SEC 13F Intelligence

Managers / Q3 2021 · view latest →

TD Capital Management LLC

CIK 0001483824 · 5100 POPLAR AVENUE, SUITE 2904, MEMPHIS, TN, 38137 · 901-681-0021

Reported Value
$818M
Q3 2021
Positions
376
Filings on Record
31
2019–present window
Filed
Nov 9, 2021
original filing

Summary

Td Capital Management LLC reported $818M in U.S.-listed holdings across 376 positions for Q3 2021.

The portfolio is heavily concentrated: Ishares Tr alone accounts for 20.8% of reported value.

Compared with Q2 2021, the fund opened 27 new positions and exited 5.

Portfolio Metrics

Turnover
+1.3%
vs prior filed quarter
Top-10 Concentration
+66.2%
share of reported value
Largest Position
+20.8%
Ishares Tr
New / Exited
27 / 5
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $406MQ4 ’18Q1 ’19: $475MQ2 ’19: $493MQ3 ’19: $559MQ4 ’19: $613MQ4 ’19Q1 ’20: $545MQ2 ’20: $609MQ3 ’20: $664MQ4 ’20: $725MQ4 ’20Q1 ’21: $755MQ2 ’21: $802MQ3 ’21: $818MQ4 ’21: $886MQ4 ’21Q1 ’22: $838MQ2 ’22: $738MQ3 ’22: $721MQ4 ’22: $764MQ4 ’22Q1 ’23: $807MQ2 ’23: $837MQ3 ’23: $816MQ4 ’23: $876MQ4 ’23Q1 ’24: $938MQ2 ’24: $956MQ3 ’24: $999MQ4 ’24: $984MQ4 ’24Q1 ’25: $987MQ2 ’25: $1.1BQ3 ’25: $1.1BQ4 ’25: $1.1BQ4 ’25Q1 ’26: $1.1Bfilingsflow.com

Portfolio Composition

By security type
ETP: 96.4%Common Stock: 3.4%Other: 0.1%Ltd Part: 0.0%ADR: 0.0%Other: 0.0%
  • ETP · 96.4% · $788M
  • Common Stock · 3.4% · $28M
  • Other · 0.1% · $872,000
  • Ltd Part · 0.0% · $126,000
  • ADR · 0.0% · $116,000
  • Other · 0.0% · $179,000

Quarter-over-Quarter Changes full breakdown →

vs Q2 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
PIMCO ETF TRNEW+6.0K6.0K+$338,000$338,000
INVESCO EXCH TRADED FD TR IINEW+1.9K1.9K+$285,000$285,000
INVESCO EXCH TRADED FD TR IINEW+6.5K6.5K+$214,000$214,000
VANECK ETF TRUSTNEW+2.8K2.8K+$207,000$207,000
ISHARES TRNEW+2.0K2.0K+$194,000$194,000
GENERAL ELECTRIC CONEW+1.2K1.2K+$120,000$120,000
WISDOMTREE TRNEW+2.7K2.7K+$109,000$109,000
INVESCO EXCHANGE TRADED FD TNEW+1.2K1.2K+$59,000$59,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2021

24 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1ACWIISHARES TRCORE S&P TTL STK · CORE US AGGBD ET · CORE S&P500 ETF · MSCI USA QLT FCT · CORE MSCI TOTAL · SHRT NAT MUN ETF · MSCI USA MIN VOL · NATIONAL MUN ETF · MSCI ACWI ETF · CORE 1 5 YR USD · CORE DIV GRWTH · 0-5 YR TIPS ETF47.49%$388M3.69M
2VUGVANGUARD INDEX FDSTOTAL STK MKT · GROWTH ETF · VALUE ETF · LARGE CAP ETF · SMALL CP ETF · MID CAP ETF · EXTEND MKT ETF · S&P 500 ETF SHS16.16%$132M634.7K
3VUSBVANGUARD BD INDEX FDSSHORT TRM BOND · TOTAL BND MRKT · VANGUARD ULTRA15.20%$124M1.54M
4PIMCO ETF TRENHAN SHRT MA AC · SHTRM MUN BD ACT · ENHNCD LW DUR AC5.17%$42M437.9K
5VANGUARD SPECIALIZED FUNDSDIV APP ETF3.93%$32M209.4K
6FIRST TR EXCHANGE-TRADED FDFST LOW OPPT EFT · CAP STRENGTH ETF · FIRST TR ENH NEW2.65%$22M389.3K
7VANGUARD STAR FDSVG TL INTL STK F1.51%$12M194.8K
8AZOAUTOZONE INChistory →COM1.22%$10M5.9K
9J P MORGAN EXCHANGE-TRADED FULTRA SHT MUNCPL · ULTRA SHRT INC1.20%$10M192.9K
10GOLDMAN SACHS ETF TRACES ULTRA SHR · ACTIVEBETA US LG0.67%$6M103.6K
11AAPLAPPLE INCCOM0.37%$3M21.2K
12TSCOTRACTOR SUPPLY COCOM0.31%$3M12.4K
13FIRST TR EXCHNG TRADED FD VITCW OPPORTUNIS0.29%$2M44.1K
14MSFTMICROSOFT CORPCOM0.24%$2M6.9K
15WISDOMTREE TRUS QTLY DIV GRT0.21%$2M28.5K
16ISHARES U S ETF TRBLACKROCK SHORT0.14%$1M23.2K
17VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF0.10%$849,00017.0K
18VANGUARD TAX-MANAGED INTL FDFTSE DEV MKT ETF0.10%$807,00016.0K
19FDXFEDEX CORPCOM0.09%$761,0003.5K
20WMTWALMART INCCOM0.09%$743,0005.3K
21ISHARES INCCORE MSCI EMKT0.09%$736,00011.9K
22WDFCWD 40 COCOM0.08%$644,0002.8K
23IPINTERNATIONAL PAPER COCOM0.07%$557,00010.0K
24SPDR SER TRDJ REIT ETF0.07%$549,0005.2K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$1.1B853May 11, 202613F-HRchanges · EDGAR ↗
Q4 2025$1.1B818Feb 26, 202613F-HRchanges · EDGAR ↗
Q3 2025$1.1B691Nov 24, 202513F-HRchanges · EDGAR ↗
Q2 2025$1.1B695Aug 8, 202513F-HRchanges · EDGAR ↗
Q1 2025$987M697May 14, 202513F-HRchanges · EDGAR ↗
Q4 2024$984M586Feb 5, 202513F-HRchanges · EDGAR ↗
Q3 2024$999M459Nov 8, 202413F-HRchanges · EDGAR ↗
Q2 2024$956M438Aug 5, 202413F-HRchanges · EDGAR ↗
Q1 2024$938M534May 13, 2024RESTATEMENTchanges · EDGAR ↗
Q4 2023$876M415Feb 12, 202413F-HRchanges · EDGAR ↗
Q3 2023$816M413Nov 9, 202313F-HRchanges · EDGAR ↗
Q2 2023$837M411Aug 16, 202313F-HRchanges · EDGAR ↗
Q1 2023$807M415May 2, 202313F-HRchanges · EDGAR ↗
Q4 2022$764M390Feb 15, 202313F-HRchanges · EDGAR ↗
Q3 2022$721M372Nov 9, 202213F-HRchanges · EDGAR ↗
Q2 2022$738M84Aug 11, 202213F-HRchanges · EDGAR ↗
Q1 2022$838M93May 18, 202213F-HRchanges · EDGAR ↗
Q4 2021$886M381Feb 14, 202213F-HRchanges · EDGAR ↗
Q3 2021$818M376Nov 9, 202113F-HRchanges · EDGAR ↗
Q2 2021$802M355Aug 2, 202113F-HRchanges · EDGAR ↗
Q1 2021$755M328May 10, 202113F-HRchanges · EDGAR ↗
Q4 2020$725M292Feb 12, 202113F-HRchanges · EDGAR ↗
Q3 2020$664M284Nov 13, 202013F-HRchanges · EDGAR ↗
Q2 2020$609M284Aug 13, 202013F-HRchanges · EDGAR ↗
Q1 2020$545M267May 7, 202013F-HRchanges · EDGAR ↗
Q4 2019$613M271Feb 5, 202013F-HRchanges · EDGAR ↗
Q3 2019$559M279Nov 12, 201913F-HRchanges · EDGAR ↗
Q2 2019$493M274Aug 9, 201913F-HRchanges · EDGAR ↗
Q1 2019$475M230May 15, 201913F-HRchanges · EDGAR ↗
Q4 2018$406M232Feb 6, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.