4 2024$1.4B284Feb 14, 202513F-HRchanges · EDGAR ↗
Q3 2024$1.5B260Nov 14, 202413F-HRchanges · EDGAR ↗
Q2 2024$1.4B246Aug 14, 202413F-HRchanges · EDGAR ↗
Q1 2024$4.1B342May 15, 202413F-HRchanges · EDGAR ↗
Q4 2023$5.5B350Feb 14, 202413F-HRchanges · EDGAR ↗
Q3 2023$4.5B331Nov 14, 202313F-HRchanges · EDGAR ↗
Q2 2023$4.7B355Aug 14, 202313F-HRchanges · EDGAR ↗
Q1 2023$4.5B299May 15, 202313F-HRchanges · EDGAR ↗
Q4 2022$3.9B316Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022$3.4B384Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$2.6B362Aug 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$2.7B327May 16, 202213F-HRchanges · EDGAR ↗
Q4 2021$2.6B352Feb 18, 2022RESTATEMENTchanges · EDGAR ↗
Q3 2021$2.3B318Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$2.5B285Aug 13, 202113F-HRchanges · EDGAR ↗
Q1 2021$2.7B301May 17, 202113F-HRchanges · EDGAR ↗
Q4 2020$2.1B242Feb 16, 202113F-HRchanges · EDGAR ↗
Q3 2020$1.5B222Nov 16, 202013F-HRchanges · EDGAR ↗
Q2 2020$1.4B241Aug 14, 202013F-HRchanges · EDGAR ↗
Q1 2020$963M181May 15, 202013F-HRchanges · EDGAR ↗
Q4 2019$1.1B225Feb 14, 202013F-HRchanges · EDGAR ↗
Q3 2019$1.0B245Nov 14, 201913F-HRchanges · EDGAR ↗
Q2 2019$1.2B225Aug 14, 201913F-HRchanges · EDGAR ↗
Q1 2019$1.2B244May 16, 2019RESTATEMENTchanges · EDGAR ↗
Q4 2018$1.3B228Feb 14, 201913F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 1 additional manager.

  • Compagnie Lombard Odier SCmA028-16235

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.