SEC 13F Intelligence

Managers / Q3 2020 · view latest →

TD Capital Management LLC

CIK 0001483824 · 5100 POPLAR AVENUE, SUITE 2904, MEMPHIS, TN, 38137 · 901-681-0021

Reported Value
$664M
Q3 2020
Positions
284
Filings on Record
31
2019–present window
Filed
Nov 13, 2020
original filing

Summary

Td Capital Management LLC reported $664M in U.S.-listed holdings across 284 positions for Q3 2020.

Its largest position, Ishares Tr, represents 18.7% of the portfolio.

Compared with Q2 2020, the fund opened 19 new positions and exited 18.

Portfolio Metrics

Turnover
+0.7%
vs prior filed quarter
Top-10 Concentration
+68.0%
share of reported value
Largest Position
+18.7%
Ishares Tr
New / Exited
19 / 18
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $406MQ4 ’18Q1 ’19: $475MQ2 ’19: $493MQ3 ’19: $559MQ4 ’19: $613MQ4 ’19Q1 ’20: $545MQ2 ’20: $609MQ3 ’20: $664MQ4 ’20: $725MQ4 ’20Q1 ’21: $755MQ2 ’21: $802MQ3 ’21: $818MQ4 ’21: $886MQ4 ’21Q1 ’22: $838MQ2 ’22: $738MQ3 ’22: $721MQ4 ’22: $764MQ4 ’22Q1 ’23: $807MQ2 ’23: $837MQ3 ’23: $816MQ4 ’23: $876MQ4 ’23Q1 ’24: $938MQ2 ’24: $956MQ3 ’24: $999MQ4 ’24: $984MQ4 ’24Q1 ’25: $987MQ2 ’25: $1.1BQ3 ’25: $1.1BQ4 ’25: $1.1BQ4 ’25Q1 ’26: $1.1Bfilingsflow.com

Portfolio Composition

By security type
ETP: 95.9%Common Stock: 4.0%Other: 0.1%MLP: 0.0%ADR: 0.0%Other: 0.0%
  • ETP · 95.9% · $636M
  • Common Stock · 4.0% · $27M
  • Other · 0.1% · $436,000
  • MLP · 0.0% · $270,000
  • ADR · 0.0% · $162,000
  • Other · 0.0% · $7,000

Quarter-over-Quarter Changes full breakdown →

vs Q2 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
FIRST TR EXCHANGE TRADED FDNEW+5.9K5.9K+$206,000$206,000
ISHARES TRNEW+2.5K2.5K+$126,000$126,000
ISHARES TRNEW+2.0K2.0K+$100,000$100,000
WISDOMTREE TRNEW+1.5K1.5K+$99,000$99,000
ISHARES TRNEW+362362+$53,000$53,000
ISHARES TRNEW+1.5K1.5K+$41,000$41,000
ABBVABBVIE INCNEW+405405+$35,000$35,000
ISHARES TRNEW+395395+$23,000$23,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2020

27 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1ACWIISHARES TRhistory →CORE S&P TTL STK · CORE US AGGBD ET · CORE S&P500 ETF · MSCI USA MIN VOL · MSCI USA QLT FCT · CORE MSCI TOTAL · SHRT NAT MUN ETF · NATIONAL MUN ETF · MSCI ACWI ETF · CORE DIV GRWTH · MSCI USA VALUE · EAFE GRWTH ETF48.28%$320M3.63M
2VANGUARD BD INDEX FDSSHORT TRM BOND · TOTAL BND MRKT16.12%$107M1.27M
3VUGVANGUARD INDEX FDShistory →TOTAL STK MKT · GROWTH ETF · VALUE ETF · LARGE CAP ETF · SMALL CP ETF · MID CAP ETF · EXTEND MKT ETF · S&P 500 ETF SHS14.06%$93M591.6K
4PIMCO ETF TRENHAN SHRT MA AC · SHTRM MUN BD ACT6.45%$43M422.2K
5VANGUARD SPECIALIZED FUNDSDIV APP ETF4.21%$28M217.0K
6FIRST TR EXCHANGE-TRADED FDFST LOW OPPT EFT · CAP STRENGTH ETF · FIRST TR ENH NEW2.97%$20M365.3K
7AZOAUTOZONE INChistory →COM1.93%$13M10.9K
8VANGUARD STAR FDSVG TL INTL STK F1.54%$10M196.1K
9J P MORGAN EXCHANGE-TRADED FULTRA SHT MUNCPL0.81%$5M105.7K
10AAPLAPPLE INCCOM0.37%$2M21.3K
11TSCOTRACTOR SUPPLY COCOM0.27%$2M12.4K
12WISDOMTREE TRUS QTLY DIV GRT0.22%$1M29.1K
13MSFTMICROSOFT CORPCOM0.21%$1M6.7K
14VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF · ALLWRLD EX US0.16%$1M22.9K
15FDXFEDEX CORPCOM0.15%$998,0004.0K
16ISHARES U S ETF TRSHT MAT MUN ETF0.15%$988,00019.7K
17WDFCWD-40 COCOM0.11%$699,0003.7K
18WMTWALMART INCCOM0.10%$688,0004.9K
19VANGUARD TAX-MANAGED INTL FDFTSE DEV MKT ETF0.10%$670,00016.4K
20ISHARES INCCORE MSCI EMKT0.10%$647,00012.3K
21PEPPEPSICO INCCOM0.08%$546,0003.9K
22GOLDMAN SACHS ETF TRACTIVEBETA US LG0.08%$525,0007.7K
23SPDR SER TRDJ REIT ETF0.06%$406,0005.2K
24NFLXNETFLIX INCCOM0.06%$400,000800
25MPLXMPLX LPCOM UNIT REP LTD0.04%$270,00017.1K
26BLACKROCK ETF TRUSTUS EQT FACTOR0.04%$260,0009.3K
27IPINTERNATIONAL PAPER COCOM0.04%$243,0006.0K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$1.1B853May 11, 202613F-HRchanges · EDGAR ↗
Q4 2025$1.1B818Feb 26, 202613F-HRchanges · EDGAR ↗
Q3 2025$1.1B691Nov 24, 202513F-HRchanges · EDGAR ↗
Q2 2025$1.1B695Aug 8, 202513F-HRchanges · EDGAR ↗
Q1 2025$987M697May 14, 202513F-HRchanges · EDGAR ↗
Q4 2024$984M586Feb 5, 202513F-HRchanges · EDGAR ↗
Q3 2024$999M459Nov 8, 202413F-HRchanges · EDGAR ↗
Q2 2024$956M438Aug 5, 202413F-HRchanges · EDGAR ↗
Q1 2024$938M534May 13, 2024RESTATEMENTchanges · EDGAR ↗
Q4 2023$876M415Feb 12, 202413F-HRchanges · EDGAR ↗
Q3 2023$816M413Nov 9, 202313F-HRchanges · EDGAR ↗
Q2 2023$837M411Aug 16, 202313F-HRchanges · EDGAR ↗
Q1 2023$807M415May 2, 202313F-HRchanges · EDGAR ↗
Q4 2022$764M390Feb 15, 202313F-HRchanges · EDGAR ↗
Q3 2022$721M372Nov 9, 202213F-HRchanges · EDGAR ↗
Q2 2022$738M84Aug 11, 202213F-HRchanges · EDGAR ↗
Q1 2022$838M93May 18, 202213F-HRchanges · EDGAR ↗
Q4 2021$886M381Feb 14, 202213F-HRchanges · EDGAR ↗
Q3 2021$818M376Nov 9, 202113F-HRchanges · EDGAR ↗
Q2 2021$802M355Aug 2, 202113F-HRchanges · EDGAR ↗
Q1 2021$755M328May 10, 202113F-HRchanges · EDGAR ↗
Q4 2020$725M292Feb 12, 202113F-HRchanges · EDGAR ↗
Q3 2020$664M284Nov 13, 202013F-HRchanges · EDGAR ↗
Q2 2020$609M284Aug 13, 202013F-HRchanges · EDGAR ↗
Q1 2020$545M267May 7, 202013F-HRchanges · EDGAR ↗
Q4 2019$613M271Feb 5, 202013F-HRchanges · EDGAR ↗
Q3 2019$559M279Nov 12, 201913F-HRchanges · EDGAR ↗
Q2 2019$493M274Aug 9, 201913F-HRchanges · EDGAR ↗
Q1 2019$475M230May 15, 201913F-HRchanges · EDGAR ↗
Q4 2018$406M232Feb 6, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.